The Life and Death of King John

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Shakespeare, William. The Life and Death of King John (1594-96; Norton Histories, 2nd ed. 529-94).

Timeline of the English Monarchy from the Plantagenets to the Stuarts

House of Plantagenet’s “Angevin” line

The line is so named in modern times due to the following lineage: Geoffrey Plantagenet, Fifth Count of Anjou, France married Matilda, daughter of English King Henry I (this king was one of William the Conquerors’ sons).  Matilda’s son by Geoffrey Plantagenet became English King Henry II.

Henry II (1154-89; his queen was Eleanor of Aquitaine; see the film The Lion in Winter)

Richard I (1189-99; Berengaria of Navarre; Timeline of Richard I’s Reign)

John (1199-1216; Isabel of Gloucester; Isabella of Angoulême; Timeline of John’s Reign)

Henry III (1216-72; Eleanor of Provence)

Edward I (1272-1307; Eleanor of Castile; Margaret of France)

Edward II (1307-27; Isabella of France, who deposed him with the aid of Roger Mortimer)

Edward III (1327-77; Philippa of Hainault)

Richard II (1377-99; Anne of Bohemia; Isabella of Valois)

After this line comes the Plantagenet branch called Lancaster

The line was descended from John of Gaunt, Edward III’s third son; Gaunt married Blanche of Lancaster, daughter of Henry of Grosmont, First Duke of Lancaster.  Their son became Henry IV (who was born in Bolingbroke Castle, Lincolnshire, thus “Bolingbroke”).

Henry IV (Bolingbroke, 1399-1413; Mary de Bohun; Joan of Navarre)

Henry V (victor over the French at Agincourt in 1415; ruled 1413-22; Catherine de Valois)

Henry VI’s two interspersed reigns (1422-61, 1470-71, murdered; Margaret of Anjou)

Then follows the Plantagenet branch called York:

The line was descended paternally from Edmund of Langley, First Duke of York, who was the fourth son of Edward III; maternally descended from Edward III’s second son Lionel, Duke of Clarence–this latter descent constituted their claim to the throne.

Edward IV (1461-70 [Henry VI captive], 1471-83 after Henry VI’s murder; Elizabeth Woodville)

Edward V (briefly in 1483, perhaps killed)

Richard III (1483-85, killed at Bosworth Field by Henry Tudor’s forces; Anne Neville, widow of Edward Prince of Wales and daughter of the Earl of Warwick)  The action at Bosworth largely ended the struggle between Yorkists and Lancastrians from 1455-85 known as the Wars of the Roses because the Yorkist emblem was a white rose and the Lancastrian a red rose.

The Tudor line begun by Henry Tudor runs as follows:

Henry Tudor’s grandfather was the Welshman Owen Tudor (who fought for Henry V at Agincourt in 1415 and lived until 1461, when he was executed by Yorkists led by the future King Edward IV).  Henry’s father was Edmund Tudor, First Earl of Richmond (Edmund’s mother was apparently Henry V’s widow Catherine de Valois, whom Owen Tudor is said to have secretly married).  Henry Tudor’s mother was Lady Margaret Beaufort, and it is from her that he claimed his right to the throne since she was the great-granddaughter of John of Gaunt by his third wife Katherine Swynford.

Henry VII (i.e. Henry Tudor; 1485-1509; Elizabeth of York, Edward IV’s daughter)

Henry VIII (1509-47), Edward VI (1547-53; Catherine of Aragon through 1533; Anne Boleyn; Jane Seymour; Anne of Cleves; Catherine Howard; Catherine Parr)

Mary I (1553-58, co-ruler Philip of Spain)

Elizabeth I (1558-1603; never married)

Then come the Stuarts

The Stuarts’ claim to the English throne was initiated when in 1503, Scottish King James IV married English King Henry VII’s daughter Margaret Tudor, and they had a son who became Scottish King James V.  His daughter Mary became Queen of Scots; Mary’s son by Lord Darnley (Henry Stuart) became English King James I.

James I, (1603-25; Anne, daughter of Frederick II of Denmark and Norway)

Charles I (1625-49; Henrietta Maria, daughter of Henri IV of France), beheaded by Oliver Cromwell’s Puritan forces during the English Civil War (1642-51). 

After 1660, we have the Restoration of the Stuart monarchy in the person of

Charles II (1660-85, the Restoration; Catherine of Braganza).

Historical Gloss Regarding King John: John’s reign is significant not only for his forced signing of the Magna Carta in 1215 (whereby angry feudal nobles wanted to check some of his arbitrary powers), but also because his loss of most of England’s French territories helped to set the stage for Europe’s Hundred Years War from 1337-1453 – mainly a struggle between the French kings of the House of Valois and England’s Plantagenet rulers, who claimed the right to France after the death of the last direct ruler in the French Capetian line.  What John lost, subsequent English kings, such as Edward III and Henry V, tried to get back, culminating in the loss of nearly everything in France by Henry V’s son, the hapless Henry VI, whose reign saw the English Wars of the Roses that ran for a few decades beginning in the mid-1450s.  This English struggle, then, dovetails with the Hundred Years War: Henry VI’s incompetence, it’s reasonable to infer, contributed to the English nobility’s dissatisfaction and determination to replace him with someone more capable (and of course of their own faction).  In Shakespearean terms, the heroic Henry V successfully reversed the misfortunes of John, only to find his son (of I, II, and III Henry VI) throwing it all away; from thence it’s a short step to the territory covered by Richard III, in which play the Yorkist King Edward IV has already taken out his Lancastrian predecessor and is to be succeeded by his younger brother Richard of Gloucester, who as Richard III is soon toppled by Henry Tudor.  This Henry VII (Tudor) founds the line culminating in the long, illustrious reign of Shakespeare’s own Queen Elizabeth.  In a sense, the French victory in the Hundred Years War proved hollow – the conflict was fought mainly on French soil and devastated the population, while England prospered in spite of all the violence, giving it an advantage as the early modern period in Europe began.

Act 1, Scene 1

538.  At the outset of the play we find Queen Eleanor (i.e. Eleanor of Aquitaine, Henry II’s widowed queen) immediately undercutting King John’s claim to the throne he already holds.  It is not that she wants him to give up the crown, but rather that she is trying to shape his understanding of his position.  It is not about “right” but rather about “strong possession” (40).  That is the only thing keeping young Arthur and his mother Constance from succeeding (Constance, Duchess of Brittainy is the widow of Geoffrey II, Duke of Brittany – this man was John’s elder brother, as was Richard the Lionheart).  Queen Eleanor is a Machiavellian before Machiavelli.

539.  Enter Philip the Bastard, who is mentioned only once or twice in the Holinshed Chronicles but who Shakespeare decides to make a major character in his own play, one that as A. R. Braunmuller points out in his essay “King John and Historiography” (ELH 55, 1988: 309-32), is invented almost whole cloth and steps out boldly but then fades into near irrelevance to suit Shakespeare’s interests.  The younger Falconbridge lays claim to what should logically be Philip’s inheritance from Robert Falconbridge, and Philip’s manner of defending his patrimony rises to genuine comedy.  Philip simply compares his own personal appearance to that of his unattractive younger brother, and insinuates and then states outright that he is indeed the illegitimate offspring of King Richard I.  Queen Eleanor and King John can see “perfect Richard” (89) in the face of this saucy man, and they hear the departed King in his voice and manner.  King John goes along with Philip rather than his younger brother: it does not matter whether or not Philip is legitimate, it only matters that he was born while his mother was married to Robert Falconbridge. 

540-41.  But that isn’t what Queen Eleanor is interested in, and neither is it Philip’s real concern: she asks him point blank whether he would rather inherit his Falconbridge patrimony or be considered “the reputed son of Coeur-de-lion, / Lord of thy presence, and no land beside” (136).  Philip is invited to follow Queen Eleanor since she is “a soldier and now bound to France” (150).  The play is not very historical, although as Braunmuller says, it should be noted that the original Chronicles themselves are re-imaginings of earlier historical records and serve the needs of the present, like a work of drama.  But this reimagining of Queen Eleanor strikes me as accurate in spirit: she was a martial character, a strong woman and capable politician who was always up to something regarding her husband King Henry II, at one point even encouraging her sons to rebel against him and ending up in custody because Henry did not trust her.  (She died in 1204, though the play makes it seem as if she passed away shortly before her son King John falls mortally sick in 1216.)  Well, Philip makes the stronger choice and is told by John, “Arise Sir Richard and Plantagenet” (162).  It is better to be the grandson of Eleanor of Aquitaine than to be the legitimate son of a nobleman.  It’s clear that he and Eleanor agree in political matters: “have is have, however men do catch” (173).  And with this observation they are off for France.

542.  They do not depart, however, before Philip makes a number of witty observations on the transformation he has just undergone.  He now has the power to transform others, he tells us – he can make an ordinary Joan a lady, and join in the flattering and deception that he calls “worshipful society” (205).  He may be illegitimate, but he is not, as he points out, “a bastard to the time” 207).  There is a big difference between Philip and someone like Paroles in All’s Well That Ends Well.  The latter character understands nothing but flattery and fashion, but Philip is savvy, and he knows these things are merely tools: though you use them, you must not be taken in by them yourself.  That’s the sort of advice Machiavelli gives the Medici: know the difference between your public and private qualities and behavior.  We can see this when he says, “though I will not practice to deceive, / Yet to avoid deceit I mean to learn; / For it shall strew the footsteps of my rising” (214ff).  In his essay “Of Great Place,” Sir Francis Bacon writes the following: “All rising to great place is by a winding stair; and if there be factions, it is good to side a man’s self whilst he is in the rising, and to balance himself when he is placed.”  Philip doesn’t need to be told this since he already knows it.

543-44.  Philip’s next task is to square things with his mother, which involves getting her to admit she bore a child by a man not her husband.  Since the man in question was a king, this proves not to be too difficult a task.  Philip makes his mother’s admission a chivalric cause: “If thou hadst said him nay, it had been sin. / Who says it was, he lies: I say ’twas not” (275).  Oscar Wilde has a character in one of his plays insist that there are some temptations one must give in to or risk being diminished, and it seems that both Philip and his mother agree.

One thing worth noting about the entire first act is that not very much of it is about King John.  At times, he does not even seem like the most important character in the play.  This is not necessarily a flaw in Shakespeare’s dramatic art, but may rather be a statement about the turgid nature of the historical era Shakespeare is covering.  The Chronicles from which he borrows often give confusing, difficult reasons for historical events, and the monarchy was by no means as centralized in feudal times as it would become later on in the Early Modern Age.  King John “Lackland” (so-called as the youngest of Henry II’s sons) set the stage for a few centuries of English history thanks to his losses in France, losses that subsequent kings of England would try to erase.

Act 2, Scene 1

544.  The beginning of the first scene is taken up with the stale set-piece rhetoric of the French party.  King Philip and Austria make bold claims about how they’re going to help Constance and her young son Arthur, and it is announced that King John, Queen Eleanor and her granddaughter Blanche and “all the unsettled humours of the land” (545, 66) are on the way to Angers.

546.  King John and King Philip trade contentious claims, King Philip describing Arthur’s face as if it were a text in which is read the ruin of King John.  Queen Eleanor rails away at Constance, and Philip the Bastard mocks Austria, whom he will later kill during a battle.  Poor Arthur understands what the fuss is about, but the boy is modest and just wishes he were back home and not the pawn in an argument between two mighty kings. 

548.  The Citizen spokesman of Angers insists that the town is loyal, but it will prove loyal only to the man who demonstrates the greater military capacity (550, 270ff).  In other words, Angers values what Queen Eleanor called “strong possession,” not necessarily legitimate right.  In this play, de facto trumps de jure any day.  Without wanting to run afoul of the censors over at the Revels Office, Shakespeare seems always to have had a keen understanding of this basic fact of European history; he didn’t need Chairman Mao to tell him that “political power grows from the barrel of a gun” (or a spear, or cannon, or whatever).

550.  A battle follows, and the only clear thing is that it isn’t clear who won.  Philip’s rhetoric at the bottom of 551 does nothing to change this.  He revels in battle, but the two kings desperately want the matter clarified.  It seems at first as if they are going to accept his advice: “Be friends a while, and both conjointly bend / Your sharpest deeds of malice on this town” (379).  However, the Citizen promptly undercuts Philip by proposing a match between Queen Eleanor’s granddaughter Blanche and the Dauphin.  They do not seem particularly impressed with all the high rhetoric that has passed from the kings’ lips to their battlements, and in fact Philip is impressed with the Citizen (554, 467-68).  So much for King Philip’s statements such as, “shall your city call us lord / In that behalf which we have challenged it, / Or shall we give the signal to our rage, / And stalk in blood to our possession?”  (549, 263ff) This in itself is a pale matchup with similar threats in Henry V.  I am thinking of Act 3, Scene 3, lines 104-20 of that play (page 795 in Norton Histories); the initial lines run, “Therefore, you men of Harfleur, / Take pity of your town and of your people, / Whiles yet my soldiers are in my command …” (3.3.104-06)

556.  Anyway, the Citizen’s plan strikes both King John and King Philip as excellent, and the promise is made.  Philip the Bastard is bemused by it all, how easily these great men turn to something very like wrangling over the price of some object: “Mad world, mad kings, mad composition! / John, to stop Arthur’s title in the whole, / Hath willingly departed with a part…” (562).  He puts it all down to “Commodity, the bias of the world” (575).  His only reason for being scandalized, he admits, is simply that his turn has not yet come to turn a buck.  Situational ethics is all the rage.  As Philip puts it, “whiles I am a beggar I will rail, / And say there is no sin but to be rich, / And being rich, my virtue then shall be / To say there is no vice but beggary” (594ff).  Up to this point, Philip’s character is consistent; it is that of an ambitious joker but also a man of considerable bravery.  He livens up a play that is after all heavy with conventional dialogue and light on action.  The most interesting character isn’t John but Philip, and indeed his supposed father Richard the Lionheart (famous for his participation in the Third Crusade with King Philip of France against Saladin) may have had some illegitimate offspring, but there’s no evidence Philip existed aside from a few passing mentions in the Holinshed Chronicles.  

Act 2, Scene 2

557.  In the brief second scene, Constance can hardly believe the deal that has just been struck at her expense, and as so many royal characters do, she blames the messenger, who in this case is Salisbury.  She sounds to me a bit like Richard II, Shakespeare’s poet king who likes to “sit upon the ground, / And tell sad stories of the death of kings” (499, 3.2.151ff).  Constance complains, “Here I and sorrows sit; / Here is my throne; bid kings come bow to it” (558, 73-74).

Act 3, Scene 1

559-60.  In the first scene, Constance gets in a few good digs at Austria, seconded by Philip the Bastard at line 55.  But it is with Pandolf that the real troubles begin since he comes from Pope Innocent III demanding that King John install Stephen Langton as Archbishop of Canterbury.  John responds as if he doesn’t know the English Reformation of the early 1530s hasn’t happened yet (Martin Luther’s European Protestant Reformation began in 1517), insisting that no earthly force can “task the free breath of a sacred king” (74), and other words to that effect.  John refuses to back down even when threatened with excommunication, but King Philip will bow to the power of the Pope.  Pandolf claims to the perplexed French king that “All form is formless, order orderless, / Save what is opposite to England’s love” (562, 179ff).  Once again, Constance can hardly believe what happens but this time the development is one she welcomes since it places the question of Arthur at center stage again.  In essence, Constance is supporting the Pope for her own personal dynastic reasons.  King John, of course, is infuriated with King Philip for this falling away so soon after a bargain has been struck.  Just as the Norton editors have written, the undermining of almost every determination and action is the recurrent theme of this play.  High words are spoken, arms are taken up, and deals are made, only to be annulled by the next character who walks onto the stage.  We are not exactly being treated to a providential representation of the historical process.

Act 3, Scenes 2-3

564-66.  In the second scene, Philip the Bastard informs us that he has killed Austria.  He has also, he tells King John, rescued his grandmother Queen Eleanor.  Then in the third scene, King John announces that it’s time for Philip to return to England and shake some money out of the stingy Church.  It’s clear that the young man is delighted at the prospect.  He is becoming John’s loyal lieutenant and right-hand man – not bad for a fellow who probably didn’t even exist!  Now comes John’s pitch to “gentle Hubert” (565, 19), whom of course he takes to be anything but gentle.  John’s father Henry II is famous for supposedly having muttered in his anguish over resistance from Thomas à Becket, “Will no one rid me of this meddlesome priest?”  But King John takes a more direct approach: he tells Hubert that Arthur is “a very serpent in my way” (566, 61), and then makes it even more plain by intoning the word “Death” at line 66.  He sounds more like Richard III informing Buckingham that he wants the sons of Edward IV done away with than Henry II.  It’s chilling to hear him then say to Arthur, “Hubert shall be your man, attend on you / With all true duty” (566, 73).

Act 3, Scene 4

567-68.  In the fourth scene, King Philip is facing the news that the French have lost, though this is not based on historical precedent.  Anyway, Arthur has been taken prisoner, and Constance embraces death with high rhetoric, trying to fire up King Philip.  She unbinds, binds and then undoes her hair again, almost like a madwoman, and King Philip utters the common Shakespearean charge that she is indulging herself in excessive grief.  But Constance insists that the form of her body should mirror the state of her mind: “I will not keep this form upon my head / When there is such disorder in my wit” (569 101ff), and Philip worries that she might do herself violence.

569-70.  Also in the fourth scene, the Dauphin gets a lesson in realpolitik from Pandolf, the legate of Pope Innocent III.  With Arthur out of the way, the Dauphin will be free along with Blanche to make the same claim that Arthur would have made.  Again, this is not historical but rather something Shakespeare adds for dramatic purposes.  The public, explains Pandolf, begins to hate King John, and their belief that he has done away with Arthur will condemn him in their eyes.  Pandolf is making the point that as soon as the French march upon England, John will have to get rid of Arthur.  Furthermore, Pandolf says, Philip the Bastard is infuriating the Church and further alienating them from the king.

Act 4, Scene 1

570-73.  What we get is an idyllic portrait of young Arthur, Duke of Brittany, one that melts the heart of Hubert, who tries without success to be the stony agent of King John’s desires.  I have read (in A.R. Braunmiller’s article mentioned above) that the sheer confusion involved in this representation – namely the idea that the punishment is to put out Arthur’s eyes, whereas we had thought he was to be killed outright – may in fact be a deliberate repetition of the confusion or multiplicity of causes found in Shakespeare’s source material.  This kind of confusion, runs the idea, may have been one way to keep ahead of the Master of the Revels (the Elizabethan/Jacobean censor’s office).  I don’t know if that’s the case, but it’s possible. 

In any case, this scene is interesting for its representation of Hubert’s conscience.  Camille Wells Slights writes well in her essay The conscience of the King: Henry V and the reformed conscience (Philological Quarterly, Winter 2001) that “Conscience was usually defined as the part of practical understanding that applies inherent knowledge of the basic principles of good and evil to particular actions, judging past actions and legislating future ones” and again that with regard to Shakespeare’s histories, “conscience is the nexus where internal self-awareness and external political action, the obligations of obedience and the authority of personal judgment converge.”  These remarks are very appropriate for the scene we are now reading: Arthur’s words awaken Hubert’s “mercy,” which up to now has supposedly been dead inside of him.  The Elizabethans do not have a fully developed language for the internal operations of the self, but what seems to be happening here is that some interior awareness on Hubert’s part awakens his emotions and leads him to disregard the political duty he had sworn to King John.  He keeps trying to treat the action in a mechanical way, referring to the instrument he needs to use, but his cold resolution is no match for the boy’s piteous language, which even bestows a Macbeth-like weirdness to the heated poker that Hubert means to use: “All things that you should use to do me wrong / Deny their office…” (573, 117-18).  In the end, Hubert decides to let Arthur live and disguise his act of mercy from the king – which of course would have been a good thing, if anything ever went as planned in this play.  Just as Lysander of A Midsummer Night’s Dream says about erotic pursuits that “the course of true love never did run smooth,” so the best-laid plans of the characters in King John seem always to go running off in some direction those characters never would have guessed.

Act 4, Scene 2

573-75.  This is a momentous scene, and a tragic setup for the fortunes and spirits of King John.  At its beginning, we find him being re-crowned, much to the displeasure of great lords such as Salisbury and Pembroke, who consider it an excessive gesture, especially since they suspect that he has ordered the murder of Arthur.

576-79.  King John takes the measure of this situation and utters a medieval sententia: “they burn in indignation.  I repent. / There is no sure foundation set on blood, / No certain life achieved by others’ death” (103-05).  Just when he has realized this, the news comes that both Queen Eleanor and Constance are dead.  Historically, this is not accurate since Eleanor of Aquitaine died in 1204, which is nowhere near the end of John’s reign.  But no matter, the scene is dramatic, not historical.  From this point forwards, John will seem adrift, hardly knowing what to do, even though Philip gets him to pull himself together for the moment, if only to hear further bad news.  It seems that the common people are “Possessed with rumors, full of idle dreams, / Not knowing what they fear, but full of fear” (145-46).  John’s answer to this is to order one of their prophets hanged.  The king is still optimistic about the noblemen, at least: “I have a way to win their loves again” (577, 168).

King John is at first angry with Hubert and his conscience troubles him terribly (578-79, 246-49); he believes, of course, that he has carried out his task, but Hubert soon disabuses him of this belief.  In brief, John finds what he did impossible to face; like Macbeth, he is frightened to think of what he has done, and dares not look upon it.  No, John must blame his subordinate instead.  This is not an unusual reaction amongst the powerful – Queen Elizabeth I, for example, basically denied issuing the death warrant that sealed the fate of Mary Queen of Scots (the later James I’s mother), even though there is no doubt that she signed the order because Mary was considered a threat to her continued reign.  Anyway, John is overjoyed to hear that Hubert is not as bad a fellow as he looks and did not do the bloody deed.

Act 4, Scene 3

579-82.  Arthur decides to make an escape attempt, but falls upon the hard pavement and dies.  Salisbury discovers the body, and Philip is as stunned as anyone else: “It is a damned and a bloody work, / The graceless action of a heavy hand – / If that it be the work of any hand” (580, 57-59).  Hubert then shows up and is promptly accused of murdering Arthur, but he vehemently denies it.  The Bastard still suspects him and now says something we might not have expected him to say, given his character for the first three acts or so: “I am amazed, methinks, and lose my way / Among the thorns and dangers of this world” (582, 141-42).  Gone is the flippant and courtly adventurer: Philip is genuinely shocked to see the broken body of little Arthur lying upon the ground.

Act 5, Scene 1

583-84.  Pandolf makes peace with King John in the Pope’s name, ceremonially giving him back his crown.  Now John is confronted with the horrible news that Arthur is in fact dead.  Philip tries to buck up his spirits and urge him to fight the French here on English soil, but John renders that advice irrelevant by pointing out that he has just made peace with the Pope.  The Dauphin no longer presents a threat.  Philip’s response to this is incredulous: “O inglorious league!”  (584, 65) John seems to put the affairs of state into Philip’s hands.

Act 5, Scene 2

584-88.  Salisbury laments that he must draw his sword against his own country (585).  The Dauphin is amazed to hear Pandolf declare that it’s time to pack up and go home because peace has been made with John.  He thinks he is playing with the best hand – why fold now?  On 587, Philip the Bastard is delighted that the young man isn’t listening to Pandolf; Philip is spoiling for a fight, and a fight he will have.  A battle takes place at the end of this scene.

Act 5, Scenes 3-5

588-90.  King John is in no state to manage affairs on the battlefield because he has come down with a fever, and even the news that the enemy’s ships were wrecked does nothing to cheer him up.  The rebellious English lords hear from the dying Count Melun that the Dauphin plans to cut off their heads if he wins, so they desert him and go back to King John.  The Dauphin remains optimistic in spite of his troubles.

Act 5, Scenes 6-7

591-94.  Now we are told on 591 that King John has been poisoned by a monk who was no doubt angry over the virtual ransacking of the Church by Philip.  The Lords have returned with John’s young son Henry, and by the beginning of Scene 7, John is near death: “all my bowels crumble up to dust; / I am a scribbled form, drawn with a pen / Upon a parchment, and against this fire / Do I shrink up” (592, 31-34).  There is perhaps something in this of guilt and visions of hellfire, as when John says, “Within me is a hell, and there the poison / Is, as a fiend, confined to tyrannize…” (593, 65-66).  But it’s also possible that the references to writing are a glance in the direction of the confusing historical record itself, as if the truth of King John’s thoughts and his reign burned along with his feverish body.  Philip still believes the main part of the fighting lies ahead after John’s death, but he is quickly informed that such thoughts are unnecessary since the Dauphin is willing to put the whole matter in Pandolf’s hands; the battle is ended.  Philip looks a little like the Superfluous Man at this point since his loyalty to John need no longer take such a martial form as previously.  But now he turns that loyalty to John’s young son, Henry III, and pronounces the play’s final judgment on the events that have passed: “This England never did, nor never shall, / Lie at the proud foot of a conqueror / But when it first did help to wound itself” (594, 112-14).  That judgment doesn’t have the ring of jingoism, even though the obvious primary reference is to the lords who temporarily took the side of the Dauphin against John; as it seems to me Philip indicated earlier, King John himself bore some of the blame for turning those lords away from him thanks to his plot against Arthur, amongst other things.   

Shakespeare’s source for this play seems to have been in part an anonymous work entitled The Troublesome Reign of King John, and that title says much: John’s reign was indeed a troublesome one in difficult, contentious times.  He is not at the end, nor was he ever, anything like the hero of this play, and in fact it makes sense to say that there really are no heroes to be found – not the admittedly strong women Queen Eleanor or Constance, mother of Arthur, not John, not the French royals, not Philip the Bastard, nor Arthur, who suffers such a pitiable fate.  I believe the Norton editors are correct to suggest that if some of Shakespeare’s other plays suggest something like a Tudor Providence, with history pointing towards the accession of the all-important Elizabeth of Shakespeare’s own time, The Life and Death of King John does not include itself in that Providence, but rather gives us a disturbing look at a process that seems at best structured by compounding frustrations and anguish unto death, and at worst random in its movement from one royal event and desire to the next.  John’s nascent Machiavellian craft comes to naught, and we are left with a strange feeling that nothing much has been settled or set up for future times, other than continued bad relations with France.

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

The Tragedy of King Richard the Second

Commentaries on Shakespeare’s Histories

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Shakespeare, William. The Tragedy of King Richard the Second. (Norton Histories, 2nd ed. 457-527).

Timeline of the English Monarchy from the Plantagenets to the Stuarts

House of Plantagenet’s “Angevin” line

The line is so named in modern times due to the following lineage: Geoffrey Plantagenet, Fifth Count of Anjou, France married Matilda, daughter of English King Henry I (this king was one of William the Conquerors’ sons).  Matilda’s son by Geoffrey Plantagenet became English King Henry II.

Henry II (1154-89; his queen was Eleanor of Aquitaine; see the film The Lion in Winter)
Richard I (1189-99; Berengaria of Navarre; Timeline of Richard I’s Reign)
John (1199-1216; Isabel of Gloucester; Isabella of Angoulême; Timeline of John’s Reign)
Henry III (1216-72; Eleanor of Provence)
Edward I (1272-1307; Eleanor of Castile; Margaret of France)
Edward II (1307-27; Isabella of France, who deposed him with the aid of Roger Mortimer)
Edward III (1327-77; Philippa of Hainault)
Richard II (1377-99; Anne of Bohemia; Isabella of Valois)

After this line comes the Plantagenet branch called Lancaster

The line was descended from John of Gaunt, Edward III’s third son; Gaunt married Blanche of Lancaster, daughter of Henry of Grosmont, First Duke of Lancaster.  Their son became Henry IV (who was born in Bolingbroke Castle, Lincolnshire, thus “Bolingbroke”).

Henry IV (Bolingbroke, 1399-1413; Mary de Bohun; Joan of Navarre)
Henry V (victor over the French at Agincourt in 1415; ruled 1413-22; Catherine de Valois)
Henry VI’s two interspersed reigns (1422-61, 1470-71, murdered; Margaret of Anjou)

Then follows the Plantagenet branch called York:

The line was descended paternally from Edmund of Langley, First Duke of York, who was the fourth son of Edward III; maternally descended from Edward III’s second son Lionel, Duke of Clarence–this latter descent constituted their claim to the throne.

Edward IV (1461-70 [Henry VI captive], 1471-83 after Henry VI’s murder; Elizabeth Woodeville)
Edward V (briefly in 1483, perhaps killed)
Richard III (1483-85, killed at Bosworth Field by Henry Tudor’s forces; Anne Neville, widow of Edward Prince of Wales and daughter of the Earl of Warwick)  The action at Bosworth largely ended the struggle between Yorkists and Lancastrians from 1455-85 known as the Wars of the Roses because the Yorkist emblem was a white rose and the Lancastrian a red rose.

The Tudor line begun by Henry Tudor runs as follows:

Henry Tudor’s grandfather was the Welshman Owen Tudor (who fought for Henry V at Agincourt in 1415 and lived until 1461, when he was executed by Yorkists led by the future King Edward IV).  Henry’s father was Edmund Tudor, First Earl of Richmond (Edmund’s mother was apparently Henry V’s widow Catherine de Valois, whom Owen Tudor is said to have secretly married).  Henry Tudor’s mother was Lady Margaret Beaufort, and it is from her that he claimed his right to the throne since she was the great-granddaughter of John of Gaunt by his third wife Katherine Swynford.

Henry VII (i.e. Henry Tudor; 1485-1509; Elizabeth of York, Edward IV’s daughter)
Henry VIII (1509-47), Edward VI (1547-53; Catherine of Aragon through 1533; Anne Boleyn; Jane Seymour; Anne of Cleves; Catherine Howard; Catherine Parr)
Mary I (1553-58, co-ruler Philip of Spain)
Elizabeth I (1558-1603; never married)

Then come the Stuarts

The Stuarts’ claim to the English throne was initiated when in 1503, Scottish King James IV married English King Henry VII’s daughter Margaret Tudor, and they had a son who became Scottish King James V.  His daughter Mary became Queen of Scots; Mary’s son by Lord Darnley (Henry Stuart) became English King James I.

James I, (1603-25; Anne, daughter of Frederick II of Denmark and Norway)
Charles I (1625-49; Henrietta Maria, daughter of Henri IV of France), beheaded by Oliver Cromwell’s Puritan forces during the English Civil War (1642-51).

After 1660, we have the Restoration of the Stuart monarchy in the person of

Charles II (1660-85, the Restoration; Catherine of Braganza).

Notes on King Richard II

Act 1, Scenes 1-2 (467-73, Richard judges quarrel between Mowbray, Bolingbroke; Duchess of Gloucester urges Gaunt to intervene for Bolingbroke, but he stays neutral)

The play begins with King Richard acting as arbiter of a feudal quarrel between Mowbray and Henry Bolingbroke, both of whom bandy words of high honor and charges of treason.  Richard himself was treated rather badly as a young man by the kingdom’s great lords, and we can see from the outset that there is no love lost between him and them.  In the second scene, the Duchess of Gloucester urges John of Gaunt to intervene on the side of Bolingbroke against Mowbray, but his own deep sense of complicity in the Duke of Gloucester’s death forces him to stay on the sidelines, to the great disgust of the Duchess.

Act 1, Scenes 3-4 (473-81, Richard banishes Bolingbroke for six years; Bolingbroke’s popularity; Richard’s concern over Ireland and callousness about Gaunt’s final illness)

Richard decides to banish Bolingbroke first for ten years and then, supposedly out of pity for John of Gaunt, for six years, while Mowbray is banished perpetually.  Right away, Richard is given cause for anxiety about Bolingbroke, who obviously knows how to ingratiate himself with the common people as he makes his exit from the country.  But Richard has little time to worry about that because he must turn his attention to the troubles in Ireland.  At the end of the fourth scene, we see our first evidence of Richard’s greediness and trenchant wit—when he hears that John of Gaunt is about to die, he jokes, “Pray God we may make haste and come too late!”  (481, 1.4.63).

Act 2, Scenes 1-2 (481-91, Gaunt scolds Richard’s management of the kingdom; York and Northumberland are disgusted with Richard; Bolingbroke is thought to be on the way back to England)

John of Gaunt scolds King Richard for the disordered state of his kingdom; he laments the great falling off of English prowess against the French since the time of Edward III: “That England that was wont to conquer others / Hath made a shameful conquest of itself” (483, 2.1.65-66).  Richard becomes increasingly impatient and sardonic, and cannot hide his disrespect for this dying pillar of the kingdom.  The old man calls him easy prey to flatterers and no more than a landlord rather than a king.  Fundamentally, Richard does not respect the feudal net of loyalties and obligations or the sacred quality of the crown—he is a feckless opportunist.  The Duke of York is also appalled at Richard’s rapacious behavior right after John of Gaunt passes away, and he tries to explain to him that when Richard abrogates the time-honored law of primogeniture, he undercuts the legitimacy of his own rule: “Is not his heir a well-deserving son? (485, 2.1.195; see 195-200).  But Richard’s glib rhymes overrule such mature advice.  The king even leaves York, whom he seems to consider docile enough to trust, in charge of managing the kingdom while he himself goes off to fight the rebellion in Ireland.  But York is clearly not to be dismissed like that, as we can see from his assessment of the situation in the second scene: “Both are my kinsmen. /  … / Well, somewhat we must do” (490, 2.2.111-16).  In the first scene, Northumberland offers us a litany of Richard’s offenses against the Commons and nobility, saying that he is “basely led / By flatterers …” (486, 2.1.242-43).  The upshot is that the  king has lost everyone’s loyalty and respect.  Rumor already has it that Henry Bolingbroke is on his way back to England in defiance of his banishment.

Act 2, Scenes 3-4 (491-95, York is confused, and Harry Percy joins Bolingbroke; York denounces Bolingbroke as a traitor, but his “neuter” position effectively favors him)

The Duke of York is now thoroughly confused; everything is in disarray, and he does not know what to do.  There is no money thanks to Richard’s spendthrift ways, and York is too far past his prime to marshal sufficient energy to deal with this disaster.  Meanwhile, Harry Percy is joining up with Bolingbroke’s party—a dangerous development for the  king.  Bolingbroke answers Richard’s envoy Berkeley that he has come to claim his proper title as Lancaster.  The Duke of York upbraids his nephew Bolingbroke as a rebel and traitor.  These are harsh words, and Bolingbroke’s fair reply does not seem to convince York, but the latter declares himself “neuter” regarding the whole affair.  In essence, he has thrown in his lot with the man he just called a traitor.  Although Thomas Hobbes and his theory of royal absolutism in Leviathan don’t come along until the English Civil War era, the Duke of York’s reaction to Bolingbroke’s attempt against King Richard illustrates Hobbes’s paradox: rebellion is utterly inadmissible, but if it succeeds, the rebel becomes the new absolute power.  York understands that things have gone beyond the point of no return and that King Richard has lost the loyalty of his subjects from low to high; Bolingbroke is already the de facto ruler.

Act 3, Scene 1 (495-96, Bolingbroke blames Bushy and Green of corrupting Richard; Richard agrees that others are to blame for his predicament)

In this scene, Bolingbroke accuses Bushy and Green of corrupting the king, and we will see in the next scene that Richard himself feels he has been led astray.

Act 3, Scene 2 (496-501, as Bolingbroke’s forces close in, Richard’s moods swing wildly back and forth, from exuberance to despair and self-pity: it’s time to “tell sad stories of the death of kings”)

Richard opens this scene by weeping for joy and touching the earth.  Those who surround him, however, appear to function somewhat like King Lear’s Fool in that they make it difficult for us to take his passionate words seriously.  He must tell them, “Mock not my senseless conjuration, lords” (497, 3.2.23) either because they already are mocking him or because he anticipates that they will.  But there is still something genuinely moving in the claim, “Not all the water in the rough rude sea / Can wash the balm from an anointed king” (497, 3.2.50-51).

From lines 174-77, King Richard says something similar to what King Lear will say—his ministers have told him he was something more than human, and now he finds out to his grief that he is not.  This is a traditional theme—fear or self-interest will lead counselors to delude the powerful about their true circumstances and nature.  In this sense, power is an obstacle, not an advantage.  Richard’s mood shifts are nothing short of astonishing throughout this scene—I suppose this is partly because Shakespeare must telescope historical events to suit the rhythm of the play, but it also gives a sense of Richard as almost manic-depressive: in a few heartbeats, he goes from high spirits to abject despair, from majestic to pathetic. His instinct when the despair strikes him is to wax poetical: “For God’s sake, let us sit upon the ground, / And tell sad stories of the death of kings …” (499, 3.2.151-52).  His theatrical nature makes him rehearse again and again both the heights of power and the inevitability of a great fall, as if he always has seen himself as an actor in a tragedy.  Like any educated medieval man, Richard seeks the consolation of philosophy by patterning his own life after moral exempla.  But it seems that his temperament is too mercurial to permit him to draw the necessary sustenance for long.

I don’t know if it would be fair to say that King Richard is incapable of seeing things directly, incapable of raw perception in so far as anyone is capable of such a thing.  Perhaps we are to understand that he sees things too clearly sometimes, so much so that he is driven immediately to begin telling some fine story that distances him from the painfulness of his perceptions.  That is, after all, one of the uses of art.  Even a sad story can serve the same purpose as a triumphant one in this regard, justifying life aesthetically when it cannot be justified otherwise.

Act 3, Scene 3 (501-05, Bolingbroke puts his cards on the table: he wants the crown and Richard must surrender it; Richard’s claims are ineffectual now and he appears a diminished, defeated man)

King Richard’s poetic self-pity forces Henry Bolingbroke to show his hand: it would be obvious even to a child that Henry cannot do what he claims he would be willing to do; namely, simply claim his title among the nobility and not lay hands on the crown.  He has insulted the king by annulling his own banishment, and he has an overwhelming military advantage.  There really is no other course but to take the crown for himself.  This is not to say that sometimes Shakespeare’s kings cannot forgive an insult or an offense, but I think the situation is too brutal and explicit here to allow of moderation. 

However, it is also obvious that Richard has brought this disaster upon himself.  He claims to rule with the approval of “God omnipotent” (503, 3.3.84), but he has cut the ground from under the legitimacy of his rule by failing to respect the feudal rights of his subjects.  He has not respected the principle of hereditary rank and succession, so his continued arrogation of power provokes not awe but mirth in Henry and his followers. 

Richard sees everything in all or nothing terms—he is either  king or less than the meanest of his subjects.  The end of this scene makes everything brutally clear: Richard understands that he must go to London, and finally Bolingbroke comes right out and says so.  With Bolingbroke, action is the priority.

Act 3, Scene 4 (505-07, a gardener explains Richard’s failures in horticultural terms, and maintains his view even when confronted with opposition by the queen)

The gardener helps us compare the workings of the aristocracy with the processes of nature.  The growth of plants is compared to the pride of men, and the accusation is that Richard has failed to keep his garden, England, in good order by pruning those branches of the nobility that grow beyond what is healthful.  This is an ancient metaphor that I recall encountering in the pages of Herodotus—the Persian king Cyrus, if I recall correctly, explains his theory of governance by pointing to a waving field of grain or flowers and gesturing with his arm to show that the ruler must lop off the heads of those who grow too high.  But there is another side to this gardening metaphor of organic process—when the queen curses the gardener for giving her bad news about Richard, he says that his skill is not “subject to thy curse” (507, 3.4.104).  Natural process is regular and predictable, but human affairs are far more difficult to predict.

Act 4, Scene 1 (508-15, Bolingbroke accepts the crown, striving to appear legitimate, goes to Parliament and with poetical flourishes, Richard there resigns his crown, asking leave to go: to the Tower of London)

Bolingbroke declares that he will recall Norfolk from banishment and restore to him his lands, even though he was an enemy.  The new king will respect feudal rights in hopes of keeping order in his realm.  It turns out that the man died at Venice, but the point has been made.  Then Bolingbroke declares that he will ascend the throne with God’s permission, and the Bishop of Carlisle is arrested for treason when he protests.  This scene takes place in parliament, and Bolingbroke is determined that his taking of the throne will be perceived as legitimate.  That is a difficult thing to accomplish when Richard, ever the actor, is called in to play his part and abdicate.  Richard proceeds both to insist upon his grief as a private man and to underscore the heavy and solemn nature of the act that is now taking place, even though Bolingbroke seems to treat the matter as a show trial.  The scope of Richard’s performance is limited in that he is hardly playing to a sympathetic audience, but when he calls for a looking-glass so that he may contemplate himself and his “brittle glory” (514, 4.1.277), the attention effectively shifts to him, if only for a few moments.  How can a king un-king himself?  And what is the man who remains when this act has been performed?  Bolingbroke has little time for such high drama and philosophical / political speculation combined into one; he promises to grant Richard one wish, and when that which is “give me leave to go” (514, 4.1.303), the sharp returning question is “Whither?”  The only place Richard can go, of course, is to the Tower of London where he will remain as prisoner.

Act 5, Scene 1 (515-17, the queen is dismayed at Richard’s passivity; Richard warns Northumberland about the fickleness of destiny and friends)

The queen makes known her dismay at how abject Richard has become, asking “Hath Bolingbroke / Deposed thine intellect?”  (515, 5.1.27-28)  But by this time, Richard is most concerned that his sad story become a royal winter’s tale.  He also offers a parting shot to Northumberland, telling him that the new king’s associates will become greedy and destroy him.  They will follow the example set by their new leader: “The time shall not be many hours of age / More than it is to foul sin, gathering head, / Shall break into corruption” (516, 5.1.57-59).

Act 5, Scenes 2-3 (517-23, Bolingbroke rides to his coronation, with Richard in tow; York pledges faith to Bolingbroke, now Henry IV; the new king forgives Aumerle’s conspiracy, hearing York’s severe rebukes and the Duchess’ pleas to spare the young man; Henry IV is worried about his son Prince Hal’s antics)

As Bolingbroke rides in procession to be crowned, Richard’s sad role is to serve as the cleanup act.  He shows almost Christlike patience in this new role.  The Duke of York has decided that it is time to show loyalty to Bolingbroke because he is the new king—this sudden shift in attitude illustrates the paradox of absolutism that Thomas Hobbes will later explore.  In Leviathan, Hobbes insists that rebellion is always illegitimate since monarchy is absolute, but he also says that once a rebellion has succeeded, the new ruler’s power is just as absolute as that of the deposed ruler.

The Duke of York’s son Aumerle has engaged in a conspiracy against Henry Bolingbroke.  To simplify his plot, Shakespeare makes Aumerle happen to be wearing a seal that contains details about the conspiracy.  This is almost as silly as the “letter plot” of King Lear, but it works well enough.  The scene that ensues  (Scene 3 ) is semi-comic, with the old Duke showing an attitude similar to that of the severe ancient Roman nobleman who executed his own son rather than mitigate a just punishment for crimes against the state, and his wife standing up for the principle of a mother’s tender feelings towards her child.  Bolingbroke sides with the mother, although he declares for the execution of “the rest of that consorted crew” (523, 5.3.136).  Apparently, now that the feckless Richard has been deposed, we will have a kinder, gentler Windsor Castle. 

At the very beginning of Scene 3, even before the Duke of York and Aumerle enter the picture, Bolingbroke is also quite anxious about his own son, Prince Hal—wherever can the young rascal be?  I believe we are to understand that Bolingbroke’s anxiety stems from the genuine possibility that Prince Hal will turn out to be as reckless and irresponsible as Richard II.

Act 5, Scenes 4-6 (523-27,  Henry IV is overheard wishing to be rid of Richard; Richard meditates on ambition, misfortune and death; he is murdered but dies courageously; Henry IV makes plans to overcome rebellion, distributes honors, and wants to undergo a pilgrimage to assuage his guilt over Richard’s death)

Bolingbroke, like Henry II against Thomas à Beckett a few centuries back in 1170, gives voice to his desire to be rid of the royal person (Richard Plantagenet, the deposed king) who is troubling him, and is overheard by Sir Piers Exton and another wicked knight willing to do the deed.  The similarity of the two men’s conduct indicates rough sailing ahead for the conscience of Bolingbroke.  Henry II, we may recall, felt so guilty about what he had wished on Beckett that he ended up donning sackcloth and having himself scourged through the streets of London.

Richard, meanwhile, sits in his cell in the Tower philosophizing about death, misfortune, and ambition.  As always, Richard regards himself as an actor: “Nor I, nor any man that but man is,  / With nothing shall be pleased till he be eased / With being nothing” (524, 5.5.39-41).  He has been above all a waster of time, and recognizes too late that time is bound to waste its waster in return.  He failed to shepherd his power wisely, so it has dwindled to nothing.  It is clear that he is unable to arrive at the patience he seeks.  At the end, he becomes frustrated with the Keeper who refuses to sample his food and begins beating him.  Moments later, his murderers make their entrance, and Richard dies courageously, even killing one of his assassins.  One of the remaining killers, Exton, reminds us of the theological dimensions of what has just happened when he realizes he has purchased nothing but damnation by doing the new king’s bidding.

Bolingbroke, now King Henry IV, still has much work to do in putting down a rebellion against him, and he distributes honors and compassion to establish a precedent of generosity and gratitude over against Richard’s venal administration.  The Bishop of Carlisle is pardoned, and Exton is awarded only guilt.  Henry IV himself is stricken with blood-guilt.  He wants to make a voyage to Jerusalem to expiate this feeling, but as it turns out, he has far too much on his plate to indulge himself in the luxury of self-reproach.  If there is to be renewal, it will come only with the maturing of his son Prince Hal, who, as we know, is still a tavern- goer and an actor trying on many parts.  As we shall see in I Henry IV, the Prince’s acting is redeemed because it differs profoundly in its purpose from the dramatic inclinations that consumed Richard II and made him unfit to govern.

A few final thoughts: Richard is at times a villain, especially in his reckless early reign.  But he is also a reflective and poetical villain, so we should consider the extent to which the moral sententiae (pronouncements) he repeats with gathering pathos redeem him as a man with tragic insight into the nature of kingship, or whether they simply amount to self-pity.  The question of tragedy in relation to Christianity is a vexed one since, of course, there’s no question of positing a universe that doesn’t play fair or make sense.  Richard’s fate was avoidable in that it wasn’t due to some indomitable but dangerous quality (like Oedipus’ intrepidity and strong intellect) but rather to his rapacious disregard for feudal loyalties and common decency.  Well, I don’t believe Shakespeare follows any unitary model of tragedy—it seems to me that he constitutes his tragic intensities and ideals circumstantially, from one given set of materials to the next.  In this way, he is able to bring out whatever makes for excellent drama in his material; a notion of tragedy as broad as “a fall from good fortune to bad” probably serves him as a point of departure.

One possibility to consider: aside from political philosophy, perhaps the play could be read as an argument between a vision centered on ceremony and the aesthetic dimension of experience (a Catholic vision, if you don’t mind the anachronism) and a mindset that tends strongly towards clarity and the practical consideration of how to get and hold power.  That would be Bolingbroke’s approach, and we might call it the result of a proto-Protestant sensibility.  Tragedy of any sort must usually work out an uneasy truce with some competing set of rights, as when Antigone, in the Sophocles play by that name, battles Creon over the granting of proper burial rites for her slain brother: both have a kind of right on their side.  In the current play, it may be that we are to dismiss neither Richard’s aesthetic and ceremonial sensibilities nor, more obviously, Henry Bolingbroke’s businesslike understanding of power’s imperatives.  Bolingbroke is hardly liberated by his assumption of power from the sort of questions that nag the deposed Richard; indeed, he will return to just such questions from the moment he learns that his death-wish towards Richard has been overheard and carried out.  The blood on Bolingbroke’s hands turns out to be as durable as the “anointed balm” that Richard had claimed could never be washed from a king’s sacred body, not even by all the water in “the rough rude sea.”  Richard is deeply flawed and his end isn’t exactly heroic (it’s more private than heroic, really), but all the same we may find that we can’t dismiss him altogether.  The Richard who suffers and dies at the play’s end isn’t easily reduced to the sum of the acts that brought him to his sorrow.  The play is partly about a gruff transfer of power, but I think we are also asked to reflect upon the value of Richard’s poetical way of seeing and being.

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

The Tragedy of King Richard the Third

Commentaries on Shakespeare’s Histories

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Shakespeare, William. The Tragedy of King Richard the Third. (Norton Histories, 2nd ed. 361-450).

Timeline of the English Monarchy from the Plantagenets to the Stuarts

House of Plantagenet’s “Angevin” line

The line is so named in modern times due to the following lineage: Geoffrey Plantagenet, Fifth Count of Anjou, France married Matilda, daughter of English King Henry I (this king was one of William the Conquerors’ sons).  Matilda’s son by Geoffrey Plantagenet became English King Henry II.

Henry II (1154-89; his queen was Eleanor of Aquitaine; see the film The Lion in Winter)
Richard I (1189-99; Berengaria of Navarre; Timeline of Richard I’s Reign)
John (1199-1216; Isabel of Gloucester; Isabella of Angoulême; Timeline of John’s Reign)
Henry III (1216-72; Eleanor of Provence)
Edward I (1272-1307; Eleanor of Castile; Margaret of France)
Edward II (1307-27; Isabella of France, who deposed him with the aid of Roger Mortimer)
Edward III (1327-77; Philippa of Hainault)
Richard II (1377-99; Anne of Bohemia; Isabella of Valois)

After this line comes the Plantagenet branch called Lancaster

The line was descended from John of Gaunt, Edward III’s third son; Gaunt married Blanche of Lancaster, daughter of Henry of Grosmont, First Duke of Lancaster.  Their son became Henry IV (who was born in Bolingbroke Castle, Lincolnshire, thus “Bolingbroke”).

Henry IV (Bolingbroke, 1399-1413; Mary de Bohun; Joan of Navarre)
Henry V (victor over the French at Agincourt in 1415; ruled 1413-22; Catherine de Valois)
Henry VI’s two interspersed reigns (1422-61, 1470-71, murdered; Margaret of Anjou)

Then follows the Plantagenet branch called York:

The line was descended paternally from Edmund of Langley, First Duke of York, who was the fourth son of Edward III; maternally descended from Edward III’s second son Lionel, Duke of Clarence–this latter descent constituted their claim to the throne.

Edward IV (1461-70 [Henry VI captive], 1471-83 after Henry VI’s murder; Elizabeth Woodeville)
Edward V (briefly in 1483, perhaps killed)
Richard III (1483-85, killed at Bosworth Field by Henry Tudor’s forces; Anne Neville, widow of Edward Prince of Wales and daughter of the Earl of Warwick)  The action at Bosworth largely ended the struggle between Yorkists and Lancastrians from 1455-85 known as the Wars of the Roses because the Yorkist emblem was a white rose and the Lancastrian a red rose.

The Tudor line begun by Henry Tudor runs as follows:

Henry Tudor’s grandfather was the Welshman Owen Tudor (who fought for Henry V at Agincourt in 1415 and lived until 1461, when he was executed by Yorkists led by the future King Edward IV).  Henry’s father was Edmund Tudor, First Earl of Richmond (Edmund’s mother was apparently Henry V’s widow Catherine de Valois, whom Owen Tudor is said to have secretly married).  Henry Tudor’s mother was Lady Margaret Beaufort, and it is from her that he claimed his right to the throne since she was the great-granddaughter of John of Gaunt by his third wife Katherine Swynford.

Henry VII (i.e. Henry Tudor; 1485-1509; Elizabeth of York, Edward IV’s daughter)
Henry VIII (1509-47), Edward VI (1547-53; Catherine of Aragon through 1533; Anne Boleyn; Jane Seymour; Anne of Cleves; Catherine Howard; Catherine Parr)
Mary I (1553-58, co-ruler Philip of Spain)
Elizabeth I (1558-1603; never married)

Then come the Stuarts

The Stuarts’ claim to the English throne was initiated when in 1503, Scottish King James IV married English King Henry VII’s daughter Margaret Tudor, and they had a son who became Scottish King James V.  His daughter Mary became Queen of Scots; Mary’s son by Lord Darnley (Henry Stuart) became English King James I.

James I, (1603-25; Anne, daughter of Frederick II of Denmark and Norway)
Charles I (1625-49; Henrietta Maria, daughter of Henri IV of France), beheaded by Oliver Cromwell’s Puritan forces during the English Civil War (1642-51).

After 1660, we have the Restoration of the Stuart monarchy in the person of

Charles II (1660-85, the Restoration; Catherine of Braganza).

A Brief Note on Richard III’s Era: The Wars of the Roses

Recommended Reading: Kendall, Paul Murray. Richard the Third. New York: Norton, 1956.

I will comment scene by scene, but a few initial remarks seem appropriate. I mentioned in class that Shakespeare, as one of my old UC Irvine professors used to say, usually prefers to deal with the dynamics of royal power at some historical distance. By Shakespeare’s time, the chivalric ideals, the feudal loyalties, of older times had long since disappeared. We need only consider the Wars of the Roses between the houses of Lancaster and York to see the truth of that statement: mid-C15 England was marked by savage infighting and betrayal between these two great branches of the Plantagenet line descended from Edward III. The modern courts of Elizabeth I and James Stuart are not generally Shakespeare’s subject. But the present play deals with an historical subject with which many of Shakespeare’s contemporaries would have been familiar, and he borrows his story in the main from the Tudor Chronicles that portray Richard III as a monster. If we read modern biographies of Richard, most notably the one by Paul Murray Kendall, we have access to a more objective analysis of Richard’s career. But my sense is that Shakespeare was quite capable of reading between the lines of his chroniclers, and seeing that almost everyone involved in the action was deeply imbued with divided loyalties and mixed, selfish motivations.

That quality of ambivalence surely emerges in the play we are reading, but Shakespeare’s need to generate sympathy in the audience for some of the doomed characters results, I think, in an almost schizophrenic quality at times. Some of the worst rascals in the play get genuinely moving passages—Clarence, for example, was not exactly a picture of loyalty to Edward IV, his brother, moving back and forth between Edward and Warwick with astonishing facility when those two men were engaged in their deadly feuds. Clarence would just as well have deposed Edward and taken the throne for himself if he could, but fortune did not favor him and he never had Edward’s highest regard, which seems to have gone to the younger brother Richard. (Kendall’s biography of Richard covers Clarence’s behavior in some detail.) But in the play, Clarence speaks remarkably beautiful lines on the eve of his murder, moving us to pity him. As for Queen Margaret of Anjou, when she was trying to get her husband Henry VI reinstalled on the throne, she treated England like a foreign country, allowing her armies to rape and pillage their way through conquered territories. She was no angel—Kendall describes her conduct as “savagely dynastic.” But in the play, she is a figure of at least some respect, and speaks with prophetic accuracy about the villainous end of others. What I’m suggesting is that Shakespeare freely reconfigures the historical characters with which he is dealing, making them suit the needs of a play designed, after all, first and foremost to please an audience. Thus, if anything but a black-and-white portrait of King Richard III as a villain was available to him, he chose not to make use of it. The Richard we see, with his vicious asides and grim humor, is much more exciting and suits Tudor mythology. Queen Elizabeth I, after all, was the daughter of Henry VIII, who was the heir of the Lancastrian-related Henry VII, the hero of this play who emerges as an icon of early English nationalism of the sort Queen Elizabeth I would come to depend on during her reign (1558-1603).

*Note on Names: Richard of Gloucester becomes King Richard III by Act 4, Scene 2; I sometimes just call him “Richard” for brevity’s sake.  As for Henry Earl of Richmond, I sometimes call him Richmond, Henry, or Henry Tudor: at the very end of the play, he becomes King Henry VII.

Act 1, Scene 1 (370-73, Richard soliloquizes about his lot, puts on a duplicitous show of affection for brother Clarence, and informs us of his plans to “bustle” in a brotherless world and marry Anne Neville, widow of Edward, Prince of Wales)

To open the first scene, Richard, still the Duke of Gloucester, makes his famous “winter of our discontent” speech (370, 1.1.1-43). In the Ian McKellen film version, this speech is partly public rhetoric, but in the text, it is spoken as a soliloquy. Richard justifies his wicked ways by pointing to his crooked body. Like that of many villains, his evil is fueled by a sense of injured merit or a demand for compensation. He is part of the illustrious House of York, and his brother is no less than Edward IV, the present King of England. The real Richard of Gloucester, from what I have read, was remarkably loyal to his older brother Edward IV, but Shakespeare’s Richard, as the second part of his soliloquy makes clear, cannot truly be part of the “we” to which the first part of his speech refers. Others may enjoy the time, but his deformities and defects render that impossible for him. He was “stamped” (370, 1.1.16) in a certain unfortunate way, and so his course must be separate. Where others revel in strength and victory, Richard sees only a “weak piping time of peace” (370, 1.1.24). He is a man “unfinished” (370, 1.1.20), as he says, and just as his own physical elements seem to have been mixed up and confused from birth, his peculiar genius is to run with the tides of chaos, staying always ahead of everyone else. Richard lives in a time full of opportune chaos and confusion.  These things are his very elements and will furnish him with everything he needs to advance his cause. That quality accounts for his ability to marshal “drunken prophecies, libels and dreams” (370, 1.1.33) against his brothers Clarence and Edward IV, setting them off against each other.

Another thing to notice about this soliloquy surfaces at its end—when Richard bids his thoughts to dive “down to my soul” (370, 1.1.41).  Although Richard can do little about his ugly appearance, he is a master of disguise when it comes to the various registers of language and moral sentiment. He is one of Shakespeare’s greatest “actor kings.”

How does Richard play upon his brother Clarence? His underlying assumption is that anyone close to power wants still more of it and therefore cannot be trusted. This assumption he applies to Elizabeth, Edward IV’s queen, and blames her for Clarence’s imprisonment: “Why, this it is when men are ruled by women” (371, 1.1.62) After all, she has two young sons by Edward who stand to inherit the throne. Historically, Elizabeth Woodeville, whose first husband was Sir John Grey, seems to have been a Machiavellian upstart. She understood power and wanted to augment her family’s influence; Edward’s marriage to her, in fact, had already made her powerful enemies. Her family has been newly planted in the soil of English royalty, and its only real chance, as we can see from the vicissitudes of the great houses of York and Lancaster, is to grow quickly and strongly. That is the way Richard portrays her, for the most part. He makes witticisms at her expense, carrying forward the grudge between the Woodeville faction and himself from the three parts of Henry VI. While keeper Brackenbury’s discomfort grows, Richard takes shots at Elizabeth and her kin as well as at the king’s mistress Jane Shore: “We say that Shore’s wife hath a pretty foot … / … / And that the Queen’s kin are made gentlefolks” (372. 1.1.90-96).

Towards the end of the first scene, Richard tells us in good stage-villain fashion precisely what he plans to do. Clarence must be executed just before King Edward IV dies; with his elder brothers out of the way, Richard will be free to marry Anne Neville, the daughter of the late kingmaker Warwick (Richard Neville) for political advancement.  His troublesome relatives, he says, must pack off and “leave the world for me to bustle in” (373, 1.1.152).

The thing that keeps this play from slipping into melodrama is the brilliance and exuberance of Richard’s language, as evidenced in the scheming passage just alluded to. Richard III is one of those villains Samuel Johnson worries about—his ebullience doesn’t keep us from condemning him, but it carries us along to a disturbing degree. Like Ben Jonson’s Volpone, Shakespeare’s Richard is always in the know, always ahead of the pack. No one likes to side with losers who are in the dark, who never have the right word for the right occasion, whom fortune seems to have abandoned. The Renaissance poets understood, as of course did the ancients from Homer onwards, that shunning the unlucky, although cruel, is often the safest course of action. Bad luck is contagious, and incompetence loves company. No wonder we often side with the villains, at least for a time: knowledge gives us a sense of power and immunity. As modern critic Stanley Fish says in discussing Paradise Lost, Christian poetry labors to “surprise” us at our own propensity towards sinfulness, at our seemingly endless capacity to be taken in by situations we should recognize as dangerous, and by the rhetoric and charming personalities of villains we know to be such.

Act 1, Scene 2 (373-79, Anne laments the death of Edward and Henry VI, and is courted strangely by Richard, who marvels at his actorly performance)

Anne laments over Henry’s body and remembers her slain husband Prince Edward (373-74, 1.2.1-32). Henry VI died, or rather was snuffed out, not long after the Battle of Tewkesbury in 1471 after having been out of power for a decade, with one very brief restoration by Warwick.  Edward, Prince of Wales was executed upon discovery by Clarence’s men, and Warwick was killed during the battle.  The widow makes the first of many references to Richard as poisonous and monstrous, cursing him to greater ill than she can wish even “… to wolves, to spiders, toads, / Or any creeping venomed thing that lives” (374, 1.2.19-20).

Immediately, she is confronted with the devil himself when Richard appears from nowhere to charm her in a long and famously improbable dialogue (374-78, 1.2.33-212). That dialogue is a contestation of absolutes, with the lady declaring her supreme disgust for Richard and he playing up the absoluteness of her beauty and even claiming it spurred him on to kill the prince and Henry VI: “As all the world is cheerèd by the sun, / So I by that: it is my day, my life” (376, 1.2.129-30). Anne has been dangerously left in the lurch by the death of powerful men, so underlying the invective are the mechanics of power. Richard is offering her a place in the new order of things. He tries to make her believe in her own personal charm as a moving force behind great events. Her eyes, as he tells her, have moved him to weep when even the pitiful story of his brother Rutland’s death, or the murder of his father the Duke of York by Queen Margaret’s faction, failed to do so (377, 1.2.154.1-12; Folio only).

The center of this strange argument between Anne Neville and Richard of Gloucester is the latter’s stagey insistence (after a first call to die by her hand) that she “Take up the sword again, or take up me” (377, 1.2.171), which elicits not violence but only the line, “I will not be thy executioner” (377, 1.2.173).  What follows is even more improbable, with Richard offering Anne a ring, and Anne ambivalently offering him hope of success and even some gladness to see that this bad man has “become so penitent” (378, 1.2.208).

Towards the end of the second scene, Richard again speaks only to himself and the audience, expressing nothing short of disbelief at his success—or rather at the success of his performance.  He waxes metadramatic, seeming almost to join Shakespeare the playwright in patting himself on the back: “Was ever woman in this humour wooed? / Was ever woman in this humour won?” (378, 1.2.215-16)  As the Norton textual gloss implies, the word “humour” logically refers both the fact that Anne is grieving and that Richard’s way of courting her is nothing if not bizarre.

Does Richard believe the lady finds him “a marv’lous proper man” (379, 1.2.241) and that he has now become fashionable? Perhaps the fashionable thing is power, which, as Henry Kissinger says, is the greatest of all aphrodisiacs. The most generous way to construe Anne’s apparent fickleness is to acknowledge that she is little more than a pawn in a deadly dynastic chess game, so her sudden, incredible change of heart may be Shakespeare’s way of characterizing the devastating effects of the dynastic violence that constituted the Wars of the Roses on even the deepest human feelings and loyalties.

My understanding is that Anne’s father the Earl of Warwick had betrothed her to none other than our Richard, before Warwick, angry with the way the Yorkist King Edward IV was treating him, switched sides and gave her to the Lancastrian Edward, Prince of Wales (the son of Henry VI’s strong-willed queen, Margaret of Anjou).  So in a sense, Richard is simply restoring her to that original pledge, not proposing a bold new thing.  Moreover, he seems to understand that Anne, a pawn who is coveted as a ward by Clarence, who wants her estates as Countess of Warwick, is incapable of taking action: we should probably note here that the historical Anne Neville was a girl of fourteen at the time, not the adult counter Kristin Scott-Thomas to McKellen’s Richard.  Thus, his gesture of offering her a blade with which to kill him may be less risky than it appears. There’s also the fact that the wedding between Richard and Anne actually took place a bit over a year after Tewkesbury, not almost instantaneously, as it seems to do in Shakespeare’s play.

Well, all these historical matters aside, Richard is exuberant, and why shouldn’t he be delighted with himself? He that is “not shaped for sportive tricks” (370, 1.1.14) and whose villainy is stamped, as he and everyone else says, into the very fabric of his body, now plays the rogue in precisely the guise he had said was forbidden to him: that of a lover: “Shine out, fair sun, till I have bought a glass, / That I may see my shadow as I pass” (379, 1.2.249-50). This is Richard at his best and worst: protean, ebullient, unpredictable, a rider of chaos in events and in the human heart. In the theater of power, the clever can represent themselves as they would be, and stand a good chance of carrying their “audience” with them.  The overt meaning of the language here is straightforward: the villain is so delighted with his performance as a great actor on the stage of life that he wants to watch himself as he goes to work on his hapless fellow beings.  But perhaps Richard is also recalling to himself his opening soliloquy’s “son / sun” metaphor, a usage that may in turn remind us not only of his alleged attitude towards his brother Edward IV but also of a moment in Shakespeare’s earlier effort, The True Tragedy of Richard Duke of York and the Good King Henry VI (Henry VI, Part III), wherein three suns mysteriously appear in the sky, prompting Richard and Edward to wonder if it betokens unity amongst the sons of the great Duke and claimant of the throne (see Norton Histories, 229-30, 2.1.20-42).  Might Richard’s present reference to the shining sun be an oblique allusion to Clarence, shortly to be dimmed forever thanks to his younger brother’s unholy ambition?

Act 1, Scene 3 (379-87, Dysfunctional family dinner: Richard and Queen Elizabeth Woodeville savage each other, Margaret curses the lot of them; Richard admits in soliloquy that he’s responsible for the dissent he says others are creating)    

In this long scene, the royal family gather and bicker over old crimes and divided loyalties.  Queen Elizabeth Woodeville and Richard go at each other’s throats with great intensity.  The reason for her anger is palpable: “You envy my advancement, and my friends’” (381, 1.3.75).  Richard dares them all—Elizabeth, Rivers, and Gray—to go straight to Edward IV and air their grievances, reminding them pointedly that while their faction for a time supported the cause of Lancastrian Henry VI, he remained loyal to his elder brother: “I was a packhorse in his great affairs … / … / To royalize his blood, I spent mine own” (382, 1.3.122-125).

Queen Margaret of Anjou, the indomitable widow of Henry VI, puts in an appearance, serving as a horrible example of one who has held and lost great power and place. She herself is, of course, no angel, having been responsible for the death of Richard of Gloucester’s father the Duke of York when he tried to get himself crowned king. What we have at present is not so much a solution to the power struggle between the great houses of York and Lancaster as an uneasy truce.  In any event, Queen Margaret rails at all assembled: “Hear me, you wrangling pirates, that fall out / In sharing that which you have pilled from me” (382, 1.3.158-59).  Her cutting prophecy regarding Elizabeth Woodeville will turn out to be truer than she can guess: “after many lengthened hours of grief / Die, neither mother, wife, nor England’s queen” (383, 1.3.205-06).

What do these people really want? we might ask, since it’s obvious that power does not bring security in its train. Their pursuit of ultimate power sometimes resembles the quest for sexual experience as described in Shakespeare’s famous Sonnet 129: “The expense of spirit in a waste of shame / Is lust in action.” Near the end of the third scene, Richard yet again steps in with a soliloquy explaining how he is behind the vicious maneuvering he ascribes to others, hiding it all the while with false piety: “thus I clothe my naked villainy … / And seem a saint when most I play the devil” (386, 1.3.335-36; see 322-36).  The pair of murderers he has summoned now arrive, waiting for Richard’s orders to make away with one George, Duke of Clarence.

Act 1, Scene 4 (387-92, Clarence has a strange vision and is murdered by Richard’s agents)

This scene contains the detailed, remarkable dream vision of Clarence (387-88, 1.4.9-63).  One purpose it serves is to generate sympathy for Clarence, who in historical terms doesn’t seem to have been a particularly warm and fuzzy character, or even a trustworthy one for that matter. In this speech, he is given sublimely beautiful poetry of the sort that one almost wants to detach from its context altogether and enjoy for its own sake.  We may remember Shakespeare’s song in The Tempest, in which Ariel whispers to Ferdinand that his supposedly drowned father Alonso of Naples “… doth suffer a sea-change / Into something rich and strange” (Norton Romances and Poems 386, 1.2.404-05).

Clarence dreams of a sea-change, but one of a more dreadful aspect: “Methoughts I saw a thousand fearful wrecks, / …  / Inestimable stones, unvalued jewels, / All scattered in the bottom of the sea” (387, 1.4.24, 27-28).  He never really sees to the bottom of his brother’s deceitful behavior—this is shielded from him even in his dream, as we can tell from the way he describes Richard’s part in his vision: “Methought that Gloucester stumbled, and in falling / Struck me—that sought to stay him—overboard… “ (387, 1.4.18-19).  That is a classic piece of dramatic irony since, of course, we know something Clarence doesn’t.  His dream is strangely beautiful, but it does not yield him clarity about the end of his life, does not rise to the level of full prophecy. The keeper may be injecting a little humor when he asks Clarence how he had time to notice so much detail while drowning in his vision (387, 1.4.34-35).

The second part of the speech (388, 1.4.43-63) shows that Clarence is riddled with guilt over his betrayal of brother Edward IV in favor of Warwick and his complicity in the death of the Prince of Wales.  The word “shadow” (388, 1.4.53) invokes the ghosts still wandering about since the beginning of the bad blood between York and Lancaster with the 1399 deposition of Richard II by Henry Bolingbroke (a Lancastrian with no great claim to the crown when closer descendants of Edward III were available; see Wikipedia’s Wars of the Roses entry).

After Clarence has recounted his dream, two unnamed murderers enter to make away with him. They may remind us of characters from a medieval morality play in their anxious banter regarding a half-personified Conscience (389, 1.4.101-43). These two men are operating at a much lower level than is Richard or the other noble characters in the play, and the inferior quality of their station renders them insecure. They show a spot of moral conscience—something Richard of Gloucester seems to lack altogether, judging from his soliloquies to this point, but it doesn’t go very far.

Also on display in this part of the scene is Shakespeare’s macabre sense of humor: Clarence, not knowing that he is about to be dumped into a cask of wine to make sure he’s dead, says, “Give me a cup of wine” (390, 1.4.152). Playing the penitent, Clarence tries to sweet-talk the two killers out of their plan, but as they point out, a man who has done such things as he has done has no business employing such religious rhetoric (391, 1.4.189-213).  In sum, Shakespeare may be playing with our sympathies in his handling of Clarence—doubtless the beautiful poetry this character is given generates some sympathy for him, but Shakespeare at least partly undermines that sympathy with several mentions of the role that the historical Clarence played in the Wars of the Roses. That a man’s penitence is situational does not necessarily render it thoroughly false—it may be that penitence is almost always situational. But it certainly complicates matters, a thought we may carry forward when, at the beginning of Act 2, King Edward IV takes on the role of reconciler. It is difficult to put much stock in Edward’s pious declaration that he is, to borrow a phrase, “a uniter, not a divider.” The Wars of the Roses were about insidious divisions between interrelated feudal houses.

Act 2, Scene 1 (392-95, Edward IV tries to make peace amongst all factions; Richard blurts out that Clarence is dead, devastating Edward)

This scene plays with some irony. Here we have Edward IV trying desperately, in the most unpromising of circumstances, to practice the art of dying well, and it comes off badly. He wants his factious relatives to embrace and to exchange loving words; he apparently even wants them actually to mean those words and gestures.  As he tells Richard, who plays along initially with magnificent rhetoric of amity, “Brother, we have done deeds of charity …” (393, 2.1.50).  But once again, Richard masterfully sows the seeds of chaos and discord, injecting at just the right moment to deflate Edward’s piety the fact that Clarence is dead, supposedly by order of the King himself: “Who knows not that the gentle Duke is dead?”  394, 2.1.80)  At the end of the scene, Richard even insists to Buckingham that the pale visages of everyone around should be interpreted as an emblem of guilt (395, 2.1.136-39).  Edward IV is shattered, and announces in the presence of all assembled, “O God, I fear thy justice will take hold / On me—and you, and mine, and yours, for this” (395, 2.1.132-33).  The king’s penitence may be genuine, but it cannot prevent the consequences of past violence. It is a commonplace in Shakespeare’s tragedies and history plays that blood draws on blood: violence and sin generate spirals of still more violence and sin. That is a lesson Shakespeare learned from the Bible.

Act 2, Scene 2 (395-99, the Duchess of York, Queen Elizabeth Woodeville, and Clarence’s children all lament their griefs, but not in unison or harmony: the Duchess says only her grief encompasses all the sad events)

Again, what seems to be genuine grief is undercut by a long history of unkindness and injustice. Richard’s mother, the old Duchess of York, Queen Elizabeth Woodeville, and the children of murdered Clarence engage in a lamentation-fest (396-97, 2.2.34-88).  One-line or stichomythic exchanges of the sort we find from lines 72-78 are typical of early Shakespeare. The form of the dialogue works very well in this case since the point seems to be to draw out the shallowness or inadequacy of the characters’ grief, the essentially self-centered and factional nature of it. The children will not weep for Elizabeth because she did not weep for the death of Clarence, while the Duchess insists that her grief is alone general while everyone else’s is merely particular: “Alas, I am the mother of these griefs. / Their woes are parcelled; mine is general” (397, 2.2.80-81).

I would not discount the genuine pathos of the scene—it probably functions at two heterodox levels.  Shakespeare’s first goal must have been to please an audience; therefore, it is unlikely that he would completely undercut a good tearjerker scene like the present one. His audience were not historians, after all, though it would be an overstatement to claim they were unsophisticated. Many people in attendance were probably capable of catching the subtleties in Shakespeare’s handling of historical and emotional registers. And there’s always Richard, of course, with those mean-spirited asides of his, making it plain just how insincere he is when he trots out the moralistic rhetoric and protestations of good will. Shakespeare will often counterpoint statecraft, violence, and villainy on a grand scale with small-scale, intimate domestic scenes showing the consequences for the powerless, but we will have to wait for the fourth scene to witness anything of that sort.

Act 2, Scene 3 (399-400, citizens share their anxieties about the future: to them, the changes to come portend danger and uncertainty)

Three citizens air their thoughts and anxieties about Edward’s death and what is to come. In this, they function like a chorus, and they sense that the great will not be able to restrain themselves from seeking still greater power: says the third citizen, “full of danger is the Duke of Gloucester, / And the Queen’s sons and brothers haught and proud” (399, 2.3.27-28), and as for the general atmosphere, his pronouncement is, “By a divine instinct men’s minds mistrust  / Ensuing danger…” (400, 2.3.42-43).  Dynastic and inter-dynastic change will come, but it is something to be feared.

Act 2, Scene 4 (400-01, Queen Elizabeth Woodeville is informed that Rivers and Gray have been sent to the Tower; she sees “the ruin of our house” and no escape from Richard)

While the princes are on the way to London, the Duchess of York subtly reinforces the old Tudor propaganda about Richard’s evil nature (400, 2.4.16-20), the better to underscore the genuine pathos of Queen Elizabeth’s situation—if even a tough woman like Margaret of Anjou (Henry VI’s widow) has been sidelined by the loss of her men, what will happen to Elizabeth and her children by Edward?  When Elizabeth hears that Gloucester and Buckingham have slyly committed Lord Rivers and Lord Gray to Pomfret, she senses with dread that she and hers are caught up in Richard’s web of intrigue and blood, and there’s no way out: “I see the ruin of our house. / The tiger now hath seized the gentle hind” (401, 2.4.48-49).

Act 3, Scene 1 (402-06, Richard makes conversation with the little princes on their way to the Tower, and convince the cardinal that it is acceptable to separate them from their mother; Richard and Buckingham resolve either to bring Hastings over or chop off his head)

The third act as a whole hinges upon the sense of pageantry shown by Richard and Buckingham; they advance Richard’s cause by means of sophistical arguments and shows of religious piety.

Here in the first scene, Richard has a merry-seeming conversation with the young Prince Edward, and among the most striking parts of it is the one in which the prince declares, “Methinks the truth should live from age to age …” (403, 3.1.76)  Buckingham makes easy work of the Cardinal’s scruples about snatching the youth out of sanctuary with his mother (43, 3.1.44-56). The effect is comic since it shows how simple a thing it is to take advantage of those who actually take the rules seriously. But of course Cardinals were by no means non-political figures, so another way to interpret the Cardinal’s complacence is that he knows which way the wind blows.

Obviously, what everyone wants is the settled appearance of legitimacy, and they are likely to go along with the plans of whoever seems most likely to deliver it. Prince Edward’s comment about “the truth” particularly rankles Richard because the child has the temerity to insist that the deep truth should live on from age to age, and that historical truth is not simply a matter of what has written down for posterity. Richard is, of course, right in the middle of staging his own inevitable accession to power in front of everyone who matters, certainly believing that so long as he can arrange the visual feast to everyone’s liking, the near-term historical record will break his way. By implication, perhaps, we are to understand that those who look on while Richard schemes his way to the kingship know what is really going on, and will one day find the courage to say so. Prince Edward also sets himself up as the future king who will wash away England’s humiliation over the loss of French territory originally procured by Edward III and Henry V (404, 3.1.90-92).  Most appropriately, his little brother York fears that he “shall not sleep in quiet at the Tower” (405, 3.1.142) thanks to the unhappy ghost of uncle Clarence.

Towards the end of the first scene, Richard and Buckingham engage in an almost obscene exchange whereby Buckingham accedes to the murder of William Lord Hastings and may claim when Richard is king the earldom of Hereford, “And look to have it yielded with all kindness” (406, 3.1.195; see 188-97).

Act 3, Scene 2 (406-09, Lord Hastings reacts angrily to Catesby’s suggestion that Richard should be king, unsuspectingly sealing his own fate)

Lord Stanley has a fearful dream about Richard the boar and fears the separate councils by which decisions are being taken (406, 3.2.7-11), but Hastings will have none of it.  By messenger, he tells Lord Stanley that once they reach the Tower, “he shall see the boar will use us kindly” (407, 3.2.30). Perhaps more so than anyone else in the play, he seems incapable of discerning Richard’s true character.  But his response to Catesby’s insinuation that Richard should become king is swift and unmistakable: “I’ll have this crown of mine cut from my shoulders / Before I’ll see the crown so foul misplaced” (407, 3.2.40-41).

This is not to say that Hastings is an admirable or innocent man—any such notions are quickly rendered impossible by the way he takes the condemnation of his enemies in this scene. Hastings considers himself secure in Richard’s good graces; he supposes there is a place for him in the new order heralded by Richard. The way Shakespeare handles Hastings resembles something straight from The Mirror for Magistrates, or from an old morality play—prideful and triumphant one moment, humiliated and cut down the next. We notice that as so often, Shakespeare gives both sides of the argument regarding the validity of prophecy—on the whole, his plays give the nod to popular superstition, don’t they? It is mainly thorough villains like Edmund in King Lear who scorn such powers of prophecy, witchcraft, and the like. Throughout the second half of his career, Shakespeare wrote during the reign of King James I, who was a great believer in witchcraft and even wrote a learned treatise on the subject.

Act 3, Scenes 3-4 (409-12, Rivers, Gray, and Vaughan are executed at Pomfret; Richard corners Hastings at a meeting and orders him beheaded: forcing allegiances on the eve of irrevocable action)

In these two scenes, several of Richard’s enemies meet their end.  In the third scene, Rivers, Gray, and Vaughan go to their deaths at Pomfret (409, 3.3.1-24).  In the fourth scene, Richard, informed that the Lord Chamberlain, William Lord Hastings, will not assent to shoving aside the young Prince in favor of his so-called Protector, devises a delightfully ridiculous little piece of theater that ends with the present death of Hastings.  This man’s crime is failing to respond appropriately to Richard’s rhetorical question, “I pray you all, tell me what they deserve / That do conspire my death with devilish plots …” (411, 3.4.59-60).  Hastings’ conditional “if” costs him his head.  Anyone who doubts Richard’s claims about the malignant conspiracy of the queen’s party against him is thereby tagged as neatly aligned with them. The real purpose of this mini-drama is, as we can see, to force others in the room into a show of support. This is no time for bet-hedging, and even Lord Stanley must follow along in Richard’s train of sycophants.

Act 3, Scene 5 (412-14, Buckingham and Richard dupe the Lord Mayor about Hastings’ sudden execution, and trashes his deceased brother Edward IV’s reputation)

Yet another delicious piece of theater is here—Buckingham and Richard nicely allay suspicion, taking in the Lord Mayor with their feigned alarm and specious claim that Hastings’s execution was untimely (413, 3.5.39-44). The scene reminds me of the one in Macbeth where Macbeth has just killed the two servants who will falsely be blamed for Duncan’s murder, and he claims to repent what he has done rashly (Norton Tragedies, 843, 2.3.103-04). Many of Richard’s accusations seem to revolve around sexual innuendo, and we may suppose this topic is especially satisfying to him, if we recall his opening soliloquy. His character assassination of Edward IV is particularly vicious, as he rehearses the claim that the future Edward IV was not the legitimate issue of Richard’s father the Duke of York (414, 3.5.84-90).

Act 3, Scene 6 (414-15, a scrivener explains why Richard’s plot is going so smoothly: “none dare call it treason,” as John Harington would say)

The scrivener can’t believe that anyone is taken in by Richard’s transparent absurdities in justification of his conduct. But as he suggests, the problem is not that nobody perceives the truth; it is that no one dares to acknowledge it openly: “Who is so gross / That cannot see this palpable device? / Yet who so bold but says he sees it not?”  (415, 3.7.10-12)  Shakespeare’s contemporary Sir John Harington (a godson of Queen Elizabeth I) puts the matter succinctly in one of his many epigrams: “Treason doth never prosper: what’s the reason? For if it prosper, none dare call it treason.” Had Richard succeeded as King, what record of him would have come down to Shakespeare’s time? Certainly not the one Shakespeare offers us here since, after all, he writes in defense of Elizabeth’s Tudor line, founded by the illustrious Lancastrian Henry VII.

Act 3, Scene 7 (415-20, Theater of Power: Buckingham woos Richard, who accepts with false modesty and reluctance)

Here Shakespeare has outdone himself in the representation of outrageous villainy: Buckingham’s quip about Richard’s role being that of a maid who must “still answer ‘nay’—and take it” (416, 3.7.51) is followed by some fine stagecraft in which Richard of Gloucester minces around with his bible, flanked by priests, and utters ridiculous bits of false piety such as, “my Desert, / Unmeritable, shuns your high request” and “Alas, why would you heap this care on me?”  (418-19, 3.7.144-45, 194)  By reverse logic, that taking of power is once again compared to an aggressive sexual act—the very thing Richard sounded so resentful about in his opening soliloquy. While Buckingham and Richard’s exchanges are often short to the point of stichomythia (one-line exchanges), the dialogue becomes fittingly prolix as the two rogues finish off the whole pageant in front of the Lord Mayor and some leading citizens. As so often, Shakespeare’s supposed prolixity turns out to be situational; it’s needed here because the characters must not say too frankly what they really mean, aside from blunt and repeated assertions about the Princes’ illegitimacy and Edward IV’s depraved dalliances.  Finally, Richard is able to utter his supremely comic line, “I am not made of stone” (419, 3.7.214), and the affair is ended successfully with the coronation planned for the next day.

Dynastic rivalry can be a nasty, root-and-branch extirpatory affair just as much as it can be a matter of delicate intermarriages and intricate understandings between rival houses. Here, it isn’t enough that Richard should succeed; he must appear holy while others are slimed beyond recognition and utterly destroyed. It isn’t only the living bodies of his rivals that he must deal with; their posthumous image and report must be altered for his benefit. How powerful an anxiety this business of popular image and report was for Richard is highlighted by ordinary people’s failure to respond to the lies fed them by Buckingham regarding Edward IV and the Princes. Story and spectacle are enormously significant accompaniments to the getting and maintaining of power, and Shakespeare, a great reader of Holinshed especially but also of some other chronicles of English royal history, must have understood how important a force popular images and “oral history” were as a potential threat to the official stories set forth by the monarchs and their supporters. They could result in direct rebellion on the part of the people themselves, or they could serve the interests of rival factions. Richard, a Machiavel before Machiavelli, is striving mightily to avoid becoming not simply feared rather than loved, but outright hated. Machiavelli, incidentally, is one of Shakespeare’s sources for analyzing the workings of political power, just as Montaigne’s philosophical skepticism seems to have struck a chord with him.

Act 4, Scene 1 (420-22, Anne Neville explains her acceptance of Richard’s suit; Queen Elizabeth Woodeville fears for her princes in the Tower: royal women’s perspective)

This act begins with a concentration on the misfortunes of the women in the play. (Richard married Anne Neville in 1472.) She declares that Richard’s “honey words” (422, 4.1.79) won her over on the spot, improbable as that may seem. See my comments on Act 1, scene 2. Elizabeth Woodeville ends the scene with remarkably lyrical lines about the “tender babes” (422, 4.1.96.1-7) in the Tower of London—it was common speculation, of course, that Richard of Gloucester had them murdered when he became king, but there is no solid evidence to prove that he did. Certainly, he stood to benefit from the deed, but as Kendall points out in his biography of Richard (see Appendix 1), so did Henry Tudor, whose claim to the throne wasn’t rock-solid and who didn’t even advance the argument that Edward’s son was illegitimate. Or it might have been Buckingham presenting Richard with a fait accompli. The bodies were never discovered (at least not with any certainty—some remains were discovered in 1674), so the whole thing must remain a mystery.

Act 4, Scene 2 (422-25, Now king, Richard solicits Buckingham’s complicity in murdering the princes; Buckingham balks and deserts when Richard refuses him Hereford; Richard tells Catesby to float a rumor that Anne is dying—he must marry Elizabeth Woodeville’s daughter;  Richard chooses Tyrrell as his agent and declares himself immune to “tear-falling pity”)

Richard compounds his wickedness as the pace of events picks up, broaching the need with Buckingham of doing away with the young Edward V and his brother: “shall we wear these glories for a day?”  (422, 4.2.6) and fuming to himself when Buckingham hesitates in consideration of his own selfish interests: “Buckingham / No more shall be the neighbour to my counsels” (423, 4.2.43-44).

Richard also gives an oblique order to make away with Anne his queen: “Come hither, Catesby.  Rumour it abroad / That Anne, my wife, is very grievous sick” (423, 4.2.  52-53).  There is no historical evidence for this assertion aside from popular suspicion and Tudor propaganda, but it makes for compelling drama. Shakespeare’s villain Richard glosses his actions revealingly: always a major concern with Shakespeare is that those who fail to act instead of just talking and planning quickly end up on the sidelines, or worse. (Consider the fate of that poetical ruler, Richard II.) It was a Renaissance commonplace that a well-born person’s formation should be oriented towards action. Richard III is a master of words and deeds; he isn’t one to be caught sitting on his hands when something needs doing.  It’s easy to see this when he sums up the logic underlying is alleged murder of his queen: “I must be married to my brother’s daughter, / Or else my kingdom stands on brittle glass” (424, 4.2.62-63).  But Richard’s mastery is short-lived, and his own words suggest the reason Shakespeare proffers for his failure as a king of only a few years’ reign: “I am in / So far in blood that sin will pluck on sin. / Tear-falling pity dwells not in this eye” (424, 4.2.65-67).

James Tyrrell is King Richard’s choice for the matter of the princes in the Tower, and this bad man is quick to pledge his assistance: “I will dispatch it straight” (424, 4.2.83), he tells Richard.  The scene ends on a sour note between King Richard and Buckingham, who has already returned to claim the earldom of Hereford that Richard had promised him in exchange for his support (424, 4.2.91-94).  The answer from a distracted Richard (who is more concerned at the moment with recollecting Henry VI’s prophecy about Richmond becoming king) is a contemptuous no.  Richard simply says, “I am not in the giving vein today” (425, 4.2.119), prompting Buckingham, once alone, to ask himself, “Made I him king for this?”  (425, 4.2.123) And with that, his allegiance to King Richard is at an end.

Act 4, Scene 3 (425-26, Tyrrell has had the princes killed; Richard tallies his villainous accomplishments; Buckingham has turned traitor and joined Richmond’s army)

We are told that James Tyrrel has contracted with subordinates Dighton and Forrest to effect the murders—this is “information” straight out of Thomas More’s study of King Richard III—and are treated to another of the play’s more lyrical passages about the piteous nature of the princes’ death: “Their lips were four red roses on a stalk, / And in their summer beauty kissed each other” (425, 4.3.12-13; see 1-19).  Richard promises Tyrrel a great reward, and moves on to sum up his accomplishments, among which are that “The sons of Edward sleep in Abraham’s bosom, / And Anne, my wife, hath bid this world goodnight” (426, 4.3.38-39).  Buckingham has by now turned traitor to him with an army in the field along with Ely and Henry Earl of Richmond. 

Act 4, Scene 4 (427-38, Queen Margaret scorns Elizabeth Woodeville, yet advises her how to curse her enemies; Richard works at convincing Elizabeth to agree to a match with her daughter)

The play’s women again congregate (427-29), this time with bitter effect: Queen Margaret of Anjou, Henry VI’s widow, is right there beside Elizabeth Woodeville, widow of Edward IV, to sharpen the pangs of her grief over the death of her husband and the disappearance of her two sons by the king. Margaret feels Elizabeth’s pain, and feeds upon it at length: as she says, it will make her glad on foreign soil: “These English woes shall make me smile in France,” the erstwhile center of Margaret’s hopes for power in England (429, 4.4.115).  In response to Elizabeth’s request for advice on how to curse deeply, Margaret speaks chillingly: “Forbear to sleep the nights, and fast the days; / Compare dead happiness with living woe …” (429, 4.4.118-19, see 118-23).

The real Margaret died in August, 1482 in France, so she didn’t actually live to see Richard III’s demise, but Shakespeare situates her so as to sharpen our sense of the cruelty of the times, with their fierce dynastic rivalries and constant betrayals: the old feudal, chivalric order had long since begun the process of ripping itself apart, with the nobility casting aside all responsibility to their subjects and ravaging the land in a quest for individual and familial gain. It seems nobody in the disintegrating order Shakespeare describes here is willing to serve for the correct reasons. Nobody’s place is acknowledged by anyone else as rightful and permanent—all is scheming and self-interest. Shakespeare is perfectly capable of idealizing the old order: consider his favorable treatment of Henry V, victor of Agincourt in 1412. But whatever the historical inaccuracies of the play and leaving aside its Tudor bias, the overall picture it presents of this final episode of The Wars of the Roses seems just.

Another thing to notice in this scene once King Richard enters is the curious dilation of his rhetoric even as its effectiveness diminishes to nothing.  He first endures his mother the Duchess of York’s terrible curse: “Bloody thou art, bloody will be thy end; / Shame serves thy life, and doth thy death attend” (431, 4.4.195-96), and then it’s on to the business at hand with Elizabeth Woodeville.  It takes King Richard a good long time to convince Elizabeth of absolutely nothing (431-36, 4.4.199-362). Their at times curt, at times long-winded exchange amounts to wrangling over Richard’s desire to marry the widowed queen’s daughter, also named Elizabeth, lest the girl’s hand be given to Henry Earl of Richmond. Richard ends up pathetically swearing by the future, when, of course, he will become as mild as mother’s milk. The frequent repetition of the words “myself” and “yourself” in this exchange play up, respectively, Elizabeth’s distrust of dynastic bloodline as a measure of safety (in her experience, they portend peril as much or more than safety since the language of fealty, honor, and birth has become a cipher), and Richard’s need for others to regard not his personal misconduct but the majesty of the king’s “other body,” the one that symbolizes or incarnates the whole people. Richard’s cynical way of expressing this doctrine of “the king’s two bodies” is to conclude his pitch, “Urge the necessity and state of times, / And be not peevish-fond in great designs” (435, 4.4.347-48). He wants Elizabeth to act with regard for the imperatives of statecraft and policy—namely, his own safety as a dynast.

Finally, King Richard receives mixed news on the impending battle, and pins down Lord Stanley, or so he thinks, by holding his young son hostage: “Look your heart be firm, / Or else his head’s assurance is but frail” (437, 4.4.426-27).  The real Stanley, by the way, seems to have been a slippery character, as evidenced by his dubious loyalties to both Edward IV and Warwick when those two feuded.

Act 4, Scene 5 (438-39, Lord Stanley learns about the augmentation of Henry Earl of Richmond’s supporters, asks Sir Christopher to tell him the vital news that Elizabeth Woodeville consents to a match with her daughter)

Stanley gathers information from the priest Sir Christopher regarding Henry Earl of Richmond’s movements and the addition to his ranks of those nobles who are falling away from King Richard (438-39, 4.5.1-15).  Stanley also wants Sir Christopher to pass along secretly the news that Elizabeth Woodeville consents to the proposed match between Henry Earl of Richmond and her young daughter Elizabeth (439, 4.5.17-19).

Act 5, Scene 1 (439-39, Buckingham is executed at Richard III’s order)

Buckingham (Henry Stafford, Second Duke of Buckingham) goes to the block at last, with a morality-play-style flourish, Queen Margaret’s curses on his lips: “Wrong hath but wrong, and blame the due of blame” (439, 5.1.29).

Act 5, Scenes 2-4 (439-41, Henry Earl of Richmond addresses his troops confidently, and so does Richard III, though without talk of moral right; Henry draws up his battle plan)

In the second scene, Richmond addresses his men, publicly expressing moral disgust at the usurping reign of “The wretched, bloody, and usurping boar, / That spoils your summer fields and fruitful vines …” (440, 5.2.7-8), and exuding confidence on the eve of battle.  In the third scene, Richard expresses confidence of his own: “the King’s name is a tower of strength, / Which they upon the adverse faction want” (440, 5.3.12-13), and in the fourth scene, Richmond’s apparently spotless mind is directed towards the struggle at hand: “I’ll draw the form and model of our battle …” (441, 5.4.22).

Act 5, Scene 5 (441-46, Henry Earl of Richmond has slept well on the eve of battle: he’s ready; Stanley encourages him; King Richard III’s conscience sends him a nightmare peopled by his scolding victims; Henry addresses his troops with moral confidence)

As the battle looms, Henry Earl of Richmond has slept well and his spirits are steady.  Lord Stanley offers him encouragement, though he must be circumspect because King Richard still holds his son hostage: “on thy side I may not be too forward …” (442, 5.5.47; see 47-49).

By contrast, King Richard’s tortured conscience rears, forcing him to confront the ghosts of all his victims in a nightmare and at least momentarily shaking his confidence.  Visiting him in succession are the ghosts of Prince Edward, King Henry VI, Clarence, Rivers, Gray, Vaughan, the little princes, Hastings, Lady Anne Neville, and Buckingham (443-44).  Buckingham’s final couplet speaks sufficiently for the injured parties all: “God and good angels fight on Richmond’s side, / And Richard falls in height of all his pride” (444, 5.5.129-30).  Richard’s life now takes on its final, medieval shape, that of a pride-induced fall from the height of Fortune’s wheel to the plummet of sin and wretchedness.  He stands alone in the midst of an army of men who do not love or honor him, and there’s no way out of his fatal predicament—at least none that an unrepentant sinner such as he could accept. King Richard bids Ratcliffe follow him on an eavesdropping tour of the camp tents, the purpose of which will be to discern “if any mean to shrink from me” (445, 5.5.176).

Meanwhile, Henry Earl of Richmond harangues his troops in set-piece style: his is the language of moral right, spoken by a man who’s certain that Providence is on his side and that his enemy is a mere tyrant: “if you fight against God’s enemy, / God will, in justice, ward you as his soldiers” (446, 5.5.207-08).

Act 5, Scenes 6-8 (446-50, King Richard speaks insouciantly to his troops one last time; the battle comes and he fights bravely, but Henry Earl of Richmond kills him; Henry will marry Princess Elizabeth (Elizabeth Woodeville’s daughter) to unite his Lancastrian line with York: peace at last)

Richard now harangues his troops in set-piece style: his language is that of insouciance, spoken by a desperate rogue—protect what’s yours, he tells his men, and “Let us to’t pell mell; / If not to heaven, then hand in hand to hell” (5.6.42-43). One thing we can’t say of Richard is that he is a coward—Shakespeare grants him a king’s death, betrayed by many but hacking his way valiantly through a host of false Richmonds: “A horse!  A horse!  My kingdom for a horse!” (449, 5.8.13)  Best rendition of this famous line ever: Ian McKellen’s riveting pronouncement of it as the wheels of his 1940’s-era jeep spin uselessly in the battlefield mud.

At last the real Henry Tudor cuts down this last of the Plantagenet monarchs, and proclaims the time of troubles at an end: “The day is ours.  The bloody dog is dead” (449, 5.8.2).  Henry will marry princess Elizabeth, the deceased Yorkist King Edward IV’s daughter, and thereby unite the houses of Lancaster and York once and for all: “Now civil wounds are stopped; peace lives again. / That she may long live here, God say ‘Amen’” (450, 5.8.40-41).

However courageous and crafty King Richard III may have been, in the arc of Shakespeare’s play he became the creature of his own evil deeds, doomed to repeat them with less and less control over the outcome, until disaster could no longer be kept at bay. Only his death at the hands of Henry Tudor, along with Henry’s intra-dynastic marriage, puts an end to the bloody chaos of the Wars of the Roses. The lesson thereby inculcated seems to me strongly Augustinian, if indirectly so: sin begets sin, and free will negates itself thereby, so that all of Richard’s cunning schemes and furious action come to naught. Like all evil, Shakespeare’s “speaking picture” (Sidney’s phrase) of incarnate badness, Richard of Gloucester, ultimately has no substance, no staying power.

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

King John

Questions on Shakespeare’s Histories

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Shakespeare, William. The Life and Death of King John (1594-96; Norton Histories, 2nd ed. 529-94).

ACT 1

1. General question for the play as a whole: what kind of king is John — what traits and qualities emerge as Shakespeare develops his portrayal of this medieval ruler? Historians have never been as kind to John (called “Lackland”) as they’ve been to his elder brother the Christian Crusader King Richard I (Coeur de lion, “the lion-hearted,” ruled 1189-99); both were among the five sons of the Plantagenet/Angevin King Henry II of England (ruled 1154-89). But is Shakespeare’s John entirely bad, or is the portrait more mixed than that? Explain.

2. General question for the play as a whole: Henry II’s Queen Eleanor of Aquitaine (“Queen Eleanor”) is one of English royalty’s most famous members. What figure does the great lady cut in Shakespeare’s play? How does she drive the action at certain points? Is she in some sense more powerful and stronger than King John himself? Does that power hold up? Explain.

3. In Act 1, Scene 1, what is King John’s situation at the beginning of the play? With what personal quarrel is he immediately presented, and how does he deal with it? More importantly, how does Queen Eleanor overrule her son John and resolve this situation?

4. In Act 1, Scene 1, Philip the Bastard makes his first appearance at Court and we witness his treatment of his legitimate brother. Legitimacy is a common theme in Shakespeare, most notably debated in the wicked person of Edmund in King Lear (“Thou, nature, art my goddess,” etc.). What set of values animates Philip at the outset and what are his thoughts once he has been dubbed Sir Richard Plantagenet, the acknowledged (if illegitimate) son of the late King Richard I?

5. In Act 1, Scene 1, how does Philip handle his mother’s feelings when he forces her (Lady Falconbridge) to admit that Richard I was in fact his father rather than Sir Robert Falconbridge? How much difference does “legitimacy” really make? What is its value here and in the play generally?

ACT 2

6. In Act 2, Scene 1, what is the subject of the argument between the arriving King John and the French King Philip? What principles of succession does each man support, and how do Constance and Queen Eleanor explain their own position regarding young Arthur, Duke of Brittany?

7. In Act 2, Scene 1, how does Shakespeare portray young Arthur? Do a little research and find out what you can regarding what actually happened to this young son of Geoffrey, Duke of Brittany and Constance. How does Shakespeare’s representation of this young man tend to work in favor of King John’s hold on power, at least for a time?

8. In Act 2, Scene 1, the people of Angers seems steadfast in their resistance to the forces of both King Philip and King John. What position does the town’s spokesman adopt towards both sovereigns? How does he propose to resolve the strife between these two kings who threaten the town’s safety? How do the kings receive this proposal at first?

9. In Act 2, Scene 1, what has been Philip the Bastard’s role throughout this negotiation? What has he advocated and what is his reaction when it seems that Blanche and Louis the Dauphin seem about to be united in marriage?

10. In Act 2, Scene 2, and at the beginning of Act 3, Scene 1, the proposed solution to the problems of Kings Philip and John understandably don’t please Arthur’s mother Constance. Consider the course of her lamentation in this scene. How does she process what is happening? Does she seem like a strong figure at this point? What resources, if any, are available to her?

ACT 3

11. In Act 3, Scene 1, the papal legate Pandolf appears. What demand does he make of King John, and in what spirit does the King answer him? Why might this attitude have appealed to Shakespeare’s Protestant audience, even though England’s split from Roman Catholicism did not occur until 1534, with Henry VIII’s Acts of Supremacy?

12. Explain how Act 3, Scene 1 illustrates the Norton editors’ remarks about Shakespeare’s treatment of historical process in this play as more or less devoid of fulfilled patterns and, therefore, of meaning. How does the present action’s playing out undermine what the Kings have already done? Have we already seen this kind of undermining at work in the play? If so, where?

13. In Act 3, Scenes 2 and 3, how does the military situation stand at present, and what plan does King John make going forward to secure himself upon the throne of England? Characterize John’s rhetoric in assailing the conscience of his loyal assistant Hubert: how does he proceed in this initially delicate but ultimately brutal task?

14. In Act 3, Scene 4, we may be reminded of the Norton editors’ suggestion that Queen Eleanor and Constance at least appear to be strong figures in this play, drivers of the action. But consider Shakespeare’s representation of Constance at this point: how does she illustrate the figure of the woman as a victim of war, something we often find in Shakespeare?

15. In Act 3, Scene 4, what Machiavellian counsel does the papal legate Pandolf offer Louis the Dauphin? How might the young heir to the French throne profit from Arthur’s misfortune? What’s in it for Pandolf and the Pope if he does so?

ACT 4

16. In Act 4, Scene 1, why is Hubert unable to carry out his dreadful task against Arthur? How does Shakespeare represent the unfolding operation of conscience in Hubert?

17. In Act 4, Scene 2, King John is confronted with the hostility of great noblemen such as Salisbury and Pembroke, the strange and agitated state of the people as personified by a prophetic commoner, and the death of his mother Queen Eleanor. How does he react to all of this? What, if anything, does he learn? Does he seem to be a changed man, and if so, how?

18. In Act 4, Scene 3, Arthur attempts to escape from his prison but dies in the attempt, breaking his body upon the stones below. Much of the scene centers on the subsequent exchange between Hubert and Philip the Bastard. The Norton editors suggest that the latter character is not really a consistent one but rather that he changes as the play progresses. How does his reaction to the of Arthur illustrate that point? You might also want to consider his reaction in the first scene of Act 5 to the news that King John has made peace with Pandolf.

ACT 5

19. In Act 5, Scene 1, King John hears that Arthur is in fact dead and prepares to fight the French invaders in England. In Act 5, Scene 2, how does Louis the Dauphin respond to Pandolf’s demand that he desist in his preparations for war against England? Furthermore, what is Philip the Bastard’s posture at this point: what role is he playing for the King?

20. In Act 5, Scene 3, King John is by now desperately ill with a fever even as the battle rages, and with the death of the powerful French Count Melun, the English noblemen who had recently opposed King John now return to the English monarch’s side. By Scene 6, King John has apparently been poisoned by a monk who was no doubt resentful of the taxes levied against the clergy earlier in the play. How does King John characterize his own illness and bodily sensations upon being poisoned? Why are they strangely appropriate as harbingers of the end of his reign?

21. In Act 5, Scene 7, what seems to be England’s situation upon the death of King John? What role does Philip the Bastard play at this point, and how does he sum up the sense of nationalism we might expect in a Shakespeare history play? But further, to what extent is this play nationalistic at all: has a meaningful sense of English history at this period emerged from the dialog and action, or do you agree with the Norton editors that it really hasn’t?

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

King Richard the Second

Questions on Shakespeare’s Histories

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Shakespeare, William. The Tragedy of King Richard II. (Norton Histories , 2nd ed. 457-527).

ACT 1

1. In Act 1, Scene 1, what is the substance of the quarrel between Thomas Mowbray (Duke of Norfolk) and Harry Bolingbroke (Duke of Hereford and later King Henry IV)? In what role does this quarrel cast King Richard II in the play’s first few scenes? What seems to be Richard’s attitude towards this affair?

2. In Act 1, Scene 2, why is it difficult for John of Gaunt to take sides unambiguously in the quarrel that Richard is adjudicating between Mowbray and Bolingbroke? With what failings does the widowed Duchess of Gloucester reproach him, and what effect does Gaunt’s reply have upon her?

3. In Act 1, Scene 3, how does Richard decide the quarrel between Mowbray and Bolingbroke? What rationale seems to underlie his decision? How does he treat John of Gaunt in this scene, and how, in Act 1, Scene 4, does he react to Gaunt’s terminal sickness?

4. In Act 1, Scene 3, what advice does John of Gaunt offer Harry Bolingbroke as the latter enters several years of exile from England? How does Harry see the matter?

ACT 2

5. In Act 2, Scene 1, what accusations does the dying John of Gaunt level against Richard — what failings as a feudal ruler does Gaunt find in Richard? How does Richard respond to these charges, and what becomes manifest about the King’s character during and immediately after this conversation?

6. In Act 2, Scene 1, how does the Duke of York reinforce the charges Gaunt has already made against Richard? How successful is the Duke in explaining Richard’s faults to him? What does Northumberland afterwards add to this litany of flaws and mistakes on Richard’s part?

7. In, Act 2, Scenes 2-3, what is the Duke of York’s quandary now that Richard has left him in charge of the kingdom for a time? How does he respond to the entreaties of Harry Bolingbroke, who has returned from exile without Richard’s permission? What is Harry claiming he has returned to do?

ACT 3

8. In Act 3, Scene 1, what accusation does Bolingbroke level against Bushy and Green? How does this accusation also function as self-justification for his current course of action?

9. In Act 3, Scene 2, how does Richard respond to and characterize his circumstances as a king facing a serious (and, as becomes increasingly evident, successful) rebellion? What seems to be his state of mind? How do those around him (Carlisle, Aumerle, and Scrope, mainly) receive his gestures and speeches?

10. In Act 3, Scene 3, Bolingbroke and King Richard meet first through intermediaries and then face to face — as the scene progresses, how is Bolingbroke forced to “show his hand,” so to speak, and lay bare his real intentions with respect to Richard and the Crown? What role does Richard play in this revelation?

11. In Act 3, Scene 4, what lesson does the Gardener impart to us about human nature and governance by means of his understanding of natural process and horticulture? The play has been filled with human failings and misfortunes — is this rather philosophical scene reassuring or disturbing, in your view? What is the rationale for your response?

ACT 4

12. In Act 4, Scene 1, Bolingbroke has already begun to take on the duties of kingship, though as yet he is not king. How does he handle the quarrel between Fitzwalter and Aumerle? What is his reaction to the news that his old enemy Norfolk (Thomas Mowbray) has died in Venice? How is he trying to distinguish himself from Richard by such conduct?

13. In Act 4, Scene 1, Bolingbroke requires that Richard abdicate the throne. What are his apparent expectations regarding Richard’s performance in such a spectacle, and how does Richard at least partly frustrate those expectations? Consider especially Richard’s meditation on kingship and on his identity as a mortal human being. (See 4.1.263-99; “They shall be satisfied….”)

ACT 5

14. In Act 5, Scene 1, how does Richard’s Queen interpret what he has just done? How does Richard respond to her anguished reproach — what narrative does he urge her to tell about him when he is gone? What warning does Richard offer Northumberland about the soon-to-be King Henry IV?

15. In Act 5, Scenes 2-3, the Duke of York’s son Aumerle has pledged himself to a conspiracy against Harry Bolingbroke, now King Henry IV. How does this scene play out? How does it amount to a reflection on the relationship between the personal or familial sphere and the realm of politics?

16. In Act 5, Scene 3, what are King Henry IV’s scene-opening concerns about his son Harry, the Crown Prince? What has the Prince been doing while his father was hard at work winning a kingdom? How (according to Percy’s report) did the Prince react to news of his father’s coronation?

17. In Act 5, Scene 5, what is the substance of the deposed Richard’s reflections on his reign and fall? What, if anything, has he learned from the disaster he has suffered — do his reflections constitute something like “tragic insight”? Why or why not? (See 5.5.1-65.) Also, in what manner does Richard meet his death — do his actions restore some dignity to him? Explain with reference to 5.5.99-118.

18. By the end of Act 5, Scene 6, King Henry IV is filled with remorse for the way he has come by the throne. How, specifically (see Scene 4), did the new King’s wishes lead to Richard’s death? How does the news of the murder frustrate Henry’s attempt to inaugurate a juster and more stable period of English governance? What pattern does Henry’s reaction to Richard’s death suggest for the rest of his reign?

Edition: Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

King Richard the Third

Questions on Shakespeare’s Histories

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Shakespeare, William. King Richard III. (Norton Histories, 2nd ed. 361-450).

ACT 1

1. In Act 1, Scene 1, Richard starts the play off with his remarkable “Now is the winter of our discontent” soliloquy (speech delivered alone, not to other characters). How does he represent himself in this passage, and indeed throughout the first scene? How does he characterize his own nature and ambitions, the times in which he lives, and his powerful relatives?

2. In Act 1, Scene 2, Richard woos, and apparently wins, the unfortunate Anne Neville, who mourns Henry VI and her betrothed, his son Edward Prince of Wales. Richard is complicit in their deaths. How does he go about this delicate task? What accounts for his success?

3. In Act 1, Scene 3, The royal dysfunctional family gather over a meal to bicker. What are some of their complaints? In particular, how does Queen Margaret (Henry VI’s widow) reproach Queen Elizabeth and Richard, and what warning does she make to Buckingham about Richard? How does Richard represent himself to others in this scene?

4. In Act 1, Scene 4, Clarence, about to be murdered by a pair of thugs on the order of Richard, offers a starkly beautiful rendition of his uneasy dream — what happens in that dream? What does it reveal to him? To us? To what extent does this scene generate real sympathy for Clarence, and to what degree do his remarks more generally suggest his complicity in the less savory side of power politics?

ACT 2

5. In Act 2, Scene 1, what figure does the soon-to-be-departed Edward IV, Richard’s Yorkist elder brother, cut in this scene: namely, what hopes does he express for the future of his dynasty? What does he expect of his family? And to what self-analysis is he driven when Richard deftly undercuts him with the news that Clarence is dead?

6. In Act 2, Scene 2, what quality breaks the unitary effect of Elizabeth, Clarence’s children, and the Duchess of York’s lamentation over Clarence and Edward IV? Still, to what extent is the grief expressed in this scene genuine, and the scene effective as an expression of sorrow?

7. In Act 2, Scene 3, three citizens air their thoughts and anxieties about Edward’s death and what is to come. What does this chorus of citizens apparently think of the great events and noble “actors” to which they are partly witness? What are their fears and expectations?

8. In Act 2, Scene 4, this scene in which Queen Elizabeth foresees the destruction of her family (the Woodvilles) rehearses Tudor propaganda about Richard’s ill-favored appearance and wicked ways from childhood onwards. Do some brief research on the Internet and set down what you can find about Richard’s character as modern historians represent it, or as it appears on websites devoted to Richard III. What opinion seems to prevail today?

ACT 3

9. In Act 3, Scene 1, describe the exchange between the young Prince Edward (Edward IV’s heir), his little brother York, and Richard: how does Edward size up his current situation? Why do Edward’s observations in particular disturb Richard, as we may discern after the boys have been sent to the Tower?

10. In Act 3, Scenes 2-3, how does this scene set Hastings up for what is to come in scene 4 (his execution) — what does he think of his prospects at this point? How does he react to the undoing of his own enemies? What does he say in response to the Messenger who tells him about Stanley’s ominous dream?

11. In Act 3, Scene 4, in a meeting to discuss matters pertaining to the coronation, what piece of stagecraft does Richard contrive to get rid of the troublesome Hastings? What is the further point of this brief drama — what does Richard accomplish thereby?

12. In Act 3, Scene 5, how do Richard and Buckingham dupe the Mayor of London into accepting their version of events surrounding Hastings and his sudden execution? Shakespeare makes it clear that the Mayor accepts their claims — why, in your view, might such a public figure accept what seems to us such a spectacle and justification for judicial murder?

13. In Act 3, Scene 6, the Scrivener enters with an indictment of the condemned Hastings. How does this ordinary fellow sum analyze the nature of the great events taking place in his midst? What lies at the root of the problem, as far as he is concerned?

14. In Act 3, Scene 7, analyze the “theatrics” of the episode in which Buckingham and Richard make a show of the latter’s alleged reluctance to accept the crown. What reasons does Buckingham employ to advance the cause of Richard’s acceptance, and what reasons does Richard give in feigning to decline it? What logic or assumptions about power and about the audience underlie this piece of political theater?

ACT 4

15. In Act 4, Scene 1, three of the play’s women (Elizabeth, Anne, and the Duchess of York) gather to consider their plight. How does Anne, once betrothed to Edward IV’s heir, explain her acceptance of Richard’s offer of marriage? Does her explanation seem credible? Explain.

16. Act 4, Scenes 2-3, in these scenes, Richard moves with great speed to consolidate his power, commanding the murder of the young princes in the Tower of London and taking other vital actions. How do Buckingham and Tyrrel, respectively, react to Richard’s demands to do away with the princes? What accounts for the difference in their reactions? How does Richard take Buckingham’s response?

17. Act 4, Scenes 4-5, what role does Queen Margaret play in her exchange with Queen Elizabeth and the Duchess (Richard’s mother)? What accusations do these three level at one another, and to what extent is there any understanding between them about their sufferings or their position as women in a world of dynastic intrigue?

18. Act 4, Scene 4, what logic and rhetorical emphasis does Richard employ to try to win over Queen Elizabeth to his desire for the hand of her daughter (also named Elizabeth) in marriage? How does she respond to him?

ACT 5

19. Throughout Act 5, contrast the language and actions of Richard and Richmond: what state of mind does each appear to be in on the eve of their fateful meeting? How do they justify the upcoming battle to their followers?

20. Act 5, Scenes 3-5, how does Richard conduct himself during the Battle of Bosworth, up to and including his death? In what sense is his comportment at the end characteristic of his life? What future does Richmond (soon to become Henry VII) lay out as the play concludes?

Edition: Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake