Macbeth

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Shakespeare, William. Macbeth. (Norton Tragedies, 2nd ed. 815-88).

Act 1, Scene 2 (826-27, Macbeth’s warrior status)

Macbeth is already a hero when the play begins. Much of what is narrated in Scene 2 concerns his bravery during the battles against the rebel Macdonwald, Cawdor, and Norway. His martial valor exceeds that of everyone else in the field, and there’s an exuberant quality to his actions in the service of King Duncan: Macbeth, “Disdaining fortune, with his brandished steel / Which smoked with bloody execution, / Like valour’s minion / Carved out his passage till he faced the slave [Macdonwald]…” (826, 2.17ff). So the pattern of the bold and loyal warrior is set, and Macbeth will be able to use it to his advantage against Duncan, just as the former Thane of Cawdor must have done.

Incidentally, on Shakespeare’s borrowing from Raphael Holinshed’s Chronicles, as usual the poet plays fast and loose with his material—Duncan and Macbeth’s two reigns stretched from 1034-57, the time just before the Norman Conquest, but there’s a lot of conflation when it comes to the fighting. The idea of Macbeth’s being set on to the murder by his wife comes from the story of an earlier Scottish king, Duff, who was murdered by Donwald—that’s where the business of killing the chamberlains and blaming them comes from, for instance. Holinshed’s Banquo is a very bad fellow from the outset, and his Duncan is a weak young man, not a hallowed elder. Some of the references to witches can be found in Holinshed, and England’s Scottish-born King James I liked the subject of witchcraft and even wrote a book on it, entitled Daemonology. He traced his ancestry back to Banquo and Fleance, so he is part of the royal line that taunts Macbeth by stretching out “to the crack of doom.”

Act 1, Scenes 1 and 3 (825-26, 827-31, Witches prophesy, Macbeth’s first thoughts)

The classical Fates were Clotho the spinner, Atropos the “unturning” cutter, Lachesis the “allotter” or measurer, daughters all of Zeus and Themis. As the ancients sometimes saw it, the Fates or Moirai possessed a power over events independent even of the gods, who could not control them. But this conception of an externally imposed fate is impersonal and irrational; there’s no ultimate or ulterior meaning to it, and the Greek way of holding a person accountable for confronting a fate that can’t be altered is equally strange, if admirable. I’d say the witches in Macbeth are in a different category: they don’t possess deterministic power over mortals. The witches claim to know (and really seem to know) that Macbeth will first be Cawdor and then king, while Banquo will father many kings. But they don’t claim the direct power to alter events: note how one witch responds to an insult: she will plague the insulter’s husband, but can’t stop his ship from reaching port: “Though his barque cannot be lost, / Yet it shall be tempest-tossed” (828, 3.23-24). Neither do they force Macbeth to do what he subsequently does. He may seem almost hypnotized by the witches, but hypnotism only works because people secretly want to do the things they are supposedly commanded to do. That sounds like the correct way to describe the relationship between Macbeth and the witches. They can set forth a vision, but they can’t make Macbeth’s decisions for him. He understands that their bare statements don’t necessarily mean he ought to seize the crown by force. I suspect that what the witches know most intimately is Macbeth’s character. Their meeting with him isn’t an anonymous call or an accident; they know who he is and prepare to meet him at the end of the “hurly-burly” battle. (825, 1.3-4) They have given Macbeth the apparent certainty that he is to become king, and he will do exactly as he subsequently does. Perhaps the most important thing the witches know is that the measure of ambition in their man outweighs his conscience.

In his lectures, Coleridge says that the value of Shakespeare’s supernaturalism is to set an excited tone right away and thereby to prepare us for Macbeth’s central deed in Act 2. (He contrasts this movement with Hamlet, which starts out conversationally and moves to high rhetoric.) But the supernatural is more than a stage prop or plot device here: we are to understand the witches to be real. The witches (and the ghost of Banquo later) are more than a metaphor for states of mind. To use the romanticist framework, Shakespeare is an imaginative poet who brings together traditional beliefs and images in a more vital, dynamic way than a merely mechanical or fanciful poet. Such an imaginative poet will, suggests Coleridge, balance and reconcile “opposite and discordant qualities”: Macbeth’s ambition is material, and the supernatural forces are equally real. Neither cancels the other but instead both correlate or even mix in a way that leaves both Macbeth and us distinctly uneasy. The Norton editors make something like this point when they write that the witches are never apprehended or punished once Macbeth is dead and Malcolm inherits, and when they refer to the play’s “nebulous infection, a bleeding of the demonic into the secular and the secular into the demonic” (820).

The effect that the witches’ prophecies have upon Macbeth is profound and unsettling: “This supernatural soliciting / Cannot be ill, cannot be good” and “My thought, whose murder yet is but fantastical, / Shakes so my single state of man that function / Is smothered in surmise, and nothing is / But what is not” (830, 3.129-30, 138-41). All that Macbeth had formerly taken for granted is now in play, and Macbeth’s murderous thoughts coexist uneasily with his hope that “chance may crown me / Without my stir” (830, 3.142-43).

Act 1, Scene 4 (831-32, Malcolm heir, Macbeth chooses violent path, self-division)

Duncan is still shocked by the treachery of the now executed Thane of Cawdor, saying, “He was a gentleman on whom I built / An absolute trust” (831, 4.12). Duncan makes Malcolm Prince of Cumberland and heir to the throne, which galls Macbeth, who apparently thought the crown might come to him just as honorably as the honors he has won up to this point: Malcolm’s preeminence is “a step / On which I must fall down or else o’erleap” (832, 4.48ff), and it makes a division within him: “Stars, hide your fires, / Let not light see my black and deep desires….” (832, 4.50-51)

Act 1, Scene 5 (832-34, Lady Macbeth’s unsexing; anxieties about Macbeth)

Lady Macbeth’s receptivity and determination are on display: she is exhilarated at the news of the great change to come, and calls on the heavens to “unsex” her, to make her as steely and strong as a male warrior, stopping up all portals of sentiment and leaving room and capacity only for necessary action. (833, 5.38-52) She has no doubt that the witches’ prophecy will come true and that it will require violent setting-on, but her role is that of the cunning woman, the plotter and seducer—Macbeth must do the deed, which causes her great anxiety: “Yet do I fear thy nature. / It is too full o’th’ milk of human kindness / To catch the nearest way” (833, 5.14-16). As in classical tragedy, when a woman tries to take on the attributes of a male hero, she will be sorely punished. As the play proceeds and Macbeth steps up to become the hardened king his wife had asked for, she will lose the “unsexed” quality of the first act, and with it the capacity to steer Macbeth by means of taunts and reproaches.

Act 1, Scenes 6-7 (834-38, Macbeth ponders ethics, Lady Macbeth brings him round)

Duncan unsuspectingly arrives at Macbeth’s castle, praising its location as “a pleasant seat” (834, 1.6.1). In Scene 7, Macbeth’s initial reflections remind us of the play’s Christian underpinnings: Duncan is his feudal lord, his guest, and a good man. (835 7.12-16) The prospective deed is all ways damnable, and Macbeth is in no doubt of its source in wicked ambition or the likelihood of retribution: “we but teach / Bloody instructions which, being taught, return / To plague the inventor” (835 7.8-10) and “I have no spur / To prick the sides of my intent, but only / Vaulting ambition…” (836, 7.25-27). As Robert Bridges asks, how could someone so horrified by the prospective crime actually commit it? The Norton editors point out that Macbeth is Shakespeare’s most self-aware villain; unlike, say, Richard III, whom we can hardly imagine doing other than what he does, Macbeth has the capacity to do good or ill; we know that his choice is sincerely meditated and deeply felt, and he understands the true nature of what he’s about to do.

Nonetheless, Lady Macbeth brings him round to his longstanding code as a warrior: his masculine honor, she convinces him, calls for him to take the crown, not sit back and wait for it to be delivered to him by good fortune. The basic conflict between Christian sentiment and pagan heroism we will find in the revenge play Hamlet obtains in Macbeth: Macbeth’s bloody Senecan ambition can only be satisfied by violating Christian principle. Faced with competing codes since he will have it so, he must make a moral choice. He has made division within himself, and in consequence must carefully manage the yawning divide between what is and what seems to be: “Away, and mock the time with fairest show. / False face must hide what the false heart doth know” (837, 7.81-82).

Act 2, Scene 1 (837-38, Is this a dagger? Macbeth talks himself into the deed)

Macbeth utters some of the most famous lines in the Shakespearean canon: “Is this a dagger which I see before me, / The handle toward my hand? Come, let me clutch thee. / I have thee not, and yet I see thee still. / Art thou not, fatal vision, sensible / To feeling as to sight? Or art thou but / A dagger of the mind, a false creation / Proceeding from the heat-oppressèd brain?” (838, 1.33-39) What is the status of the dagger? There are no stage directions telling us that the ghostly knife is actually before Macbeth, and he tries to firm up his sanity by insisting that “It is the bloody business which informs / Thus to mine eyes” (838, 1.48-49). Even so, the dagger seems real enough to him and the very double of the actual blade he has drawn in preparation for killing Duncan, and Macbeth admits that it “marshals” (838, 1.42) him where he was going, that it concentrates and gathers up his spiritual and bodily forces. The dagger’s power may seem to take on the cast of fate or necessity, but it may be more accurate to suggest that it makes manifest the weirdness of the world through which Macbeth now walks: the very objects speak to him, and torment him with animistic pranks.

He prays for an easy, quiet kill that accords with the silence and deadness of nature itself: “Thou sure and firm-set earth, / Hear not my steps which way they walk, for fear / Thy very stones prate of my whereabout” (838 1.56-58) and seems quite resolved, saying “I go, and it is done” (838, 1.62), but we know that such facility in dealing violent death cannot be.

Act 2, Scene 2 (839-40, Macbeth’s reaction to murder: no “out of sight, out of mind”)

Macbeth’s initial reaction to his bloody act is one of horror: why wasn’t anything heard? (839, 2.14) He is shaken by his inability to say amen in response to the grooms’ sleepy “God bless us” (839, 2.26-27), and reports to Lady Macbeth that after stabbing Duncan, “Methought I heard a voice cry ‘Sleep no more, / Macbeth does murder sleep’…” (839, 2.33-34). He even has a touch of “Lady Macbeth’s disease,” as that later manifests in her: he asks, “Will all great Neptune’s ocean wash this blood / Clean from my hand?” (840, 2. 58-59) the hand-washing in this scene is both practical since the evidence must be eliminated and ritually significant, an act of forgetting, if not of attaining forgiveness. But it gives no relief, which is an ominous sign for Macbeth and his wife, in spite of her seeming confidence that “A little water clears us of this deed” (840, 2.65). Getting rid of the deed’s effects will not put the murder out of mind. The knocking at the gate “appals” Macbeth (840, 2.56); by now, his sensibilities are both heightened and deranged. Macbeth’s final words in this scene point the way forward: “To know my deed ‘twere best not know myself “ (840, 2.71). Necessary now is the deadening of his own consciousness, and certainly of his conscience, which is yet raw. But for the moment, Lady Macbeth has had to grab the daggers from him and take care of insinuating the grooms’ guilt for Duncan’s murder. (840, 2.51) She is the “man” at this point; she has been unsexed just as she had asked.

Act 2, Scene 3 (841-44, Porter; Macduff discovers murder, Macbeth explains)

The Porter’s scene (841-42) links well with the revelation of Macbeth’s crime. Romantic-era critic Thomas DeQuincey wrote in “On the Knocking at the Gate in Macbeth” that the Porter scene captures the moment when a murderous act beyond civilized existence is just beginning to give way to the ordinary dimension of life, to the quotidian. That’s why, he explains, the scene is so effective, even startling. In part, it provides comic relief after the murder and initial reaction on the part of Macbeth and Lady Macbeth, and in part it heightens the tension of the next scene, in which the crime meets the light of day and Macbeth must explain to people not steeped in depravity and horrid intent his rash action in killing the grooms as they slept. But most significantly, I believe, the Porter’s comments teach us a lesson about desire: namely, ambition is like drunkenness. At first, it may seem as if the contrast is greater since drink “provokes the desire” but “takes away the performance” (841, 3.27-28). Macbeth the ambitious man doesn’t have much trouble acting on his ambition: he performs. But at a deeper level, he does run into trouble because he no longer controls his destiny. He “unmans” himself and becomes a violent fool; his boldest deeds are in truth passive reactions to necessity. Ultimately, then, ambition is a kind of madness, and it makes its indulgers lose free will and self-respect. In that way, then, ambition is perhaps as great an “equivocator” (841, 3.29) as “much drink.” Macbeth becomes as impotent as the drunken lecher of the Porter’s imagining, even as he hacks his way through the kingship he has wrongly won.

The other thing about the Porter’s interruption is that it widens the frame from the selfish little circle of Macbeth and his wicked wife. The old Porter couldn’t care less about the goings-on at the Castle. He has his own desires, his own problems, his own wisdom, and his play-acting as Satan’s gatekeeper cuts Macbeth’s role as “grand criminal” down to size, so that we may for a time see in it a damnably common act of betrayal, fueled by vile ambition and justified by knavish equivocation. This is a variation on the strategy we find in Lear, where the King is seldom left alone with his thoughts. Shakespeare wants to carry us along with Macbeth’s story, but he won’t let us merge our identity with that of the protagonist. Drama is a transpersonal form of poetic art: it stages and allows for the development of great personalities, but it doesn’t let them swallow up the stage. Shakespeare is interested to show how people respond to one another, how human behavior turns upon triangulations of desire and other basic elements of our nature. We don’t get from him the claim of Milton’s Satan in Paradise Lost that “the mind is its own place” (1.254) but rather John Donne’s statement, “No man is an island, entire unto itself” (Devotions, Meditation 17).

Seeming or appearing to be a certain kind of person is not necessarily to be that kind of person, and the cost of maintaining the gap is often ruinous, a form of slavery to one’s desires and deeds. This gap becomes still more apparent in Macbeth when Macduff discovers the murder (842, 3.59), and Macbeth, now returned to the world of normalcy, of forensic cause and effect, must justify his rash action: “I do repent me of my fury” (843, 3.103), he blurts out, but his words aren’t very convincing. Malcolm is inexperienced, but he’s a Machiavellian in the making: he heads for England. He and brother Donalbain are “the usual suspects,” and he knows somebody has a powerful interest in framing the two. But Donalbain gets the best summation of the state of affairs: “Where we are / There’s daggers in men’s smiles” (844, 3.135-36).

Act 2, Scene 4 (844-45, Nature’s first revenge: eclipse; Macbeth crowned)

An eclipse of the sun occurs, and an old man makes the connection: the eclipse is “unnatural, / Even like the deed that’s done” (844b, 3.10-11). The natural world will signify, it will have its revenge for the unnatural acts, the wicked artifice, just enacted by Macbeth and his wife. He will struggle with conscience and, at least for a time, will seem to have killed it altogether, along with fear. For the moment, he is a great success, and we hear that he has traveled to Scone to be crowned king. (845, 3.31)

Act 3, Scene 1 (845-49, “To be safely thus”: anxiety, seeking security)

Banquo’s ambition appears, but only as distrustful speculation of Macbeth: “Thou hast it now: King, Cawdor, Glamis, all / As the weird women promised; and I fear / Thou played’st most foully for’t. Yet it was said / It should not stand in thy posterity…” (845, 1.1-4). Macbeth’s stronger and more ruthless ambition—this time “to be safely thus” (846, 1.50) dominates the scene; he engages some flunkies with a grudge to cut down Banquo and Fleance (847-48), whose continued existence is unbearable to him: “For Banquo’s issue have I filed my mind, / For them the gracious Duncan have I murdered…” (847, 1.66-67). Macbeth is confronting the hollow man image that he will soon become: the witches promised him only “a barren scepter” (847, 1.63), and at the cost of his soul, the “eternal jewel” (847, 1.69) possessed by even the humblest of men, that barren scepter is all he presently has.

In general, much of Act 3 is taken up with immediate consequences, with the need for security in the wake of Duncan’s murder. The play deals with the relationship between spiritual error and its material and psychological consequences. Good film versions such as Roman Polanski’s (starring Jon Finch and Francesca Annis) or Philip Casson’s 1979 production starring Ian McKellen and Judi Dench handle the transformation of Macbeth from outwardly loyal thane into murderous fiend with appropriate abruptness. Power hates a vacuum, and Macbeth must fill up the vacuum forthwith. We see a transition from the initially pensive Macbeth to “Macbeth 2.0,” hard, resolute and ruthless, a man willing to betray and strike down anyone who threatens him. His busy wickedness at present is the flip side of acedia or apathy.

Act 3, Scene 2 (849-50, Terrible dreams, resolutions, Banquo taken down)

Macbeth and Lady Macbeth reflect and strategize, and we see both the spiritual effects of the act and a determination to quell the psychological disturbance while at the same time continuing the trail of bloody securement: “But let the frame of things disjoint, both the worlds suffer, / Ere we will eat our meal in fear, and sleep / In the affliction of these terrible dreams / That shake us nightly” (849, 2.18-21). The cost of keeping up the division between seeming and being shows again in this second scene: as Macbeth tells his queen, they must “make our faces visors to our hearts, / Disguising what they are” (849, 35-36): the face must not betray what the heart contains—Macbeth and Lady Macbeth both recognize this as an unsafe way to live, but they have no alternative if they want to keep the power they have falsely won.

“What’s to be done?” asks Lady Macbeth. (850, 2.45) She suspects that Macbeth will have Banquo killed, it seems, but he keeps this partly to himself. Why? We might ask, since the queen is already complicit in the worst that Macbeth has done. Still, the king is intent on keeping his precise plans to himself: “Come, seeling night, / Scarf up the tender eye of pitiful day, / And with thy bloody and invisible hand / Cancel and tear to pieces that great bond / Which keeps me pale” (850, 2.46-51). This is a hawking metaphor—the night (the falconer) will do the office of the falcon (day); the rational, humane day must give preference to the terror-laced opportunities of night. One bad deed calls for another: “Things bad begun make strong themselves by ill” (850, 2.56). As yet, Macbeth doesn’t seem to realize that no security for him or his queen will ever emerge. No matter—Banquo is killed at 3.3.17, though Fleance escapes.

Act 3, Scene 4 (851-54, Banquo’s ghost, resolve: all action; tedium of bloody future)

Banquo’s ghost appears during a banquet, taking Macbeth’s place of honor, and the effect is immediate: “Thou canst not say I did it. Never shake / Thy gory locks at me” (852, 4.49-50). Macbeth’s guests see only a fit of madness that unmans the King. They don’t even know Banquo is dead, only that he’s missing. This scene directly undoes Macbeth’s attempt to play the smooth Machiavel—his behavior unsettles everyone around him; even his wife. His strange words pay tribute to the weirdness of the time: “The time has been / That, when the brains were out, the man would die, / And there an end. But now they rise again…” (853, 4.77-79). But when he recovers, he determines to find out the worst and thereby discover the most brutal and efficient means to maintain his power: “I will . . . to the weird sisters. / More they shall speak, for now I am bent to know / By the worst means the worst” (854, 4.132-34). There’s no need to hold back since he’s already deep in evil, haunted by the dark forces to which he has succumbed: “I am in blood / Stepped in so far that, should I wade no more, / Returning were as tedious as go o’er” (854, 4.135-37). He must now act so quickly that there’s no time left to analyze his actions beforehand. As quickly as the mind can conceive, the hand will act (854, 4.139). Macbeth’s words may remind us of Richard III’s resolution, “I am in / So far in blood that sin will pluck on sin. / Tear-falling pity dwells not in this eye” (4.2.64–67). It would be tiresome to Macbeth to retrace his steps, to be penitent; the only way is forward, wading through more blood. But that way forward may also now begin to seem tedious. In the remaining few scenes, Hecate mocks human pretensions to permanence and safety (855, 5.32-33), we hear that Malcolm has found refuge at the court of England’s Edward the Confessor, and that Macduff has followed him there to seek help from Edward against Macbeth. (857, 6.21ff)

Act 4, Scene 1 (857-61, Witches’ three visions, Banquo’s line; Macbeth’s resolve)

Macbeth meets for the second time with the weird sisters. Three visions tell him to beware Macduff, that no man of woman born can harm him, and that only when Birnam Wood comes to high Dunsinane Hill will he be defeated. (859-60) The first two of these prophecies actually reinforce each other, we later find out. The magic-mirror image of Banquo’s issue reigning forever unsettles Macbeth most: “What, will the line stretch out to the crack of doom?” (860, 1.133) Repetition is sin’s most savage punishment. Sin punishes itself, trapping unrepentant sinners in their wicked patterns of conduct and desire. This is a traditional idea: you can find it not only in Augustine’s Confessions but in Dante, Milton, Hopkins—just about any Christian literary artist. Macbeth considers his own life safe, but he is frustrated, perpetuity being like the fruit that turns to ashes when Satan and his legions, newly turned to serpents in hell, addict-like, cannot resist eating it (PL 10.538ff). He resolves to act his bloody deeds as soon as conceived: Macduff’s family to be slaughtered: “From this moment / The very firstlings of my heart shall be / The firstlings of my hand… / The Castle of Macduff I will surprise…” (861, 2.163-166).

Act 4, Scene 2 (861-63, Lady Macduff & kids murdered: their perspective)

Before they are cruelly murdered, Lady Macduff and her son give us yet another perspective on the great events that overtake them and afflict the kingdom of Scotland: the boy’s innocence strikes home when he says in response to Lady Macduff’s insistence that traitors must be hanged, “the liars and swearers are fools, for there / are liars and swearers enough to beat the honest men and hang / up them . (863, 2.56-58) We hear and see the private consequences of public disorder; plus an emphasis on the natural affective ties that bind people and reinforce charity and social order: the dimension of humanity that Macbeth and his queen have scorned. Why, by the way, did Macduff leave the family unprotected? He seems culpable there, almost a “traitor” in putting affairs of state before family; this makes sense in the patriarchal context of English royal politics in Shakespeare’s time.

Act 4, Scene 3 (864-69, Malcolm’s “confession”; Macduff’s grief; Scotland’s misery)

Malcolm confesses to Macduff what an awful villain he is—next to him, he says, Macbeth is an angel. (865, 3.51ff) But this claim is ridiculous—in Holinshed, Malcolm does this only to test Macduff, and that’s the implication here as well. It’s probably also the case that he’s showing the proper use of speculation—to shore up one’s sense of virtue. Malcolm’s ploy serves to emphasize the crime Macbeth committed in moving from thought to act, and reassures us that while human nature is corrupted, the corruption’s effects can be kept in check. Macbeth’s “throne of blood” need not become the universal, irresistible pattern of royal conduct, even though we saw in the previous scene what happens to the innocent when royalty does not resist: derangement and denaturation of the very landscape and destruction of life and property, as is well indicated by Ross when he says that in Scotland, “good men’s lives / Expire before the flowers in their caps, / Dying or ere they sicken” (867, 3 172-74).

Macduff is relieved to hear that Malcolm was only testing him, and there is much helpful news thanks to the help coming miserable Scotland’s way from England. (867-68) In his attempt to harness Macduff’s grief (869) after he hears from Ross about the death of his wife and children, Malcolm again shows his inexperience—he’s a young man filled with valorous words from some classical manual of rhetoric. As Macduff says, “He has no children” (869, 2.217) and can’t feel the loss of them as a man should. Macduff, unlike Macbeth, is still human, and does not subscribe to the “hardness” doctrine of masculinity set forth by the wicked usurping royal couple. Nature’s bonds of affection are still powerful within him, and Macduff, ever the warrior, comes round to Malcolm’s program of action.

Act 5, Scene 1 (869-70, Lady Macbeth’s madness)

By now, Lady Macbeth has been driven mad by her guilt, and has obsessive-compulsive disorder, in this case a hand-washing compulsion: “who would have thought the / old man to have had so much blood in him?” (870, 1.33-34) Well, an average human body contains about six quarts of blood (1½ gallons). The queen’s physical manifestation reveals a psychic derangement: she can’t expunge her guilt, which shows up as imaginary blood stains on her hands, and her physician can do nothing to help her: “More needs she the divine than the physician” (870, 1.64). What is the point of showing Lady Macbeth’s insanity, a physiological problem, when the supernatural agents are real enough? This is not a pure psychodrama, but the witches are not causes of human evil; they only assist those who would do wickedness. What affects Lady Macbeth in the private sphere and in purely mental terms plays out for Macbeth in the broader material, public sphere that belongs to him. Action, battles and machinations constitute his attempt to scrub his hands and conscience clean, but violence and betrayal accomplish no such thing. Repetition rules the day: wedded to his illegitimate power, Macbeth will repeat the same pattern to the bitter, desperate end.

Act 5, Scenes 2-3 (871-73, enemy approaches, Macbeth’s brittle resolutions)

Macbeth’s opponents are on the march towards Birnam, but the king has deluded himself by now—he had earlier denounced the witches for the visions afforded him—and thinks he still leads a charmed life, (871, 3.1ff) so he dismisses those who are abandoning him: “fly, false thanes, and mingle with the English epicures!” (871, 3.7) But his claims ring hollow, as he himself reveals: “My way of life / Is fall’n into the sere, the yellow leaf, / And that which should accompany old age, / As honor, love, obedience, troops of friends, / I must not look to have…” (872, 3.23-27). The words are aesthetically pleasing, but hollow and not directly related to the realm of action: this man is tired of living. Macbeth resolves to steel himself in violence, saying, “I’ll fight till from my bones my flesh be hacked” (872, 3.33) and remains distant from his wife’s sufferings: he asks the doctor philosophically, “Canst thou not minister to a mind diseased?” (872, 3.42) and rejects physic altogether when the doctor cannot give him a positive answer. As for his own situation, the witches’ charms are better than any medicine: “I will not be afraid of death and bane / Till Birnam Forest come to Dunsinane” (873, 3.61-62).

Act 5, Scene 4 (873-73, Birnam’s boughs advance: appropriate weirdness of nature)

Malcolm orders the soldiers each to cut down a tree bough (873, 4.4-7) and use it to deceive Macbeth’s defenders about the advancing host’s numbers. So Birnam Wood is coming to Dunsinane, but we and Macbeth aren’t witnessing a violation of the laws of nature. Nature seems bizarre and uncanny to Macbeth because he himself has become unnatural. But this apparent weirdness in the behavior of nature serves as a way of giving him his desserts—he has betrayed his natural lord (his “father” in Jacobean political theory) and turned his marriage bond into a criminal partnership. In broad terms, the deployment of natural objects to pay Macbeth back stems from the fact that Shakespeare is working within a Christian framework where sin has deranged the entire Creation, just as it will later in Milton’s Paradise Lost: Eve “pluck’d, she ate, / Earth felt the wound” (9.781-82). Nature responds as by sympathetic magic to human error, reflecting that error back to us if we know how to interpret nature’s signs. The weird, the uncanny, is in this context a function of Providence, which makes use of whatever is at hand to punish those who transgress and fail to repent.

Act 5, Scene 5 (874-75, Lady Macbeth dies, Birnam comes to Dunsinane, life’s a “walking shadow”)

Even before he learns in the middle of this scene that Birnam Wood is on the move, Macbeth has begun to call for destruction and decreation; of the enemy, he says, “Here let them lie / Till famine and the ague eat them up” (874, 5.3-4). He pronounces his own spiritual death sentence with the line “I have almost forgot the taste of fears” (874, 5.9) and can’t find it in himself to bewail the death of the queen (874, 5.16-27), for “She should have died hereafter” (874, 5.17). Her passing only leads Macbeth to say that life is ultimately meaningless, pointless repetition: “Life’s but a walking shadow, a poor player / That struts and frets his hour upon the stage, / And then is heard no more. It is a tale / Told by an idiot, full of sound and fury, / Signifying nothing” (874, 5.23-27). After a messenger informs him about the moving forest, Macbeth explicitly invites general destruction: “I ‘gin to be aweary of the sun, / and wish th’estate o’th’ world were now undone” (875, 5.47-50).

Act 5, Scenes 6-11 (875-78, Macduff’s revenge against “hell-hound”; Malcolm king)

Macbeth confidently kills young Siward, and rejects classical honor-suicide, choosing to direct violence at others instead. But then in Scene 10, he is confronted by Macduff, who reveals that he was born by cesarean section: “Macduff was from his mother’s womb / Untimely ripped” (877, 10.15-16). This new information causes Macbeth to lose his courage and momentarily drop his adamantine front, but he quickly recovers with curses against the witches on his lips—“be these juggling fiends no more believed, / That palter with us in a double sense” (877, 10.19-20), only to be slain by the resolute revenger Macduff. In the end, the terms he and others use to describe him are mostly non-human: a baited bear, a hell-hound, and Lady Macbeth is described as “fiend-like” (878, 11.35). Macduff has sworn revenge, and he gets it.

In the eleventh and final scene, while Macbeth and Lady Macbeth had tried to kill all sentiment and sentimentality within themselves, the end of the play isn’t at all sentimental. Old Siward rejects mourning over his son in battle, and Malcolm, in accepting the crown, promises to do all the necessaries in the proper way. The kingdom has been set right, and the emphasis is on order and ceremony, spare and fitting words coming in advance. This seems appropriate given the derangement of the kingdom and of the dead king and queen’s psyches.

Finally, we might concentrate on Macbeth’s concluding musings and resolutions in the last several scenes. Do they constitute a classical recognition scene or not? Coleridge says the play is “pure tragedy” rather than reflective as Hamlet. But that doesn’t mean there’s no introspection or understanding coming from Macbeth. His tragedy involves the process of desiring honors and attaining them by unjust means, of buying into the epistemological / moral ambiguity served up by the Weird Sisters. Does Macbeth learn anything by the end of the play? I think he understands what he has done and why it was wrong, but it doesn’t matter to him anymore. This play shows its great maturity in the quality of Macbeth’s final musings in Act 5: the language accorded the isolated, brittle King is some of the finest Shakespeare ever gave to any character: its mixture of high aesthetic perception and utter hollowness of spirit shows an intellect undebased, but constrained now to describing and coming to terms with a situation that would horrify anyone with normal sensibilities. Macbeth’s fine words are insightful, but they are hollow, as if he himself can’t feel them and finds no comfort in them. They are empty words, not a curative and certainly no better than the “physic” he had earlier cast to the dogs because the doctor couldn’t heal his wife’s disorder. As always in Shakespeare, some interest is taken in the way a given character handles the relationship between actions and words: the words spoken by Macbeth to explain his situation to himself and his actions to others provide no relief, for that is beyond the power of language in such cases, at least when it is not accompanied by sincere sentiment.

Shakespeare’s plays have various ways of dealing with the consequences of tragic mistakes, with respect to the ability to act. King Lear, for example, gains insight at the expense of being able to wield power. By the end of the play, he and his daughter Cordelia are at the mercy of others, so even if they have become “God’s spies,” they can’t act in the political realm anymore. Macbeth follows a different pattern—once he makes his choice, he must take on the ruthlessness of the tyrant who holds his throne by injustice. Blood draws on blood until, as Macbeth says, there’s no point in going back. He acts boldly and dies fighting, but such desperation hardly makes him a hero. Instead, he’s the puppet of actions that stem from his own perverted will. The witches shoot an arrow into the heart of Macbeth, but that is not to say they are ultimately responsible for his crimes. Ambition is a kind of madness, but it is a lucid madness: images present themselves to Macbeth, truth comes in presentiment, and ambition drives him to inhabit the vision. The consequences of his behavior are predictable, if strange. Shakespeare’s genius is to take what might have been a stage villain and make him a three-dimensional character, but a three-dimensional character who is nonetheless a stunning failure as a human being.

As for the play’s politics, I can’t see how some critics’ claims that Macbeth is tinged with nihilism can be correct given that the play was in part written for King James. Why would Shakespeare deal with kingship in such a manner when he wanted an absolutist monarch to enjoy the play? The older, and probably more tenable, view of the play’s moral arc is that sin punishes itself inexorably, even if the interval between commission and punishment is sometimes longer than most of us would like. I think it is true that anarchy lurks in this play, but only in a narrow manner—the king is human, after all, even though political doctrine says he has two bodies, one mortal and the other immortal and representative of kingship itself. Macbeth makes a bad but entirely free choice, and from that point onwards his bad choice entraps him in a vicious fate that generates real chaos for others who must abide in his realm. He himself marches in linear fashion to his death, behaves like a beast (losing his title to humanity), and dies fighting. The Christian point is that free will, misused, becomes the slave of so-called fate, or necessity. As Wilde said, when we act we become puppets—Shakespeare might add, “well, only when we act badly.” Apparent disorder on the ground does not necessarily imply disorder in the heavens, in the fundamental nature of things. Still, I take the point of the Norton editors about the strangeness and equivocal quality of the supernatural realm in this play—it seems accurate to suggest, as they do, that the secular and the demonic, the physical / material and the spiritual, are by no means easy to maintain in strict separation. The witches’ “equivocation” is a power stalking human desire and endeavor.

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

Julius Caesar

Commentaries on Shakespeare’s Tragedies

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Shakespeare, William. Julius Caesar (Norton Tragedies, 2nd ed. 257-321).

Act 1, Scene 1

At the beginning of the play, Shakespeare introduces a Roman world where all people should know their place. Why is the carpenter not wearing the clothing he should be wearing? The cobbler introduces another theme—the idea that something is broken and must be mended. This is a holiday time when the ordinary laws that restrain and govern people seem to have been suspended. The strongest Romans on the scene are certain that their moral pronouncements and symbolic acts will set things right again, but in this belief, we must already begin to sense, they are gravely mistaken. The common people would just as well forget the past and live entirely in the present.

Act 1, Scene 2

In this scene we get our first view of Julius Caesar himself. He seems a grand enough figure, ordering great men about in an intimate way. Still, what Julius says to Marc Antony reminds us that his wife is unable to have children. In a way that has profound political implications, Julius is alone in the middle of this admiring crowd, and he must depend upon Marc Antony. Caesar will not listen to the soothsayer. Immediately afterwards we are treated to the first conversation between Brutus and Cassius, a conversation that turns upon the issue of representation tied together with the all-important Roman preoccupation with honor. Simply put, Cassius wants Brutus to see himself through the eyes of others who expect him to save the Republic. The honest reply that Brutus gives reminds us how difficult it is for a person to be self-contained, self-defining. It is clear that Brutus has been thinking along the same lines as Cassius—he would not find it tolerable for Julius to become king. But Brutus is circumspect about speaking what he feels. Cassius obviously resents and envies Caesar, and seems to hold him in contempt. His reference to Virgil’s Aeneid puts Cassius in place of Aeneas and Julius Caesar in the place of that hero’s father, who, readers of Virgil will remember, did not make it all the way to Italy after the Trojan remnant had set sail from their burning city. Cassius does not so much seek justice as the opportunity to take power for himself. He also sees a deep disjunction between what ordinary people think Caesar is and what he actually is to those who know him best. We like to think of the Romans as thoroughly upstanding and ancient times as somehow simpler and more noble, but the fact is that Roman political culture was at least as sophisticated as ours is today: “spin” would hardly have been a foreign concept to Roman politicians. Cassius tries to stir similar resentment in the breast of Brutus, and connects him to his illustrious ancestor Lucius Junius Brutus, who helped drive out the last Tarquin King from Rome. Brutus seems naïve concerning the motives of his friend since he labels the speech something “high.” Brutus is an idealist who can’t help but transform everyone around him into something more noble and high-minded than is really the case.

Julius Caesar speaks to Marc Antony again, and makes it clear that he does not trust Cassius, finding in him an anxiety-provoking degree of pride. It is also manifest that Caesar surrounds himself with people willing to tell him what he wants to hear. He is always on stage, a quality that Casca’s comments reinforce.

Casca is scornful of Caesar’s “act” in the presence of the common people who would make him king. The “tag-rag” crowd seems like an ordinary Elizabethan rabble. They follow their own appetites and are greedy for emotional spectacle, which is exactly what they get when Caesar swoons in an epileptic fit.

At the end of the second scene, Cassius clarifies his scheme after Brutus makes his exit—the plan is to manipulate Brutus by taking advantage of his noble honesty. In this play, there are characters who stick to their ideals (or who idealize others), and there are cynical realists like Cassius.

Act 1, Scene 3

Cicero proves unwilling when he speaks to Casca to buy into all the high talk about prodigies and omens. Cicero believes what’s happening is all a matter of interpretation. Casca fears the omens, but Cassius is contemptuous, comparing Julius Caesar to such thunder and lightning. The man is fearful, and a Roman must confront his fears if he would be free. As far as Cassius is concerned, Caesar’s greatness is a mark of the people’s degeneracy. Of course, this comment shows the weakness in the entire conspiratorial plan: if Romans are in fact sheep, how are they supposed to maintain the virtuous Republic of old, even if an assassination restores that form of government? If they are fit only to be led, why then, someone must lead them. So the argument is really over who will dominate the populace. As Thomas Carlyle will later write, “In the long run, every government is the exact symbol of its people.” Democracies and republics die when the citizenry are no longer worthy of such noble experiments or capable of sustaining them. This is not to say that Shakespeare or his audience were sympathetic to republican arguments—monarchy was generally considered the best form of government in Shakespeare’s time. Both Casca and Cassius want to borrow Brutus’s connection to heroic Roman history, thinking to render their own bloody deeds noble and acceptable by reference to violent acts that helped found the Republic.

Act 2, Scene 1

Brutus says that he acts for the general good, not because he has anything in particular against Caesar, who has always been a friend to him and a man of reason. (As the introduction points out, Shakespeare brackets out the way Julius Caesar attained the level of power he held at the time of his murder. However, his bringing destruction to northern Europe’s tribes and crossing the Rubicon aside, it remains true that Caesar was a man of considerable merit—he was a cultivated man, not a brute.) The main argument Brutus makes is the abstract one that power would surely corrupt his friend, so it is necessary to extrapolate what that friend might do if given absolute power. A man who would be king is a serpent, and must be dealt with as such. Brutus himself is very much taken with the heroic past connected to his family name, and like many good Romans he is firmly wedded to the past.

At line 63, it becomes apparent how much of a toll taking part in a conspiracy has begun to exact upon Brutus: “Between the acting of a dreadful thing / And the first motion, all the interim is / like a phantasma, or a hideous dream.” When he is introduced to the conspirators, he finds it necessary to explain just how un-Roman it is to require an oath in such matters as they are about to undertake, and he makes haste to check the bloodiness of their intent. Protecting Marc Antony turns out to be a mistake, of course, but it shows Brutus’s nobility of mind all the same. It’s possible to attribute to Brutus some degree of less than high-minded strategizing when he says that Antony “can do no more than Caesar’s arm / When Caesar’s head is off” (182-83), but perhaps that would be ungenerous. Brutus seems quite naïve throughout this scene, nowhere more so than when he says of Caesar, “Let’s carve him as a dish fit for the gods, / Not hew him as a carcass fit for hounds” (173-74). As always, Brutus is most comfortable with theories and abstractions, and with ritual and ceremony rather than practical action: the conspirators are first and foremost “butchers,” whatever their intentions towards the state. Brutus recognizes that Caesar’s blood must be spilled, but it’s hard to see how his words connote recognition of the full horror in such a deed.

At line 233 and following, Portia shows herself to be perhaps the only character who understands Brutus, with the possible exception of Octavius, who treats him as a worthy opponent. She requests in strong terms that Brutus let her in on what is troubling him, and he promises to do so, although he is subsequently interrupted by Caius Ligarius. But he must tell her subsequently since later on she seems aware of what is afoot. In speaking to Caius Ligarius, Brutus again employs the metaphor of sickness and health—it seems he sees himself as a physician or a surgeon as well as a priest with respect to the body politic.

Act 2, Scene 2

When talking to his wife, Caesar seems genuinely magnificent in his disregard for death, but he also seems rather pompous in declaring himself more dangerous than danger itself. On the whole, he is a politician who has come to believe his own PR—always a dangerous thing to do because it unfits a person to exercise power in real-life, real-time situations. Because Decius Brutus understands this weakness in Caesar, he is able to use it to bring the man out to the Capitol, where he will meet his fate. I think Shakespeare follows the general line that the time had already come for Rome to turn imperial, but the fat and fond Julius Caesar he portrays is not the right man to wield such enormous power. None of this is to say that Caesar is to be portrayed as an old fool or a clown; rather, it seems likely that Shakespeare’s representation of this “great man” pays tribute to the difficulty of settling on any one image of such a colossal, polarizing figure as Julius Caesar. On display are certain physical and character weaknesses and a tendency towards exaggeration, but counter-balancing these traits, in almost any worthwhile production, will be the impressive pageantry, the sheer spectacle, surrounding Caesar’s every move.

Act 3, Scene 1

In the famous assassination scene, the conspirators crowd around Caesar, with the ostensible purpose of getting him to revoke his banishment of one Publius Cimber, brother of the conspirator Metellus Cimber. Caesar’s words make him seem grandiose and ungenerous, and he is instantly cut down. As in some ancient accounts, Caesar is most surprised to find Brutus amongst those who have betrayed him. (See Suetonius’ highly regarded narrative of the murder, which has Caesar maintaining dignified silence.)

Both Cassius and Brutus make bold to consider the historic nature of what they have just done, treating it as if it were a piece of stagecraft for the ages. Brutus is particularly concerned to strike the right ceremonial note, telling his fellow conspirators to bathe their hands in the blood of the slain ruler and make their way to the marketplace, where they will proclaim “Peace, freedom, and liberty” (110) for all. But subsequent audiences, of course, know perfectly well how the whole affair turned out—the death of Julius Caesar brought not the restoration of republican ways, but rather the supremely competent imperial rule of Augustus after a period of civil strife. So when we see the conspirators on stage smearing themselves with the blood of the man they have just killed, we are likely to concentrate more on the viciousness of their deed than on the high-minded ideals that set Brutus, at least, in motion.

Act 3, Scene 2

Immediately after the assassination, Brutus makes the fatal mistake of trusting Marc Antony. Antony appears diabolically skillful throughout this scene, beginning with his earnest-seeming demand to know why Caesar deserved to die and his eerie willingness to shake hands with the blood-spattered killers before him, then proceeding to his obviously genuine and yet carefully stage-managed outbursts of feeling for the murdered Caesar and his request to pay his respects at the man’s funeral. Cassius suspects the worst, but Brutus will have none of it, and he brushes aside Cassius’s objections with the ridiculous stipulation that he himself will speak first and thereby provide sufficient explanation for what has been done. He has just agreed to serve as the warm-up act for a master rhetorician who does not mean him well, and we shall see what Antony makes of the demand that he not blame the “honorable” conspirators. Operating by the ancient code of revenge, Antony plans to “let slip the dogs of war” (273) after his stirring words have driven the conspirators out of Rome. The deed that these deluded men believed would bring order and liberty, Antony correctly understands as the harbinger of violence and chaos. For the moment, these are his elements, and with them he will set to work forging a new order with Octavius.

The speech that Brutus makes to the Roman mob, while noble, is also absurd because it issues a call to Romanness to people thoroughly incapable of any such thing. Brutus insists that he has placed love of country above love for his old friend Caesar, and he may indeed have done so. But the rogues and peasants to whom he speaks have no understanding of such idealism. They value persons over principles, favors over sacrifice. They are moved by Brutus’s words, but their instinct is to offer him the crown they had meant to offer Caesar.

Marc Antony’s speech is a masterpiece, full of power and deception, strong feeling and a call to personal loyalty. Casting himself as Caesar’s friend, Antony highlights the qualities of Julius in this capacity: friendship, or amicitia, was amongst the highest Roman virtues, and Brutus has betrayed a man who loved and honored him. (In The Divine Comedy, Dante places Brutus and Cassius in the lowest section of the inferno for that reason: they are traitors to their lord.) If a man betrays his friend, you cannot believe anything he says or trust him in any action. ( Cicero wrote a fine treatise called De Amicitia, or “On Friendship,” and Seneca’s Letters deal with the concept insightfully.) He attacks the notion that Caesar was ambitious or selfish, and employs a species of repetition to savage effect respecting the word “honorable,” which comes to signify the opposite quality after its first few uses. In the end, Antony does what he promised Brutus not to do: he calls the conspirators traitors. He convinces his audience that they have lost a generous, unique benefactor at the hands of men who do not even understand that all-important Roman concept, “honor.” Honor consists in standing by your friends, which is exactly what Marc Antony tells the irrational, inflamed crowd to do now. Fortune favors those willing to ride the waves of passion that arise from great and terrible events, not those who, like Brutus, believe troubled human affairs can be set to rights by the dispassionate operations of reason. The latter assumption hardly seems a good bet in the third scene, when the rabble decide that it isn’t even worth distinguishing Cinna the poet from Cinna the assassin.

Act 4, Scene 1

Antony the man of feeling now shows another side of himself—the side that allows him to “lay honors” on his fellow Triumvir Lepidus and yet call the man an ass when he’s out of earshot. This brazen contempt for “a tried and valiant soldier” (28) surprises the youthful Octavius, but Antony won’t change a word of his dismissive pronouncement against Lepidus. It’s time to head for the wars Brutus and Cassius are stirring up.

Act 4, Scenes 2-3

Back at the camp, Brutus and Cassius become embroiled in a bitter argument about funding for their armies—Cassius’s corrupt favoritism has made him deny Brutus necessary pay for his men. Although the fight sounds like schoolboy squabbling, it has a serious side: Cassius’ offense is a dangerous one for the cause since a mutinous army is no help, and his charge of untenderness on the part of Brutus seems genuine, so it reinforces the play’s interest in the importance of Roman honor and friendship. “A friend should bear his friend’s infirmities” (86), pleads Cassius, and in the end he brings Brutus around. Shakespeare was capable of shredding cherished notions of classical chivalry, as he does in his later play Troilus and Cressida (1601-02), but here in Julius Caesar no such thoroughgoing cynicism seems to be afoot. When Cassius’s Thersites-like “cynic” struts onstage to offer his saucy rhymes, Brutus makes Cassius dismiss the fellow as untimely and impertinent.

Brutus and Cassius disagree more civilly about military strategy around line 200. Brutus comes down in favor of marching out to meet the enemy rather than waiting: “There is a tide in the affairs of men, / Which taken at the flood, leads on to fortune; / Omitted, all the voyage of their life / Is bound in shallows and in miseries” (218-21). This is one of the most famous pronouncements in the play, but the “tide” metaphor is also revealing—although Brutus counsels heroic action, he still sees this action as a reaction, as a principled response to what the rhythm of life brings. Contrast this attitude with Marc Antony and Octavius. Antony in particular, at least in this play if not in Antony and Cleopatra, is closer to the view of Edmund in King Lear: “all’s meet with me that I can fashion fit.” We might argue that Brutus, for all his unrealistic idealism, is at crucial points more grounded in reality as something given that must be acknowledged than his adversaries are. Antony is a supreme opportunist, but his manner of handling the opportunity that comes to him as a gift from Brutus is masterful, active, and creative: a fine word-chef, he whips up a generous Julius bound to please the common people. By the end of Act 4, Brutus is afflicted with a second vision of Caesar as his “evil spirit” (281). Even the supernatural is arrayed against him; history is not on his side in the struggle between republican principles and monarchical rule.

Act 5, Scenes 1-3

Brutus and Cassius exchange angry words with Octavius and Marc Antony, and a bit later Brutus says to Cassius that he abhors the prospect of suicide—evidently, he assumes he will either be victorious or be killed in battle. But when the battle goes against his side, he must confront the suicide of his own friend Cassius, who requires his Parthian servant to stab him with the very sword he had used during the assassination of Caesar. Brutus sees this act as the work of Julius Caesar’s vengeful spirit.

Act 5, Scenes 4-5

In the end, Brutus decides to run upon his own sword rather than face capture. He leaves it to the people of the future and to history to judge his actions, expressing confidence in the outcome: “I shall have glory by this losing day / More than Octavius and Marc Antony” (36-37). Octavius and Antony are impressed with the end Brutus makes, and Antony declares him “the noblest Roman of them all” (5.5.68) He acted for the general good rather than for his own personal interest. On the whole, I think we find in Julius Caesar not so much a wholesale or cynical rejection of the principles enunciated by the noble Brutus as a complex, at times ambivalent exploration of those principles. Ideals seldom, if ever, match events on the ground: participation in almost any kind of politics compels even the best people to abandon or at least compromise their noblest aspirations and their customary civility. This is not to abandon politics since that really isn’t possible; it is to see things as they are without flinching or dissembling.

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

Macbeth

Questions on Shakespeare’s Tragedies

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Shakespeare, William. Macbeth. (Norton Tragedies, 2nd ed. 815-88).

ACT 1

1. In Act 1, Scenes 1 and 3, how is the truth status and significance of the supernatural element in this play established by the three witches or Weird Sisters? What do the Sisters look like to Macbeth and Banquo? What can we gather from their spells in these scenes? What information do they present to Macbeth and Banquo, and how do they present it?

2. In Act 1, Scene 2, how does the Sergeant describe and evaluate for King Duncan and others the performance of Macbeth during the battles against Norway, Macdonwald, and the now-disgraced Thane of Cawdor? How might the information we hear in this scene affect our understanding of the following scene, in which the Sisters reveal the future to Macbeth and Banquo?

3. In Act 1, Scene 3, how do Macbeth and Banquo, respectively, respond to the prophecies made to them? With regard to Macbeth, first, what emotional effect has the Sisters’ news and prophecy stirred up in him, and what are his reflections on his current state of mind? With regard to Banquo, how does his reaction differ from that of Macbeth?

4. In Act 1, Scenes 4 and 6, what assessment can we make of Duncan’s perceptions and his hold upon power as Scotland’s king? What are his reflections on the disloyal former Thane of Cawdor? How does Duncan comport himself towards his powerful subjects first at his own palace in Forres and then when he arrives at Macbeth’s castle home? What plan does he announce to Macbeth regarding titles and the succession?

5. In Act 1, Scene 5, how does Lady Macbeth compare to her husband in the reception of the supernatural knowledge he brings her? What anxiety does she show regarding Macbeth’s ability to succeed in the enterprise that looms before them both? What does she reveal about her position and sensibilities as a woman confronted with what would traditionally be considered a man’s violent work?

6. In Act 1, Scene 7, what is Macbeth’s self-assessment on the eve of the murder? Consider as well the conversation between Macbeth and Lady Macbeth? What rhetorical means does she use to drive him towards the execution of the plot that owes so much to her ingenuity as a co-conspirator?

ACT 2

7. In Act 2, Scene 1, what are Macbeth’s thoughts and actions immediately prior to the dreadful act he is soon to commit against Duncan? What insight does the “Dagger” part of this scene afford Macbeth and us? What, that is, can we gather about Macbeth’s attitude towards the self-transformative deed he is about to carry out, and what, if anything, can we infer from it about his conduct in subsequent actions?

8. In Act 2, Scene 2, in the immediate aftermath of Duncan’s murder, what happens to Macbeth’s sensibilities? Choose a few examples that allow you to compare and contrast Macbeth before and after his violent crime. In particular, how do the effects of conscience manifest themselves, and what unforeseen consequences of his deed do they signal?

9. In Act 2, Scene 3, the Drunken Porter scene is one of the most admired instances of comic relief in tragedy (along with the Gravedigger scene in Hamlet). What makes the scene funny? (Consider the difference between the Porter’s outlook on things and the perspective of more important characters.) Moreover, what does the Porter explain that could be applied to Macbeth and his situation after killing Duncan?

10. In Act 2, Scene 3, what image of themselves do Macbeth and Lady Macbeth project towards others in the killing’s aftermath? Also in this scene, the princes Malcolm and Donalbain decide to flee the scene of their father’s assassination. What reasons do they give? What conception of politics do such reasons imply?

11. In Act 2, Scenes 3-4, how much do Banquo, Macduff, and Rosse appear to understand about what has just happened — do they suspect that Macbeth has killed his royal guest? What decision do they make towards the end of Scene 4?

ACT 3

12. In Act 3, Scene 1, once Macbeth has attained the throne, what problem begins to preoccupy him? What rhetorical strategy does he use to spur the agents of his plot against Macduff? How does that rhetoric stem from Macbeth’s own situation, self-image, and anxieties?

13. In Act 3, Scenes 2 and 4, how does Macbeth explain to himself and us the logic of the predicament into which his own ambition has driven him? How has the balance of his relationship with Lady Macbeth changed by this point in the play?

14. In Act 3, Scene 4, what effect does the appearance of the ghost of his onetime friend Banquo (murdered at his instance in Act 3, Scene 3) have upon Macbeth? How does this intrusion of the supernatural differ, if it does, from Macbeth’s earlier encounters with that realm in the person of the witches, for example, or when he confronted the “dagger of the mind”?

15. In Act 3, Scene 5 (probably not genuine), what is Hecat’s understanding of the Witches’ conduct from the play’s outset, and how does she clarify Macbeth’s chief human flaw or weak point?

16. In Act 3, Scene 6, how do Lennox and his fellow lord describe the current state of affairs in Scotland? What actions are under way beyond the kingdom, and why?

ACT 4

17. In Act 4, Scene 1, when Macbeth goes for his second visit to the Weird Sisters and Hecate, what successive visions do they unfold before him? How does Macbeth respond to each, and what plan of action does he make on the basis of what he has learned from these visions?

18. In Act 4, Scene 2, Lady Macduff and her young son are murdered. What perspective do these two characters provide that has not as yet found its way into this play about political intrigue and vaulting ambition? How might we characterize the structural principle in accordance with which this painful scene appears where it does?

19. In Act 4, Scene 3, as Malcolm and Macduff consider the way forward against Macbeth, what accusations does Malcolm level against himself? Why does he subject Macduff to this disturbing self-deprecation? Moreover, what does the scene suggest about the play’s delimitation of the boundaries of royal power?

20. In Act 4, Scene 3, Macduff is informed of the murder of his own family, and Malcolm immediately tries to shape the stricken man’s response. Describe the rhetoric he employs to do so. How might this portion of the scene (Macduff’s response and Malcolm’s rhetoric) be taken as metacommentary on the ethos and language of war and manhood that runs all through this play?

ACT 5

21. In Act 5, Scene 1, what symptoms of insanity does Lady Macbeth display? (In responding, look up “obsessive-compulsive disorder” (OCD), which is today’s term for this character’s affliction.) What’s the point of dwelling on the Queen’s psychological symptoms in a play filled with supernatural events? Why is it Lady Macbeth and not Macbeth who suffers this fate, even though the man had himself shown some of the same guilty obsession right after the murder of Duncan?

22. In Act 5, Scene 2, Menteth, Cathness, and Angus describe Macbeth’s plight. In Scene 3, how does Macbeth bear out this description in his actions and words? How does his conversation with the doctor attending Lady Macbeth deepen our insight into his current state of mind as the forces arrayed against him begin to close in, and disaster looms?

23. In Act 5, Scene 5, Macbeth faces the death of his distracted wife and the eerie news that Birnan Wood is moving towards him, making a cruel mockery of what had seemed a solid prophecy of his continued hold on power. With what quality of speech, what attitude, does he greet these events? How do his reflections mark a change from what we have become accustomed to in the king since the murder of Duncan? Do we have here a traditional recognition scene where the protagonist acknowledges the nature of his mistake and accepts the consequences, or would you describe what happens some other way? Explain.

24. In Act 5, Scenes 7-8, in what manner does Macbeth face the destruction that he now understands to be imminent? As he moves from the philosophical reflection of Scene 5 to the attitude he displays in the present scenes, what pattern has reasserted itself in Macbeth’s attitudes and actions from the play’s beginning?

25. In Act 5, Scenes 8-9, Macbeth is killed and Malcolm is proclaimed king. Several of Shakespeare’s tragedies, among them Hamlet and King Lear, end with a political restoration. Discuss the quality of that restoration in the current play; to what extent has the damage done by Macbeth been repaired? Does the principle of order seem secure at the play’s end? Explain the rationale for your response.

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

Julius Caesar

Questions on Shakespeare’s Tragedies

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Shakespeare, William. Julius Caesar (Norton Tragedies, 2nd ed. 257-321).

ACT 1

1. In Act 1, Scene 1, a cobbler parries wits with the tribunes Murellus and Flavius. What is the subject of their conversation? What atmosphere surrounds them as they talk in the streets of Rome — what is the occasion for the large gathering of common people (i.e. plebeians) like the cobbler? What accusations does Murellus make against these commoners, and what is his own attitude towards Julius Caesar?

2. In Act 1, Scene 2, we are introduced to Caesar at a few points. What is the “great man” like — what attributes does Shakespeare apparently mean to foreground? For example, what do you infer from the way Caesar handles the soothsayer’s urgent cry about “the Ides of March,” and what impression does Caesar’s concern about Cassius make?

3. In Act 1, Scene 2, Cassius sounds out Brutus on the issue of Caesar’s increasing power. Consider his statements as persuasive acts, as “rhetoric”: what specific images, insinuations, and arguments does he set before Brutus to win him over? What seems to motivate Cassius to oppose Caesar? What assumptions does he make about his friend Brutus?

4. In Act 1, Scene 2, how does Brutus receive and respond to Cassius’ attempt to enlist him in a conspiracy against Caesar? What qualities does he show that set him apart from Cassius? Is there anything disturbing or incongruous or revealing about his responses to Cassius? If so, what?

5. In Act 1, Scene 3, Cassius goes to work on Casca (with whom he had spoken earlier as well, in Scene 2). Taking into account Casca’s words in Scenes 2 and 3, characterize this conspirator: what seems to his particular attitude about current conditions in Rome, about the point of conspiring against Caesar, and drawing Brutus into the plan?

ACT 2

6. In Act 2, Scene 1, what feelings and thoughts occur to the solitary Brutus as he considers what to do? What reasoning process does he employ to convince himself that Caesar, his friend and benefactor, must die? What reflections does he make regarding the more general subject of “conspiracy” — what seems to be his attitude towards conspiracy in general?

7. In Act 2, Scene 1, Brutus is introduced by Cassius to the other conspirators: Casca, Decius, Cinna, Metellus Cimber, and Trebonius (Caius Ligarius enters later). What problem does Brutus identify with the oath they want to swear? How does he handle the call to do away with Mark Antony, and how does he describe the actual violence that must be done to Caesar? Is his description realistic, or naive? Explain.

8. In Act 2, Scene 1, after speaking with the conspirators and before convincing Caius Ligarius to join the cause, Brutus returns home and faces his wife Portia’s concern. What has she been observing of late about her husband? What appeal does she make to get him to confide in her? What image or impression of this famous Roman couple does this brief scene provide?

9. In Act 2, Scene 1, Brutus speaks briefly to Caius Ligarius and has no trouble convincing him to participate in the conspiracy. The language they employ is drawn from medicine: they speak of sickness and health. At what other points do those terms appear in the play? What is their thematic significance?

10. In Act 2, Scene 2, what seems to be Caesar’s frame of mind when he hears of Calphurnia’s nightmare and gets bad news from his augurers? How genuine do you find his bravery in the face of these tidings? How does Decius change his mind and convince him to go to the Capitol? On the whole, what image of Caesar prevails in these brief moments before he goes to his death?

11. In Act 2, Scenes 3-4, Artemidorus (a rhetorician), alone, reads a letter of warning he intends to hand Caesar, and Portia briefly meets the Soothsayer Caesar had earlier called “a dreamer.” How does the dialog heighten the suspense in advance of the next scene? How do Portia’s words, in particular, affect your perspective on the murder to come?

ACT 3

12. In Act 3, Scene 1, Caesar is cut down by the daggers of Brutus and his fellow conspirators. What device do the killers employ to isolate and transfix their target? How well does Caesar live up to his star billing in this world-historical event — how well, that is, does he die? What do Brutus and Cassius respectively say and do right after the murder and before Antony’s servant enters at line 122?

13. In Act 3, Scene 1, Antony sends word by a servant that he wants to talk with Brutus and understand why he has killed their mutual friend, Caesar. What more does Antony ask of Brutus, and how does he take advantage of Brutus’ honorable character in the conversation that follows through line 253?

14. In Act 3, Scene 1, what does Antony reveal to be his true motive in the soliloquy (lines 254-75) that follows his conversation with the conspirators? Does this soliloquy make you think the worse of Antony, or does he have some measure of right on his side? When you hear the word “Roman,” what qualities come to mind first? What kind of “Roman” is this complex, cunning Antony?

15. In Act 3, Scene 2, what defense does Brutus make of what he and the other conspirators have done? Upon what principles does he say they have acted? How well does his rhetoric succeed with his audience of commoners or plebeians — what do they appear to want by the time he finishes speaking?

16. In Act 3, Scene 2, how does Antony, speaking in the wake of Brutus, persuade the commoners in favor of Caesar and against the conspirators? What specific appeals does he make to the people? What devices or tricks of rhetoric does he employ to hold their attention and win their hearts? By the end of his speech, what has he accomplished — what is the situation now?

ACT 4

17. In Act 4, Scene 1, Antony confers with Octavius (the future Emperor Augustus) and the third member of the Second Triumvirate (43-33 BCE), Lepidus. What new facet of himself does Antony reveal in the course of his discussion with Octavius? How does the latter react to Antony’s characterization of Lepidus, and how does Antony respond? Finally, what is the plan against the conspirators at this point?

18. In Act 4, Scenes 2-3, what is the cause of the argument between Cassius and Brutus? What injustice has Cassius committed? How does Cassius manage to heal the rift between them — on what grounds does he appeal to Brutus, and why is his attempt so successful?

19. In Act 4, Scene 3, how does Brutus take the news of his wife Portia’s suicide? What reasons does he give for his decision to reject Cassius’ battle tactics and instead to meet the enemy forthrightly at Philippi? Why does Caesar’s ghost appear to Brutus towards the end of the scene — what, if anything, may we infer from this unearthly visit about the rightness of Brutus’ cause so far and about the value of his plans for the future?

ACT 5

20. In Act 5, Scene 1, describe the brief parley or meeting between the forces of Antony and Octavius and Brutus and Cassius: what charges and counter-charges do they level against one another? What philosophical meditation does Brutus share afterwards when he is alone with Cassius? How do you interpret what Brutus says at this point — what does he plan to do if he is threatened with capture?

21. In Act 5, Scene 3, what military error has Brutus committed, according to Titinius? How is that error symptomatic of Brutus’ mistaken assumptions throughout the play? Cassius orders his slave Pindarus to run him through with the sword he used to kill Caesar. What are Brutus’ reflections when he learns that his friend is dead?

22. In Act 5, Scene 5, what parting thoughts does Brutus offer about his course of action as he prepares to run upon his sword? Why does he think that he, and not Antony and Octavius, will be best remembered? A short while later, how does Antony memorialize his now-departed enemy?

23. In Act 5, Scene 5 and in general, since it is really Brutus and not Caesar who is the play’s protagonist, how would you characterize Brutus’ tragedy? What accounts for his failure as a political actor? To what extent do his Roman virtues redeem him? To what extent does he attain to tragic insight into the causes of his failure to defeat “Caesarism” and re-establish Republican virtues?

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake