The Life of Henry the Fifth

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Shakespeare, William. The Life of Henry the Fifth. (Norton Histories, 2nd ed. 759-836).

Timeline of the English Monarchy from the Plantagenets to the Stuarts

House of Plantagenet’s “Angevin” line

The line is so named in modern times due to the following lineage: Geoffrey Plantagenet, Fifth Count of Anjou, France married Matilda, daughter of English King Henry I (this king was one of William the Conquerors’ sons).  Matilda’s son by Geoffrey Plantagenet became English King Henry II.

Henry II (1154-89; his queen was Eleanor of Aquitaine; see the film The Lion in Winter)

Richard I (1189-99; Berengaria of Navarre; Timeline of Richard I’s Reign)

John (1199-1216; Isabel of Gloucester; Isabella of Angoulême; Timeline of John’s Reign)

Henry III (1216-72; Eleanor of Provence)

Edward I (1272-1307; Eleanor of Castile; Margaret of France)

Edward II (1307-27; Isabella of France, who deposed him with the aid of Roger Mortimer)

Edward III (1327-77; Philippa of Hainault)

Richard II (1377-99; Anne of Bohemia; Isabella of Valois)

After this line comes the Plantagenet branch called Lancaster

The line was descended from John of Gaunt, Edward III’s third son; Gaunt married Blanche of Lancaster, daughter of Henry of Grosmont, First Duke of Lancaster.  Their son became Henry IV (who was born in Bolingbroke Castle, Lincolnshire, thus “Bolingbroke”).

Henry IV (Bolingbroke, 1399-1413; Mary de Bohun; Joan of Navarre)

Henry V (victor over the French at Agincourt in 1415; ruled 1413-22; Catherine de Valois)

Henry VI’s two interspersed reigns (1422-61, 1470-71, murdered; Margaret of Anjou)

Then follows the Plantagenet branch called York:

The line was descended paternally from Edmund of Langley, First Duke of York, who was the fourth son of Edward III; maternally descended from Edward III’s second son Lionel, Duke of Clarence–this latter descent constituted their claim to the throne.

Edward IV (1461-70 [Henry VI captive], 1471-83 after Henry VI’s murder; Elizabeth Woodville)

Edward V (briefly in 1483, perhaps killed)

Richard III (1483-85, killed at Bosworth Field by Henry Tudor’s forces; Anne Neville, widow of Edward Prince of Wales and daughter of the Earl of Warwick)  The action at Bosworth largely ended the struggle between Yorkists and Lancastrians from 1455-85 known as the Wars of the Roses because the Yorkist emblem was a white rose and the Lancastrian a red rose.

The Tudor line begun by Henry Tudor runs as follows:

Henry Tudor’s grandfather was the Welshman Owen Tudor (who fought for Henry V at Agincourt in 1415 and lived until 1461, when he was executed by Yorkists led by the future King Edward IV).  Henry’s father was Edmund Tudor, First Earl of Richmond (Edmund’s mother was apparently Henry V’s widow Catherine de Valois, whom Owen Tudor is said to have secretly married).  Henry Tudor’s mother was Lady Margaret Beaufort, and it is from her that he claimed his right to the throne since she was the great-granddaughter of John of Gaunt by his third wife Katherine Swynford.

Henry VII (i.e. Henry Tudor; 1485-1509; Elizabeth of York, Edward IV’s daughter)

Henry VIII (1509-47), Edward VI (1547-53; Catherine of Aragon through 1533; Anne Boleyn; Jane Seymour; Anne of Cleves; Catherine Howard; Catherine Parr)

Mary I (1553-58, co-ruler Philip of Spain)

Elizabeth I (1558-1603; never married)

Then come the Stuarts

The Stuarts’ claim to the English throne was initiated when in 1503, Scottish King James IV married English King Henry VII’s daughter Margaret Tudor, and they had a son who became Scottish King James V.  His daughter Mary became Queen of Scots; Mary’s son by Lord Darnley (Henry Stuart) became English King James I.

James I, (1603-25; Anne, daughter of Frederick II of Denmark and Norway)

Charles I (1625-49; Henrietta Maria, daughter of Henri IV of France), beheaded by Oliver Cromwell’s Puritan forces during the English Civil War (1642-51). 

After 1660, we have the Restoration of the Stuart monarchy in the person of

Charles II (1660-85, the Restoration; Catherine of Braganza).

Henry V and Tudor Pride

Shakespeare’s ideal sovereign seems to have been Queen Elizabeth (reigned 1558-1603), who had a strong sense of prerogative but also evidently felt deep responsibility for the well-being of her subjects. Elizabeth knew how to play politics like a true Machiavellian operator. Her reign was marked by what today we would call a shrewd concern for public relations—that is, for managing the Queen’s image and keeping the various subsections of the populace as favorable as possible towards her policies. The Cult of the Virgin Queen encouraged by Elizabeth’s officials and courtiers proved a successful means of maintaining order. (She never married, partly because that would have meant diminished power for herself and an increase in dominion for her continental Catholic suitors.)

What about Henry V, the subject of the present drama?   Henry must have been high on the playwright’s list of proper kings, judging from the accolades he receives in the history play that bears his name. Henry Bolingbroke, who became Henry IV after taking the crown from Richard II in 1399, was the son of John of Gaunt, Duke of Lancaster (John of Gaunt was a son of King Edward III) and John’s wife Blanche of Lancaster.  So Henry Bolingbroke’s son, upon ascending the throne in 1413 at the age of 26 as Henry V, continued the Lancastrian line.

That Henry V was a Lancastrian matters because the first Tudor King, Henry VII (who vanquished the Yorkist Richard III at Bosworth Field in 1485), was himself head of that great house by virtue of his mother Margaret Beaufort (great-granddaughter of John of Gaunt by his third wife Katherine Swynford). The Tudors, therefore, favor the Lancastrian side of English history, not the Yorkist side. It would be natural for Shakespeare (who in his history plays partly follows Raphael Holinshed’s Tudor-friendly Chronicles of England, Scotland, and Ireland) to offer a flattering reconstruction of the Lancastrian Henry V, and I think that is what we get in the historical play Henry V.

Modern cultural materialist critics have offered a counter-reading that sees irony everywhere one looks in plays such as Henry V; but then, critics in any era recast their favorite authors to suit their own ideological convictions.  After all, every generation must re-examine the past to find out what is still valuable. It’s interesting to read The Tempest, for example, in part for what it has to say about how colonizing Europeans treat “others” like Caliban, and it’s worthwhile to study Othello for its engagement with early-modern European ideas about racial difference. I can sympathize with the excellent Regency republican William Hazlitt when he criticizes Henry V for its willingness to applaud a king Hazlitt considers a brute bent on imperial conquest. In a lecture from The Round Table, Hazlitt writes, “Henry, because he did not know how to govern his own kingdom, determined to make war upon his neighbours. Because his own title to the crown was doubtful, he laid claim to that of France” (Collected Works of William Hazlitt, eds. A.R. Waller and Arnold Glover.  London: J.M. Dent, 1902.  pg. 285.)

That is a frank and authentic response to an attitude Hazlitt finds offensive in his countrymen. Still, critics ought to impose some limits on themselves when they work with centuries-old material. Claiming that Macbeth is a nihilist manifesto or that in Henry V Shakespeare is laughing up his ruffled sleeve at monarchy may be “sexy,” but it is ultimately unconvincing.  It is hard to see how the most valued member of The Lord Chamberlain’s Men during Elizabeth I’s reign and then of The King’s Men theater company for James I could possibly be anti-royalist. Shakespeare seems to me a believer in the Renaissance’s prime image of earthly order: the Great Chain of Being, wherein everything has its place and God sanctions the order of things. He is neither an anarchist nor a murmerer against the political order of Elizabeth Tudor or James Stuart. In his plays, the human order generally draws its order from the providential, if not always easily discernible, plan of God, and monarchy is not to be flouted without consequence.

This is not to say that Shakespeare is a shameless mouthpiece for the powers that be. We can see from Henry V and other plays that he doesn’t support monarchy blindly: the strengths and weaknesses of his characters amount to something like a Mirror for Magistrates (the title of a moralist book that went through a number of editions around Shakespeare’s time).  He never tears the institution of kingship down, but in the end the advice Henry V himself gives in our play holds good: “the King is but a man.” And a “man,” in the view of Renaissance authors, is for the most part a collection of virtues and vices just like every other individual, high-born or not. There are plenty of sin-riddled or otherwise wrongheaded rulers in Shakespeare’s canon, and they never fare well. But this leads us to a consideration of Henry V as a character. 

Romantic poets such as Coleridge, in his Lectures on Shakespeare, have written about the way many of this playwright’s characters manage to be both strong individuals and yet representatives of a class of people. Coleridge says of Nurse Alice in Romeo and Juliet, “The character of the Nurse is the nearest of any thing in Shakespeare to a direct borrowing from mere observation; and the reason is, that as in infancy and childhood the individual in nature is a representative of a class,—just as in describing one larch tree, you generalize a grove of them,—so it is nearly as much so in old age” (Notes and Lectures upon Shakespeare …, Vol. 1.  London: William Pickering, 1849; “Notes on Romeo and Juliet, 155).  Coleridge suggests that there is something generic about the Nurse’s eccentric behavior as an individual.  She is an uneducated but good-hearted old woman, and all such people show similar tendencies in their speech and conduct.  Henry V is the very type of a good king. He achieves this paradigmatic status because over the course of three plays (I and II Henry IV plus Henry V), Shakespeare allows “Prince Hal” or “Harry” to transform himself from a rascal into a sovereign of iron will and implacable virtue, the burden of which role is at times lightened by the sense of humor that comes from being kicked around by life enough to acknowledge one’s own limitations, amongst them spiritual error and common mortality.

NOTES ON SHAKESPEARE’S KING HENRY V

Act 1, Prologue and Scene 1 (770-72, chorus issues appeal for metadramatic assistance; Canterbury explains to Ely how he will divert Henry from taking church lands: funds for war will be offered)

The Chorus calls upon the audience to flesh out the play with imagination: “may we cram / Within this wooden O the very casques / That did affright the air at Agincourt?”  (770, Prologue 12-14) the Prologue chorus makes an admission that history plays in particular call for a level of realism they can’t deliver; the field of action is simply too vast to be taken in on a little stage, and we must turn to metadramatic awareness and reflect on the representational limits of what is before our eyes.  The prologue speaker refers to the actors onstage as zeros: each is a “crooked figure” (770, Prologue 15) and as such, he asserts, when coupled with the imaginative powers of a willing audience, he can take on an almost miraculous power to multiply and transform the little scenes we see on stage to suggest the sublime events and figures English history.  As for the grand temporal sweep of that history, the prologue speaker himself begs leave to take care of that: “Turning th’accomplishment of many years / Into an hourglass” will be his task (770, Prologue 30-31).

In the first scene, the prelates’ motive is to take pressure off their own estate–Parliament has called for taking some of their lands, and they need to create a diversion of the sort that occurred during the reign of Henry IV.  Canterbury points out that if this reiterated bill is successful, “We lose the better half of our possession” (770, 1.1.8), consisting of the Church’s secular holdings in England.  Giving the new king money to wage war in France would be a good investment: Canterbury proposes that with regard to France, the Church should “give a greater sum / Than ever at one time the clergy yet / Did to his predecessors part withal” (772, 1.1.80-83).  But the French ambassador is about to be granted an audience with King Henry, so the churchmen had better get to work.

Act 1, Scene 2 (772-79, Canterbury justifies Henry’s claim; Henry counters the Dauphin’s mocking gift)

The priests cite a confusing historical record to refute the Salic law barring claims based on a female’s rights–Edward III had claimed France based upon the fact that his mother Isabella was the daughter of Philip IV of France and Joan I of Navarre.  Edward’s claim started Hundred Years’ War on the Continent, 1337-1453.  Shakespeare is having fun at the expense of the dry historical record.  What matters is the now of the play’s setting, so Canterbury is perfectly comfortable making light of the musty old foundation for current claims: “So that, as clear as is the summer’s sun, / King Pépin’s title and Hugh Capet’s claim, / King Louis his satisfaction, all appear / To hold in right and title of the female …” (774, 1.2.86-89).  Canterbury insists that Henry V must take his place amongst a series of English kings who have asserted their claim to rule France: he tells Henry that his fellow monarchs “expect that you should rouse yourself / As did the former lions of your blood” (775, 1.2.123-24).  Henry is quickly resolved to do precisely this, and Canterbury tells him to take one fourth of England’s available troops to France to prosecute his claim, and Henry declares, “France being ours we’ll bend it to our awe, / Or break it all to pieces” (777, 1.2.224-25).

Next comes the Dauphin’s mockery of King Harry.  The French heir still thinks of Henry V not as a mature ruler but as a prodigal youth, the very one that many of Shakespeare’s audience will know from the delightful Henry IV plays in which “Prince Hal,” close companion of the rascally knight Sir John Falstaff, causes his father so much anxiety before finally taking on the responsibility that properly belonged to him.  The claim is that Harry is still playing games; thus the tennis balls. Tennis developed from a medieval French game called jeu de paume, like handball.  The Dauphin offers this gift along with the contemptuous admonition, “let the dukedoms that you claim / Hear no more of you.” (779, 1.2.256-57).

Harry’s bold response stuns the court: “tell the Dauphin / His jest will savour but of shallow wit / When thousands weep more than did laugh at it” (778, 1.2.295-96).  He has full command of state policy and martial rhetoric, and shows that he understands the deadly nature of the “game” he is about to initiate.  We notice the extreme threats of violence: war has always been about doing damage to civilians, even back to the ancient Greeks and Romans.  What we deign to call “collateral damage” is not incidental; it is of the essence.  Medieval war was largely about wearing down the capacity of a people to support long-term struggles.

Act 2, Chorus and Scene 1 (779-82, Chorus-speaker emphasizes military / economic preparations, Pistol and Nim argue about Nell and debts; Pistol a war profiteer; Hostess says Falstaff is gravely ill)

The Chorus sets forth a tableau in which “all the youth of England are on fire” (779, Chorus 1) and there is vast care and expenditure in preparation for the coming expedition.  But there is a serpent in the bosom of Henry’s court: the Chorus gives us advance notice of the treason about to be attempted by three devious men: Richard, Earl of Cambridge; Henry, Lord Scrope of Masham; and Sir Thomas Grey, knight of Northumberland.  The French have offered them money to assassinate Henry before he leaves for the continent.

In Southampton, Pistol and Nim quarrel over Nell (780, 2.1.15-17), whom Pistol has married, and about a debt Nim wants to collect from Pistol, who at first says only, “Base is the slave that pays” (782, 2.1.86).  Pistol is full of bombastic talk (781, 2.1.40-45), and he plans to become the camp sutler: he is a corrupt war profiteer (782, 2.1.100-02).  Hostess Quickly informs everyone that Falstaff is dying, and Nim reminds us that the gregarious, carefree old “Prince Hal” who consorted with him has undergone a transformation as deep as death, too: “The King hath run bad humours on the knight” (782, 2.1.106-10).

Act 2, Scene 2 (782-86, treason of Scrope, Grey, and Cambridge discovered, punished as threat to the realm)

Scrope, Grey and Cambridge’s treason is revealed before Henry’s assemblage, and they are denounced and sent to their deaths (783-84, 2.2.40-77).  Scrope was close to Henry, and the treachery of this denier of mercy to the common man is painful to Henry (784, 2.2.91-101), who laments, “May it be possible that foreign hire / Could out of thee extract one spark of evil …?” (784, 2.2.97-98).  The King’s two bodies doctrine applies: Henry doesn’t take the threat to him personally, but these guilty men have threatened the realm, so they must pay (786. 2.2.170-73).  With this logic, Henry’s transformation from a private, prodigal son to a public man, a genuine king, is complete.

Act 2, Scene 3 (786-87, Falstaff is dead, Hostess eulogizes him; Pistol again shows himself a war parasite)

Pistol tells the audience that Falstaff is dead (786, 2.3.5).  Hostess Quickly speaks with great affection about Falstaff, recounting his dying moments, ending with “… all was as cold as any stone” (786-87, 2.2.9-23).  But that old rascal Sir John is a remnant of Henry’s past.  Pistol’s intentions about the wars are none too honorable: “Let us to France, like horseleeches, my boys, / To suck, to suck, the very blood to suck!” (787, 2.3.46-47)  Pistol and his ilk are parasites who revel in afflicting the military host.

Act 2, Scene 4 (787-90, Charles VI takes Henry’s ambassador Exeter’s demands seriously; Dauphin doesn’t)

Charles VI (788-89, 2.4.48-64) returns his counselors’ memory to the first strife between France and England: the victories of Edward the Black Prince (eldest son of Edward III, father of Richard II, grand-uncle of Henry V) at Crécy and Poitiers.  He sees the continuity of English stock and valor: “Think we King Harry strong” (788, 2.4.48), he says and admonishes the Dauphin and the Constable to “fear / The native mightiness and fate of him” (789, 2.4.63-64).  Exeter’s demand on Henry V’s behalf is stern: to the French king, he declares, Henry “bids you then resign / Your crown and kingdom …” (789. 2.4.93-94).  The Dauphin scorns this demand and tries to justify his gift of some time back: “matching to his youth and vanity, / I did present him with the Paris balls” (790, 2.4.130-31).  The French king doesn’t share the young man’s attitude, and Exeter’s comeback in Henry’s defense is effective: once a prodigal, “now he weighs time / Even to the utmost grain” (790, 2.4.137-38).  No one is playing anymore, at tennis or otherwise.

Act 3, Chorus and Scenes 1-2 (791-93, Henry arrives in France and rejects Charles VI weak offer; contrasting portraits of Henry stirring troops, Pistol and Nim quarreling)

The Chorus informs us that Henry has embarked from England, sailed for France, and made his way to the French port town of Harfleur.  England, says the Chorus-speaker, has been left largely unguarded (791, Chorus 20-21) since all the young men made their decision to follow Henry to France.  A siege is building against Harfleur, and King Charles VI has offered through his ambassador “Catherine his daughter, and with her, to dowry, / Some petty and unprofitable dukedoms” (791, Chorus 30-31), which offer Henry rejects.

Shakespeare’s method for capturing the variety of experience is often to give us competing portraits or vignettes: in the first scene we hear Henry stirring his troops towards the coming battles with martial rhetoric: “there is none of you so mean and base / That hath not noble lustre in your eyes” (792, 3.1.29-30).  Henry apparently sees the unifying force of military endeavor: it can make all those ordinary men he beholds into something extraordinary, connect them in ways they hadn’t imagined, give their lives meaning it wouldn’t otherwise have. 

In Scene 2, the vignette gives us the ordinary person’s perspective: a servant boy to Nim and Pistol exposes them to us as cowards and thieves: “three such antics do not amount to a man” (793, 3.2.29-30).  This servant boy is yoked to three men who are not good enough to serve him, and he is painfully aware of it: “I must leave them, and seek / some better service” (793, 3.3.47-48).

Shakespeare gives us a sense of the complexity underlying the heroism of even the grandest military campaigns: the underbelly of war consists of fierce doubts and anxious hopes for personal betterment.  Heroes larger than life and self-conscious parasites share the field with those who are just trying to survive.  There’s more going on than initially meets the eye: as with any complex endeavor, motives abound and they inevitably conflict when those who act upon them cross paths. 

To be reckoned with are both the “big picture” that writers of historical narrative generate from their study of events and claims, and the untold individual perspectives (fragmented, biased, partial) that can only be conjectured and conjured with one’s understanding of human nature as the starting point, at least when the events in question happened more than a lifetime ago.  (Oral history sometimes makes it possible to give us a remarkable sense for the ordinary person’s angle on things–Studs Terkel’s The Good War is a fine instance of oral history that addresses the experience of the men and women who participated in World War II.)  But this isn’t to say we are being treated to easy relativism: the servant boy’s outing of Pistol and Nim demonstrates that it is possible, at least sometimes, to cut through the pretension and the rhetoric and just tell the truth.

Act 3, Scene 3 (793-96, Fluellen the ideologue quarrels with MacMorris; Henry the realist threatens Harfleur with utter destruction and outrage)

Fluellen prattles in Welsh dialect about method: “the mines is not according to / the disciplines of the war” (793, 3.3.4-5).  He’s a military historian (794, 3.3.36-42), but quarrels with Capt. MacMorris when the latter tells him that “It is no time to discourse” (794-95, 3.3.46, 59-71).  Fluellen is courageous, but he’s also a pure ideologue in his love of war’s professional side.  Fluellen is loquacious, has a comic Welsh accent, and even ends up talking sometimes while others are fighting. Even so, his vehemence (“look you, now” and “in your conscience!”) is as honorable as Henry’s occasional exuberance—Fluellen speaks as he does from an excess of uprightness and national pride, not from unworthy motives, and his over-fondness for talk about “the disciplines of … the Roman / wars” (794, 3.3.38-39) stems from admirable erudition in military history.

King Henry harangues Harfleur’s defenders, paying tribute to the stark violence of war: “Take pity of your town and of your people / Whiles yet my soldiers are in my command” (795, 3.3.105-06, see 104-20).  This is the dreadful reality that we must contrast with Fluellen’s ideal.  Henry himself realizes that he has only the thinnest control of the violence involved in wartime action: anarchy is never far from the field of battle.  But the gambit works, and the town of Harfleur surrenders, prompting Henry to order that his men “Use mercy to them all” (796, 3.3.131) while the coming on of winter and illness drives Henry to declare a temporary retirement to Calais.

Perhaps in the speech just mentioned Henry seems to revel at length in the horrors his men will inflict on the defenseless town, but his purpose is blunt and (arguably) even humane, as the concluding rhymed couplet of his speech makes clear: “Will you yield, and this avoid? / Or, guilty in defence, be thus destroyed?” (796, 3.3.119-20)  Henry is a talker, but he’s much more than that: he is a doer whose words suit his purposes and his actions.

Act 3, Scene 4 (796-98, Catherine of Valois learns some English from her maid Alice)

Catherine and her maid Alice practice their English.  This is Agincourt’s lighter side, with differences reduced to linguistic felicities and embarrassments, culminating in Catherine’s declaration that certain English words are not only ugly-sounding but also “corruptible, gros, et impudique, et non / pour les dames d’honneur d’user” (797, 3.4.48-49).  We also get a sense of what the wars between the English and French mean from a woman’s perspective, though here that perspective consists in remaining oblivious.  Aside from France itself, Catherine is the prize for Henry.

Act 3, Scene 5 (798-99, Charles VI encourages his military leaders to confront Henry boldly)

King Charles VI bids his sufficient army to bring Henry prisoner to him: “Go down upon him, you have power enough, / And in a captive chariot into Rouen / Bring him our prisoner” (799, 3.6.53-55).  Around 1400, France, even after the C14 plague killed perhaps one-third of the people, had around 11 million inhabitants.  Compare that with England’s 3 million.  Some of the Elizabethans’ slights against the French are English propaganda, of course, but it seems true enough that the advantage lay with the French.  Late-medieval France was a wealthier and more populous land than England, even if both countries were often beset with internal power struggles.

Act 3, Scene 6 (799-802, Fluellen catches on to Pistol’s fraudulent self-presentation; sides with Henry against condemned Bardolph; Henry refuses ransom to Charles VI, commits cause to god)

Fluellen is fooled into taking Pistol for an honorable soldier until the latter begs him to intervene for Bardolph, who is to be hanged for robbing a church: “let not Bardolph’s vital thread be cut / With edge of penny cord and vile reproach” (800, 3.6.42-43).  Fluellen flatly refuses to honor this request: “if, look you, he were my brother, I would desire the Duke [Exeter] to / use his good pleasure” (800, 3.6.48-49).  Fluellen is now determined to expose Pistol for what he is–he cannot stand such a gap between appearances and reality: “If I find a hole in his coat, I will tell him my mind” (801, 3.6.78).

Henry, citing principle, shows no mercy for Bardolph: “We would have all such offenders so cut off” (801, 3.6.98): riot and advantage-taking against the common people cannot be allowed when one is “gamester” for a territory like France (801, 3.6.102-03).  Henry also refuses ransom to the French king, pledging only “this frail and worthless trunk” (802, 3.6.140, see 139-42), and places himself in God’s hands.

Act 3, Scene 7 (802-05, French arrogance on the eve of battle: Bourbon’s talk of war-horses)

The French rehearse their arrogance regarding the English prospects.  Bourbon (or the Dauphin in some versions) poeticizes about his horse: “I will not change my horse / with any that treads but on four pasterns” (802-03, 3.7.11-12).  Orléans, Rambures, and the Constable jest about Bourbon’s valor, and the Constable concludes with comic irony, “I think he will eat all he kills” (804, 3.7.85).  They all expect victory.  Bourbon is a bit like the Welsh ideologue Fluellen, except that he talks of horses and not counter-mining operations: both love the idea of war above all, though they also show genuine spirit.  The Dauphin, too, is a fine talker, but his career will be cut tragically short by Henry’s “band of brothers.”

Act 4, Chorus and Scene 1 (805-12, English anxiety, Henry makes his rounds before battle: power of example; meets Pistol; Fluellen admonishes Gower [808]; Henry argues with Williams about responsibility [808-09]; Henry meditates on ceremony [811], is penitent about his father’s usurpation)

The Chorus-speaker describes the evening calm before the storm, with the French awaiting their victory and the diminished, anxious English forces hanging on until morning comes.  He previews the English Henry’s night-time walk through his encampment to give heart to his soldiers as “A little touch of Harry in the night” (806, 4.0.47). As for the audience, our task consists as usual in, “Minding true things by what their mock’ries be” (806, 4.0.53).

The King speaks to Erpingham about setting an example: “‘Tis good for men to love their present pains / Upon example” (4.1.18-19).  He understands the mass psychology of battle, the importance of exemplary conduct.  Montaigne suggests in his essay “Of the Inconsistency of Our Actions” that our virtues fluctuate with circumstance and desire: yesterday’s virtuous woman is shameless today, and the courageous man of a recent battle is just as likely to turn and run next time.  In sum, “We float between different states of mind; we wish nothing freely, nothing absolutely, nothing constantly” (Norton Anthology of World Literature, 2nd ed., Vol. C 2654, see also 2655-56). 

Henry’s insistence on personal presence and exempla seems to flow from that kind of awareness.

As “Harry le roi” (a nom de guerre that an Englishman might pronounce “Leroy”), Henry goes on a walking tour, meets first with Pistol, who praises the king but threatens Fluellen: “Tell him I’ll knock his leek about his pate / Upon Saint Davy’s day” (807, 4.1.55-56).

Meanwhile, Fluellen is busy lecturing Gower on not being fool enough to let the opponent hear his carryings-on: “If the enemy is an ass and a fool and a prating cox- / comb, is it meet, think you, that we should also, look you, be / an ass and a fool and a prating coxcomb?”  (808, 4.1.76-78)  Gower agrees to pipe down.

The king in disguise meets the rural soldier Williams, who speaks with a mix of fear, distrust, and anger.  But first to the more amenable Bates, Henry argues that nobody in the host should speak ill of their changes before the king: “I think the King is but a man, as I am”  (808, 4.1.99); the point is that a ruler is approximately as susceptible to despair and paralysis as the ordinary soldier or mid-level commander: all are linked in a chain of responsibility for the welfare of one another’s outlooks and bodies. 

But the key to Henry’s response is directed at Williams.  The king’s groundedness and view of the big picture in morals and politics shows in this exchange with this humble but almost threatening subject, who tells him, “if the cause be not good, the King himself hath a / heavy reckoning to make …” (809, 4.1.128-29).  Against this charge Henry sums up his argument with the thought, “Every subject’s duty is the King’s, but every / subject’s soul is his own” (809-10, 4.1.164-65).  To a thorough philosophical materialist, this exchange would be pointless because both parties speak of end things, of Christian eschatology: they talk of mortality and eternal judgment following the resurrection of the dead. It’s easy to see whose argument is the better in such a context: the soul is more than the body, so the King can send his subjects off to fight in a foreign war without being held responsible for their physical demise, even if the cause should turn out to be unworthy. Henry neither wants his men to be killed nor can he answer for the state of their souls at the point of death—that is something only they can answer for. The point is that Henry can relate to his subjects at their own level, yet he retains the superior perspective of a man operating on a higher plane of experience and understanding.  Not knowing who he’s talking to, Williams takes Henry’s words ill, and strikes up a quarrel with him to be finished later, when time permits.  The two men exchange gloves (810, 4.1.190-97). 

Alone at last, King Henry meditates on his own burdens as monarch: he asks of the “ceremony” (811, 4.1.231) that makes a king, “Art thou aught else but place, degree, and form, / Creating awe and fear in other men?” (811, 4.1.228-29; see 213-87).  He is responsible for everyone, or so they think: only peasants sleep well (811, 4.1.249-50).  The gap between the person and the symbol is huge, potentially infinite.  Perhaps, then, monarchy is a projection of the subjects’ own desires, an investment in something symbolic, something larger than themselves on which the king in his material person is then expected to make good.It is well to emphasize at this point the penitential structure of Henry’s kingship: much of what he does here in France is meant as an active way to wash the blood from his father’s hands, some of which attaints him as well: he prays to the “God of battles” earnestly, “O not today, think not upon the fault / My father made in compassing the crown” (812, 4.1.275-76).  All in all, Henry’s soliloquy suggests intense awareness that the life of kings is not their own: they are actors on a grand stage, and all eyes behold them; few are the moments when they can, as Henry does now, turn inward and converse with what they find there.

To appreciate fully the maturity of this young king as Shakespeare casts him on the eve of Agincourt, 1415, we must remind ourselves of the road Henry has traveled to get to this point.  In I Henry IV, back when Henry V was still the prodigal son “Prince Hal” and as such a thorn in his father’s side, Henry had spent much of his time with hard-drinking rascals like the jolly knight and sometime highway robber Sir John Falstaff and his friends (some of whom we meet in Henry V). 

Henry’s father found that such brazen behavior violated his own “public relations” principle that a great prince is more prized by making himself scarce than by mingling with low company (Norton Histories 645-47, 3.2.29-91).  That failure to appreciate the dignity of his office is among the chiefest of the faults in Richard II that Henry Bolingbroke, soon to be Henry IV, used with such ruthless effectiveness against his predecessor king, who “Mingled his royalty with cap’ring fools” (646, 3.2.63).  Even so, this “mingling” was Prince Hal’s way of getting to know his subjects, the better to govern them.  So in I Henry IV, the Prince is busy trying out various roles, learning how the various subjects in his future kingdom think and live. In Act 1.2 of that play, Hal himself describes his antics in providential terms: “My reformation, glitt’ring o’er my fault, / Shall show more goodly and attract more eyes / Than that which hath no foil to set it off” (Norton Histories 613, 1.2.191-93) and pledges to himself that his reformation will amount to “Redeeming time when men think least I will” (613, 1.2.195).  In other words, kingly virtue has always been Henry’s redemptive goal, whatever capers he may have committed on his way to the throne. That may or may not have been true of the real Henry, but it seems true of Shakespeare’s character, who goes from “Hal” to the ultimate warrior-king Henry V, October 1415’s victor at Agincourt against an imposing French army.

All of the above makes Henry V, 4.1 the successful culmination of a long process.  “Prince Hal’s” method has always been that of an actor, a grand one who has play-acted and workshopped his way to present glory, interacting with all manner of citizens from the common tavern to battlefields full of fiery nobility. His is not so much a romantic, unique, nameless, intimate self but is rather the product of trying out many different stations and styles on his way to appreciating his one true office—that medieval, relational term for defining a person by his or her role in life, entailing as it does certain responsibilities within the political and social order. If you’re going to be a king, you have to understand, in Shakespeare’s terms, that you must play a role on the “stage” of life. That such a role means taking on grave burdens and enduring potentially harsh consequences in no way makes it less a role than if the person were simply strutting across the theatrical boards.  Henry’s playful past has also imbued him with the medieval and Renaissance truth that the king has not one body, but two—a natural body that desires, breathes, and dies, and a body political or civil whose boundaries go beyond the personal and the physical. The King is in part a walking “office” or set of duties, and this transpersonal aspect of him is what promises political continuity as well as (to borrow Thomas More’s term in Utopia) the “majesty” that comes with respect for whatever is larger than material affairs and ordinary humanity. On the development of this theory, see Ernest Kantorowicz’s 1959 book, The King’s Two Bodies: a Study in Medieval Political Theology.

Act 4, Scene 2 (812-13, French continue to think the battle will be easily won)

French cockiness continues: “A very little little let us do / And all is done” (813, 4.2.33-34).

Act 4, Scene 3 (814-16, Henry rouses the troops just before battle begins: “band of brothers” [815])

Henry now makes his most rousing battle speech, with its great summation, “Crispin Crispian shall ne’er go by / From this day to the ending of the world / But we in it shall be rememberèd …” (815, 4.3.57-59ff).  His comparatively tiny “band of brothers” (815, 4.3.60) will take the palm for honorable exploits, come what may (57-62 key).  At this point, Henry V is the perfect Tennysonian king: such are for glory, not long life, and they never shrink from lending flesh, blood and bone to the symbolic power that belongs to them.  For the last time, Henry refuses Montjoy’s entreaty to give in, and the latter departs suitably impressed: “Thou never shalt hear herald any more” (816, 4.3.128).

Act 4, Scene 4 (816-18, Pistol captures a Frenchman; serving boy says English camp is unguarded)

Pistol captures a French gentleman prisoner, whose offer of 200 crowns to spare his life he promptly accepts (817, 4.4.40-43).  This is a comic scene, but it kicks off several scenes that highlight the confusion or “fog” of war: it’s hard to tell one person from another, and morals become muddied.  The serving boy makes an ominous announcement: Bardolph and Nim have both been hanged for thievery, and at present the English camp is only guarded by boys such as himself (818, 4.4.60-68).

Act 4, Scenes 5-6 (818-19, the French are losing and grow desperate; Henry orders his prisoners’ throats cut because of French reinforcements)

The French are losing, and they throw order to the winds; says the Constable, “Let us on heaps go offer up our lives” (818, 4.5.17).  Meanwhile, King Henry orders the first batch of French prisoners’ throats cut “The French have reinforced their scattered men” (819, 4.6.36).  What is Henry’s motive?  The French have reinforced their numbers.  At the beginning of the next scene, Gower has apparently heard that the king gave this order because the French burned his tents.

Act 4, Scene 7 (819-23, Fluellen rages at killing of boys in camp; English are the victors and Welsh pride abounds; Henry sets up a trick on Fluellen and Williams)

This scene along with 4.8 rounds off the battle: when Fluellen learns that the youngsters in the English camp have been slain, he remonstrates against this violation of “the law of arms” (819, 4.7.2).  Henry is infuriated at recent events in the camp, and orders the killing of a second batch of prisoners (820, 4.7.47-57).  But in truth, the day (Friday, 25 October 1415) is over and the English have won; the battle takes its name from a nearby castle: Agincourt.  Fluellen’s Welsh patriotism a is a bonding point with Harry: “I do believe your Majesty takes no scorn to  / wear the leek upon Saint Tavy’s day” (821, 4.7.93-94).  Williams enters again, and Henry (who is too high in rank to accept a challenge from a commoner) plays a trick: he gives Williams’ challenge-glove to Fluellen, who now becomes liable to the incensed soldier’s assault; Henry sends Warwick and Gloucester after the hothead Fluellen to make sure nobody ends up getting killed (822-23, 4.7.140-41, 155-68).

Act 4, Scene 8  (823-25, Williams strikes Fluellen; Henry tells Williams the truth about their duel; dead tallied for both sides; non nobis humility, back to Calais and thence to England)

Williams strikes Fluellen, who accuses him of treason because he thinks the blow was struck in remembrance of the Duke of Alençon, whose glove Henry falsely told him it was (823, 4.8.13-17).  Henry is almost like the merry Prince Hal of I & II Henry IV for a moment, as he enjoys telling Williams that he is the person the common soldier had in fact insulted and challenged.  But Williams handles himself well, saying, “Your majesty came not like yourself” (824, 4.8.49), and both Henry and Fluellen forgive him.

The French and English dead are tallied, with the report being that 1500 of the French nobility have been slain, and perhaps 10,000 ordinary soldiers; the English are said to have lost few–almost none, in fact (825, 4.8.96-100).  My understanding is that the French greatly outnumbered the English but that they put their nobility up front and when the English killed so many of them, the rest of the French soldiers weren’t much use.  But the battle was more complex than that, and the casualties given in Shakespeare’s play sound rather dubious–perhaps several hundred English died, and many times that amongst the French.

Henry commands the singing of Psalm 115 “Non nobis,” and the canticle “Te Deum” (825, 4.8.117). The first in the Vulgate Latin runs, “Non nobis, non nobis, Domine / Sed nomini tuo da gloriam” (Psalm 113 / 115)  Essentially, both pieces oppose pretensions to human autonomy and pride.  It’s time to return to the port city of Calais and thence home to England.

Act 5, Chorus and Scene 1 (825-28, 1421 now; Fluellen humiliates Pistol with Welsh leeks; Pistol will return home to England and steal and lie about his exploits: war’s unheroic dimension)

The Chorus-speaker sets the current year as 1421, two more invasions into France behind, the year before Henry V’s death and six years after Agincourt (825-26).

Fluellen and Pistol are at odds over Saint David’s Day, the day of homage to Wales’ sixth-century CE patron saint David.  Legend has it that seventh-century CE King Cadwalladr ordered his men to wear leeks during a battle with the Saxons, those post fifth-century Germanic invaders of England.  Anyhow, Pistol has insulted Fluellen about his Welsh heritage, and Fluellen forces him to chomp down some of the Welsh vegetable Pistol mocked (827, 5.1.29-46). 

Pistol is humiliated, and worse yet, he informs us, his Nell is dead.  But he’s not quite done for: Shakespeare is true to the complexities of character and events.  The retelling of Henry V’s reign can’t be all about heroic battles and diplomatic triumphs because that would do violence to a proper understanding of the human beings who made all those things happen.  Pistol laments, “bawd I’ll turn, / And something lean to cutpurse of quick hand. / To England will I steal, and there I’ll steal….” (828, 5.1.76-78).  The statement has a certain eloquence to it, and the pun on “steal” reinforces the pathos of this unheroic character’s probable future: Henry said everyone who came back from the war in France would be remembered eternally (815, 4.3.57-59ff), but that hardly rings true for an aging malcontent like Pistol: with no honorable role to play back home, he’s sure to meet some ignominious fate.

Act 5, Scene 2 and Epilogue (828-35, Charles VI agrees to terms; Henry plays suitor to Catherine: deeds must give way to words; Epilogue mentions Henry VI’s loss of France)

Burgundy has worked hard to bring the French and English kings together, replacing fighting with binding words, and at last it pays off (828, 5.2.24-27).  King Charles VI gives the medieval equivalent of “my people will get back to your people,” but in essence he must agree to the terms (829, 5.2.77-82).

Henry V must now try his hand at being a suitor for the hand of Catherine of Valois, and he proves both clumsy and charming: “I know no ways to mince it in love…” (830, 5.2.125).  Catherine has some trouble understanding Henry’s word-puzzles, which are not as adroit as his military campaigns (831, 5.2.165-69).  The fifth act is partly interested in the interplay of words and deeds: the former are seldom as efficacious as we wish, while the latter are usually more complicated than we like.  Words often call for deeds, but deeds usually give way to words, too, if affairs are to come to satisfying completion.

“[N]ice customs curtsy to great kings” (833, 5.2.250) is Henry’s answer to Catherine’s concerns about it not being the fashion for French ladies to kiss before marriage.  Again the merely human dimension of the king appears when he plays the role of tongue-tied suitor.  Henry says there is “witchcraft” (833, 5.2.256) in Catherine’s lips, more than all the eloquence of her father’s counselors.  As for fashion-setting, well, nothing’s set in stone: war’s violence changes territorial markers, and in a nicer key, simple gestures can change frosty fashions.  Tradition?  Says Henry, “We are the makers of manners, Kate, and the / liberty that follows our places stops the mouth of all find-faults” (833, 5.2.252-53).  Just as Shakespeare doesn’t seem to trust easy statements about “human nature,” neither does he put all his stock in people’s reiterations of what is and is not “traditional.”  The English king is already following a tradition in re-proffering his great-grandfather Edward III’s claim to the French throne: long before René Girard, Shakespeare knew that we mostly desire what others desire, sensitive-souled concerns about “the way things are done” and even the basic legitimacy of one’s claims notwithstanding. 

The Epilogue (835) makes brief but significant reference to the brute fact of history that what Henry V won, his rather feeble son Henry VI lost right back during his tumultuous, interrupted reign that drove England into its period known as “The Wars of the Roses,” ending only with Henry Tudor’s putting-down of the Yorkist King Richard III in August, 1485.

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

The History of Henry the Fourth (1 Henry IV)

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Shakespeare, William. The History of Henry the Fourth (I Henry IV) (Norton Histories, 2nd ed. 595-672).

Act 1, Scene 1 (606-09, )

The play opens with a shaken King Henry IV, riddled with guilt over the death of King Richard II, repeating his pledge to turn the engines of war against foreign infidels in the Crusades. But there is to be no time for idealistic violence; the king’s past is upon him, and he must concern himself with matters at home. Harry Hotspur (whom Shakespeare makes out to be much younger than he really was) has saved the day for the king, who faces rebellious noblemen in the wake of his taking the throne from Richard, but now Hotspur tries to hang on to most of the prisoners he has taken. Nonetheless, the king cannot help but compare the gallant Hotspur with his own son Hal. While his soldiers face the obscene violence of Owen Glendower’s Welsh supporters, young Prince Hal shames his father with his “riot and dishonor” (85). The king could wish, he says, that this troublesome son were not a prince of the blood but rather a foundling left by a “night-tripping fairy.” Henry IV is at center stage of a violent, treacherous political theater, and his son is skipping about the kingdom seemingly without a care in the world, like another Richard II in the making.

Act 1, Scene 2 (609-13, )

The scene shifts immediately to the prince, but Shakespeare treats us to both sides of the young man—both the irresponsible jester and the king-to-be. John Falstaff is a lord of misrule similar to the sort of rogue you might find in late-medieval morality plays. Falstaff is eloquent and charismatic, but it is clear from the outset that he is not in charge even in his own quarters. Already, his friends are preparing to make a fool of him on Gadshill. He will become a robber robbed, and the reward for others will be, as Poins says, to listen to “the incomprehensible lies that this same fat rogue will tell”(186-87) when he is outed as a coward. Prince Hal will join in the fun, but he startles us with the self-possession that shines in his final speech of this scene: he “knows” his companions in a way that they do not know him. He comprehends their limited morality and lowborn status, and there can be no question of equality between such men as Poins, Falstaff, Peto, or Bardolph and the heir to the throne. Prince Hal’s father has always possessed the skills of an excellent actor, and continues to show a keen awareness for “public relations.” But Prince Hal demonstrates a clear grasp of this necessary aspect of kingship when he says, “I’ll so offend, to make offense a skill, / Redeeming time when men think least I will” ( 216-17). His virtues will shine more brightly because of his youthful flaws, like a diamond set in onyx. Hal is certain that time is his friend, and in this regard his sunny expectations make for the strongest contrast between him and his gloomy father, who has come to see time as more enemy than friend. For him, time brings not opportunity as it seemed to do in Richard II, but care and sorrow. As “Bolingbroke,” he took brilliant advantage of his exile and returned to triumph over the feckless Richard, but those days are gone.

Act 1, Scene 3 (613-20, )

The king has his hands full in trying to assert his dominance over Percy. Hotspur complains that he had intended to give up his prisoners, but his sensibilities were offended by the “popingay” (50) the king sent to inquire about them. This remark is a slap in the face to the king, who is outraged that Hotspur should make demands in favor of Mortimer, whom the king considers a traitor. After this freewheeling argument with Henry IV, Hotspur unburdens himself still more fully with Worcester and Northumberland, and we begin to see the seeds of further rebellion. Was it for this that Northumberland helped the present king to the throne? Worcester is already thinking such thoughts, and tries to turn Hotspur’s attention to a rational plan of attack. That’s no easy matter, given Hotspur’s high-spiritedness: “By heaven, methinks it were an easy leap, / To pluck bright honor from the pale-fac’d moon, / Or dive into the bottom of the deep…” (201-03), he exclaims, before Worcester is finally able to lay out a course of action that involves an alliance with the Archbishop of York and Mortimer. Worcester also explains the general logic of king/nobility relations in this difficult era: “The King will always think him in our debt, / And think we think ourselves unsatisfied” (286-87). There is no settled balance of power here; there are only uneasy, shifting alliances—apparently a typical state of affairs in feudal Europe (in spite of idealizing history books that talk about the Middle Ages as a time when everybody had a place and knew just what it was). Henry IV is a powerful king, but he came by his throne with help from others of no mean estate, and he will never feel secure in the loyalty of men who betrayed King Richard. The scene ends with Hotspur eagerly looking forward to the groans of battle—he is to factional strife as eager a suitor as Romeo to Juliet. Already, we begin to see a deep contrast between this hothead and the riotous, yet oddly self-possessed, Prince Hal, whose jesting ways we may come to see as flowing from the calm center of a hurricane of violence, betrayal, guilt, and consequentiality.

Act 2, Scenes 1-2 (620-24, )

Falstaff is easily winded—he has become a criminal weekend warrior, if indeed he was ever in shape to begin with. Structurally, we have cut from Hotspur’s deadly, vaulting ambition to this playful escapade on Gadshill. For Sir John, robbery turns out to be hard work, and frightening work at that.

Act 2, Scene 3 (624-25, )

Hotspur’s time is always cut short—time is not on his side, as it is for Prince Hal. It is obvious from the letter Hotspur is reading that some who do not wish the king well nevertheless find the rebels’ plot inadequate and hasty. When Kate enters, she tries to do what Portia later attempts with Brutus in Julius Caesar: she tries to get her husband to make her an equal partner in the dangerous venture at hand. But Hotspur will have none of this early modern feminism, and declines to fill Kate in on the details: “I well believe / Thou wilt not utter what thou dost not know, / And so far will I trust thee, gentle Kate” (110-12). Hotspur is affectionate with Kate, which lends him some vitality as a character, but he does not trust her, which limits his appeal.

Act 2, Scene 4 (625-27, )

Act 2, Scene 5 (627-39, )

This scene is full of playacting. Prince Hal teases a poor servant to warm up for his exchange with Falstaff, and then he declares that he will take on the persona of Hotspur and question Falstaff, who enters with a famous line, “A plague of all cowards, I say” (115). When Falstaff begins to recount his story, buckram men multiply. At last, the rascal claims he knew what was going on the whole time. Next we have a rehearsal for the father-son confrontation that the prince knows must soon take place. Falstaff does a poor job of imitating King Henry, so Hal switches roles with him. This comic playacting turns serious when the prince responds sharply to Falstaff’s plea, “banish plump Jack, and banish all the world” with “I do, I will” (480-81). When the sheriff shows up, Prince Hal promises Falstaff will make things right regarding the robbery at Gadshill. He even offers Sir John a place of honor in the coming wars, and insists that the men who were robbed will be compensated for their trouble. The heir to the throne has been trying out different styles, different perspectives and modes of conduct, but we can see that his thoughts have taken a turn for the serious now that his father’s moment of peril has come.

Act 3, Scene 1 (639-45, )

Hotspur’s charms are on display in this scene, but so are his flaws. He angers Owen Glendower by mocking the fellow’s penchant for mystical mutterings. Hotspur also quibbles about the amount of land allotted to him if the rebellion should prove successful, and even insists that the river Trent ’s course be altered to aggrandize his holdings. When Mortimer tries to explain how much restraint Owen Glendower is showing, given his irascibility, Hotspur is suitably unimpressed. The very course of nature must be altered to suit the prideful whims of these great men. In turn, he is accused by Worcester of “Pride, haughtiness, opinion, and disdain” (183). But Hotspur is at his best in jesting with Kate as Mortimer’s Welsh wife sings an incomprehensible tune in her native tongue.

Act 3, Scene 2 (645-49, )

King Henry now confronts his wayward son, laying bare the secrets of his success: Henry says he carefully managed his image with the common people, appearing so seldom and so impressively that, “I could not stir / But like a comet I was wond’red at” (46-47). The point King Henry makes is one that still applies today—whatever system of government a ruler may preside over, he or she cannot accomplish much without at least some regard from the public. King Richard evidently did not understand this basic fact of governance since he ruined his reputation with the nobility and cared little what the common people thought. King Henry bitterly compares his own son with Richard, and seems pleasantly surprised at the strong answer Prince Hal returns: “I will redeem all this on Percy’s head, / And in the closing of some glorious day / Be bold to tell you that I am your son” (132-34). He also assures the king that he understands something of the public relations lesson just given to him: “Percy is but my factor, good my lord, / To engross up glorious deeds on my behalf” (147-48). The march to battle begins on “Wednesday next.”

Act 3, Scene 3 (649-53, )

While Hal is gearing up for heroic exploits, Falstaff is quarreling with Mistress Quickly at the Boar’s Head Tavern. Sir John’s accusation against Quickly is a petty attempt to hide the fact that he owes her money, and his claim leads Hal to confess that he is the one who made himself acquainted with the worthless contents of Falstaff’s wallet. Hal informs Falstaff of the good news that he has procured him “a charge of foot” (186), i.e. a company of infantrymen, but Falstaff’s response indicates that he can’t see why the doings of the upper orders should inconvenience him—the aristocratic rebels, he says, “offend none but the virtuous” (191). His place is in the Tavern, and that’s where he would prefer to stay, knightly status notwithstanding. Falstaff’s orientation towards time is not providential, as Hal’s is, but is instead a form of denial: where T. S. Eliot’s J. Alfred Prufrock measure out his life in coffee spoons, Falstaff measures them with swigs of cheap liquor.

Act 4, Scene 1 (653-56, )

Things are going badly for the rebels since Hotspur’s father is ill and Glendower must delay his advance for two weeks. But Hotspur’s thoughts are only on his epic confrontation with “The nimble-footed madcap Prince of Wales” (95). Hotspur is spirited and noble, but he lacks the capacity for development and doesn’t possess the practical regard for facts that a successful ruler must: a man who doesn’t care whether thirty thousand or forty thousand soldiers will oppose him is unlikely to win his battles for long.

Act 4, Scene 2 (656-57, )

Predictably, Falstaff has pulled a scam on the king’s dime, threatening to draft only those men he knows will pay good money to get out of their service, and he has filled the actual places with poor fools who have no options. But he has picked up “three hundred and odd pounds” (14), a knavish bargain. The prince begins to show his disgust at Falstaff’s dangerous dishonesty, and calls his soldiers “pitiful rascals” (64). Falstaff is beginning to appear as the parasite he really is, and his jests will end in the death of others who have done him no harm. At least at this point, it is difficult not to question the prince’s maturity since, after all, he has freely given such an irresponsible rogue the authority to command soldiers.

Act 4, Scenes 3-4 (657-61, )

Hotspur continues, among his confederates, to abuse King Henry roundly, castigating him for his “seeming brow of justice” (83), and pointing out that Henry owes his crown to the very people he now finds against him, for what they consider excellent reasons. Scroop, Archbishop of York, determines that he had better take precautions against King Henry, who is aware of his being in league with the rebels.

Act 5, Scene 1 (661-64, )

King Henry confronts the rebel Worcester, and the emptiness of the latter’s claims soon become apparent: Worcester complains that Henry promised to take only the Dukedom of Lancaster of which the greedy Richard had deprived him, but then usurped the kingdom. Strictly, this is true, but it is also beside the point since the promise itself was ridiculous. It would be fair to point out that sometimes the nobility and the monarch quarreled and then patched things up (at least temporarily), but Henry’s step of invading English soil during his period of banishment seems too extreme for such patching-up to work. His endeavor was an all-or-nothing affair, I believe, and in Richard II his promise hardly seemed credible even when he made it. It’s also hard to see how someone like Worcester, supposedly a savvy political operator, could have failed to perceive the hollowness of Henry’s “promise.”

Prince Hal offers to settle the dispute by single combat with Hotspur, but this chivalric gesture goes nowhere, and Hal in turn points out that the king’s offer of reconciliation with the rebels stands no chance of being accepted. Falstaff is already sick of the whole affair, and after complaining to the prince, “I would ‘twere bed-time, Hal, and all well” (125), he is inspired in that gallant’s absence to utter his famous definition of honor: “honor is a mere scutcheon” (140). The play in its entirety by no means sides with Falstaff in supposing that honor is a hollow emblem, but this anti-heroic view is acknowledged as a useful counter-narrative to keep the “heroics” of the history cycle in perspective. It is of course an ancient view—one has only to think of Homer’s Thersites in The Iliad to gauge its impressive pedigree.

Act 5, Scene 2 (664-66, )

Worcester points out the obvious; namely, that the king can’t mean to keep the promise of clemency he has just made, and it’s decided to keep this part of the news from Hotspur. Hotspur is as ready as ever to fight.

Act 5, Scene 3 (666-68, )

Blunt has bravely died in the king’s stead, as Douglas, his killer, finds when Hotspur arrives on the scene. The prince has had enough of Falstaff’s cowardly behavior. Alone, he admits that he has got his whole company shot to pieces, and then his jest comparing a gun with a bottle of sack (wine) falls flat with the prince, who rails at Falstaff, “What, is it a time to jest and dally now?” (55) Falstaff is nonplussed, and willingly forgoes “such grinning honor as Sir Walter hath” (59). As he says, honor sometimes comes to a man in the fog of war, even though his intentions are on anything but gaining honor. The after-narrative may speak kindly of him.

Act 5, Scene 4 (668-71, )

Prince Hal’s redemption of time begins to show in his actions during this scene—disdaining help for his slight wound, he rescues his father from the sword of Douglas . The king’s actions had brought him to this, we might say—it had brought him to a confused battlefield where a determined enemy sought to end his usurped reign. The redemptive answer to this threat is the prince himself. Henry’s ultimate legitimacy, it might be inferred, is none other than Hal, who, as we know, will go on to become King Henry V, whose brief reign would bring glory to England against the French at Agincourt. We learn in this scene that some had said Hal wished his father dead, and now that ugly slander is put to rest. But the prince has still more work to do, and he soon finds himself facing his nemesis Hotspur, whom he kills and praises to the heavens.

Falstaff, in spite of his principles, is also in the thick of battle, and just before the prince kills Hotspur, Falstaff saves his own hide by playing dead when Douglas challenges him. The fat knight is offended when Hal notices him and more or less sets him forth as he really is: “Death hath not strook so fat a deer to-day, / Though many dearer, in this bloody fray” (107-08). Well, it isn’t even so much the insult that gets to Falstaff as the certainty that he is dead—to be dead, says Falstaff, is to be “a counterfeit” (115-16), and then comes the immortal line, “The better part of valor is discretion” (119-20), which sounds like a twisted variation on Aristotle’s definition of virtue as the mean between cowardice and foolhardiness. To make matters still more absurd, Falstaff decides he might as well claim he killed the already dead Percy, and abuses his corpse with his sword. Caught in the act by Lancaster and the prince, Falstaff can only lie through his teeth to the very man who actually did kill Hotspur. Strangely, even before he hears the horn blast that signals the enemy’s retreat, Hal agrees to go along with Falstaff’s ridiculous pretension: “if a lie may do thee grace, / I’ll gild it with the happiest terms I have” (157-58). This indulgence may seem strange when we consider how intently Hal had come to look forward to this defining moment: killing Hotspur constitutes completion of the “redemptive” project he has promised the king, and by all rights the act should be trumpeted across the kingdom, not dissembled to serve the private interests of a rogue like Falstaff. One of my professors at UC Irvine remarked that perhaps this odd moment is a nod on Shakespeare’s part to the messiness or fogginess of the chronicles themselves—how difficult it is to know “what really happened” during history’s great events! It’s also true that at least Hal knows, within himself, what he’s made of, though that’s only a partial explanation since a great prince is not a private person but a public figure. Perhaps, too, Hal’s actions flow from the deep sense of English history with which Shakespeare endows him.  He seems secure in his triumph now.

Act 5, Scene 5 (671-72, )

Prince Hal shows magnanimity in pardoning the Douglas for the sake of his valor in battle, and there’s still more fighting to do before the rebels are entirely vanquished. Prince Hal will proceed to Wales, there to face Glendower and the Earl of March.

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

The Second Part of Henry the Fourth

Commentaries on Shakespeare’s Histories

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Shakespeare, William. The Second Part of Henry the Fourth. (Norton Histories, 2nd ed. 673-757).

Why Shallow ? He is partly a foil for Falstaff, believe it or not.  Even Jack sees through his old acquaintance’s claims to a riotous youth, his selective and creative memory about his own personal past.  Shallow is “shallow” because the currents of time, for him, run thin – there’s no depth or authenticity in him.  Falstaff is privileged for a while to be near the royal sunshine, at least while it’s clouded over.  He meets some of the great people of the times, like Henry IV’s sons as they march across the stage of English history.  But not Shallow.

The disorder of rebellion has transformed men from their proper selves – a theme that provides some of the more powerful rhetoric in the play.  The Archbishop comes in for criticism most of all since he turns his religious authority towards taking down the king.  This kind of distortion from right office and proportion is the dark potential in historical change.  Hal, by contrast, is more like Jove hiding himself to practice his deceptions before returning to Olympus.  He is friends with that old lord of misrule, Falstaff, who is constantly described as being almost like “Vice” in a morality play, but it turns out, as we are told from the outset, to be true that Hal is in league with providence and that his sense of time is redemptive.  Misrule is an education for him, a pattern by which to judge the wrongdoers he will later need to deal with sharply.  A prince royal or a king may be “but a man,” but it seems we aren’t to judge him on quite the same temporal scale as we judge others.

The source of Henry IV’s fear, we know already from the first play, is guilt because he had initiated his own rule at the expense of Richard II’s death, and the consequences have been violent revolt.  Now that peace is restored, he fears his heir will unleash the spirit of revelry and greed upon the kingdom, achieving only an anarchic reign rather than true succession, which had been the king’s best hope for a happy continuation of his dynasty.

In Act 4 note the parallel with Christ in the Garden of Gethsemane – could you not wait with me even for an hour?  Yet we see the inappropriateness of this reference because Henry IV is no angel, considering how he came by the crown.

The play stages reflections on the private personal mythologies of men like Falstaff and Justice Robert Shallow, mythologies that have currency and scope only within such characters’ restricted social circuits.  But we know that such “personal mythologies” are by no means limited to small or middling characters; recall Owen Glendower’s sureness that the very heavens quaked with prodigies at his birth, or the manner in which Harry Monmouth, Bolingbroke, i.e. Henry IV, came by his crown.  Ever the public-relations expert, he is dealing with the necessity of crafting a legend and an image that the people will accept, casting this image before himself as an interpretive guide to his actions present, past, and future.  It seems that some (like Henry IV and Falstaff) are more self-conscious about this “creative” process, and try to use it to their gain, while others, like good Master Shallow, engage in it more or less unconsciously, to cover up the void of their present existence. (We notice Shallow’s concern for advancing age, the yawning grave – something Falstaff has shrunk from, too.)  Some, like Henry IV, see the limitations and perils of this drive to mythology, too.  Perhaps they use it after the manner of Plato’s well-intentioned philosopher kings in The Republic.  I suppose Falstaff is in his way just as reflective, though of course his way of dealing with it is to turn to cynicism and moral relativity that can have dire consequences for those who serve him, like the poor ragamuffins who are “peppered with shot” under his cowardly command.  Falstaff has certainly mixed with the great, taking his part in the weaving of history, thus showing that they are not gods.  Ultimately, Hal’s promise to maintain the lie that graces Falstaff’s absurd pretensions can’t be sustained: the great events and their aftermath demand better, and he is swept aside with nothing but a vague promise of possible rehabilitation, redemption.  But we know from Henry V that old Jack dies a sad, broken man, lost in his abandonment by the prince he loved.

The sentimental moments in WS’s portrayal of Falstaff are genuine, but their scope is ruthlessly limited by events and great personages from the tapestry of English history.  This is something his plays’ very structure is determined to bring home to us.  Word and sentiment can’t be permanently subordinated to action, and in the end, the world is not to be sacrificed to a quibble or a quibbling character.  On a more existential level, this “roasted manning-tree ox with the pudding in the middle” Jack, brimming with life and overflowing, bursting his proper confines, is reduced to his true dimensions: the ones left him by a life poorly lived and a decaying mass of flesh.  Everyone, as the meanest soldier in King Henry IV or V’s army might have told him, “owe God a death.”  It’s his privilege that no less a man than Prince Hal informs him of his responsibilities.

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

The Life and Death of King John

Commentaries on Shakespeare’s Histories

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Shakespeare, William. The Life and Death of King John (1594-96; Norton Histories, 2nd ed. 529-94).

Timeline of the English Monarchy from the Plantagenets to the Stuarts

House of Plantagenet’s “Angevin” line

The line is so named in modern times due to the following lineage: Geoffrey Plantagenet, Fifth Count of Anjou, France married Matilda, daughter of English King Henry I (this king was one of William the Conquerors’ sons).  Matilda’s son by Geoffrey Plantagenet became English King Henry II.

Henry II (1154-89; his queen was Eleanor of Aquitaine; see the film The Lion in Winter)

Richard I (1189-99; Berengaria of Navarre; Timeline of Richard I’s Reign)

John (1199-1216; Isabel of Gloucester; Isabella of Angoulême; Timeline of John’s Reign)

Henry III (1216-72; Eleanor of Provence)

Edward I (1272-1307; Eleanor of Castile; Margaret of France)

Edward II (1307-27; Isabella of France, who deposed him with the aid of Roger Mortimer)

Edward III (1327-77; Philippa of Hainault)

Richard II (1377-99; Anne of Bohemia; Isabella of Valois)

After this line comes the Plantagenet branch called Lancaster

The line was descended from John of Gaunt, Edward III’s third son; Gaunt married Blanche of Lancaster, daughter of Henry of Grosmont, First Duke of Lancaster.  Their son became Henry IV (who was born in Bolingbroke Castle, Lincolnshire, thus “Bolingbroke”).

Henry IV (Bolingbroke, 1399-1413; Mary de Bohun; Joan of Navarre)

Henry V (victor over the French at Agincourt in 1415; ruled 1413-22; Catherine de Valois)

Henry VI’s two interspersed reigns (1422-61, 1470-71, murdered; Margaret of Anjou)

Then follows the Plantagenet branch called York:

The line was descended paternally from Edmund of Langley, First Duke of York, who was the fourth son of Edward III; maternally descended from Edward III’s second son Lionel, Duke of Clarence–this latter descent constituted their claim to the throne.

Edward IV (1461-70 [Henry VI captive], 1471-83 after Henry VI’s murder; Elizabeth Woodville)

Edward V (briefly in 1483, perhaps killed)

Richard III (1483-85, killed at Bosworth Field by Henry Tudor’s forces; Anne Neville, widow of Edward Prince of Wales and daughter of the Earl of Warwick)  The action at Bosworth largely ended the struggle between Yorkists and Lancastrians from 1455-85 known as the Wars of the Roses because the Yorkist emblem was a white rose and the Lancastrian a red rose.

The Tudor line begun by Henry Tudor runs as follows:

Henry Tudor’s grandfather was the Welshman Owen Tudor (who fought for Henry V at Agincourt in 1415 and lived until 1461, when he was executed by Yorkists led by the future King Edward IV).  Henry’s father was Edmund Tudor, First Earl of Richmond (Edmund’s mother was apparently Henry V’s widow Catherine de Valois, whom Owen Tudor is said to have secretly married).  Henry Tudor’s mother was Lady Margaret Beaufort, and it is from her that he claimed his right to the throne since she was the great-granddaughter of John of Gaunt by his third wife Katherine Swynford.

Henry VII (i.e. Henry Tudor; 1485-1509; Elizabeth of York, Edward IV’s daughter)

Henry VIII (1509-47), Edward VI (1547-53; Catherine of Aragon through 1533; Anne Boleyn; Jane Seymour; Anne of Cleves; Catherine Howard; Catherine Parr)

Mary I (1553-58, co-ruler Philip of Spain)

Elizabeth I (1558-1603; never married)

Then come the Stuarts

The Stuarts’ claim to the English throne was initiated when in 1503, Scottish King James IV married English King Henry VII’s daughter Margaret Tudor, and they had a son who became Scottish King James V.  His daughter Mary became Queen of Scots; Mary’s son by Lord Darnley (Henry Stuart) became English King James I.

James I, (1603-25; Anne, daughter of Frederick II of Denmark and Norway)

Charles I (1625-49; Henrietta Maria, daughter of Henri IV of France), beheaded by Oliver Cromwell’s Puritan forces during the English Civil War (1642-51). 

After 1660, we have the Restoration of the Stuart monarchy in the person of

Charles II (1660-85, the Restoration; Catherine of Braganza).

Historical Gloss Regarding King John: John’s reign is significant not only for his forced signing of the Magna Carta in 1215 (whereby angry feudal nobles wanted to check some of his arbitrary powers), but also because his loss of most of England’s French territories helped to set the stage for Europe’s Hundred Years War from 1337-1453 – mainly a struggle between the French kings of the House of Valois and England’s Plantagenet rulers, who claimed the right to France after the death of the last direct ruler in the French Capetian line.  What John lost, subsequent English kings, such as Edward III and Henry V, tried to get back, culminating in the loss of nearly everything in France by Henry V’s son, the hapless Henry VI, whose reign saw the English Wars of the Roses that ran for a few decades beginning in the mid-1450s.  This English struggle, then, dovetails with the Hundred Years War: Henry VI’s incompetence, it’s reasonable to infer, contributed to the English nobility’s dissatisfaction and determination to replace him with someone more capable (and of course of their own faction).  In Shakespearean terms, the heroic Henry V successfully reversed the misfortunes of John, only to find his son (of I, II, and III Henry VI) throwing it all away; from thence it’s a short step to the territory covered by Richard III, in which play the Yorkist King Edward IV has already taken out his Lancastrian predecessor and is to be succeeded by his younger brother Richard of Gloucester, who as Richard III is soon toppled by Henry Tudor.  This Henry VII (Tudor) founds the line culminating in the long, illustrious reign of Shakespeare’s own Queen Elizabeth.  In a sense, the French victory in the Hundred Years War proved hollow – the conflict was fought mainly on French soil and devastated the population, while England prospered in spite of all the violence, giving it an advantage as the early modern period in Europe began.

Act 1, Scene 1

538.  At the outset of the play we find Queen Eleanor (i.e. Eleanor of Aquitaine, Henry II’s widowed queen) immediately undercutting King John’s claim to the throne he already holds.  It is not that she wants him to give up the crown, but rather that she is trying to shape his understanding of his position.  It is not about “right” but rather about “strong possession” (40).  That is the only thing keeping young Arthur and his mother Constance from succeeding (Constance, Duchess of Brittainy is the widow of Geoffrey II, Duke of Brittany – this man was John’s elder brother, as was Richard the Lionheart).  Queen Eleanor is a Machiavellian before Machiavelli.

539.  Enter Philip the Bastard, who is mentioned only once or twice in the Holinshed Chronicles but who Shakespeare decides to make a major character in his own play, one that as A. R. Braunmuller points out in his essay “King John and Historiography” (ELH 55, 1988: 309-32), is invented almost whole cloth and steps out boldly but then fades into near irrelevance to suit Shakespeare’s interests.  The younger Falconbridge lays claim to what should logically be Philip’s inheritance from Robert Falconbridge, and Philip’s manner of defending his patrimony rises to genuine comedy.  Philip simply compares his own personal appearance to that of his unattractive younger brother, and insinuates and then states outright that he is indeed the illegitimate offspring of King Richard I.  Queen Eleanor and King John can see “perfect Richard” (89) in the face of this saucy man, and they hear the departed King in his voice and manner.  King John goes along with Philip rather than his younger brother: it does not matter whether or not Philip is legitimate, it only matters that he was born while his mother was married to Robert Falconbridge. 

540-41.  But that isn’t what Queen Eleanor is interested in, and neither is it Philip’s real concern: she asks him point blank whether he would rather inherit his Falconbridge patrimony or be considered “the reputed son of Coeur-de-lion, / Lord of thy presence, and no land beside” (136).  Philip is invited to follow Queen Eleanor since she is “a soldier and now bound to France” (150).  The play is not very historical, although as Braunmuller says, it should be noted that the original Chronicles themselves are re-imaginings of earlier historical records and serve the needs of the present, like a work of drama.  But this reimagining of Queen Eleanor strikes me as accurate in spirit: she was a martial character, a strong woman and capable politician who was always up to something regarding her husband King Henry II, at one point even encouraging her sons to rebel against him and ending up in custody because Henry did not trust her.  (She died in 1204, though the play makes it seem as if she passed away shortly before her son King John falls mortally sick in 1216.)  Well, Philip makes the stronger choice and is told by John, “Arise Sir Richard and Plantagenet” (162).  It is better to be the grandson of Eleanor of Aquitaine than to be the legitimate son of a nobleman.  It’s clear that he and Eleanor agree in political matters: “have is have, however men do catch” (173).  And with this observation they are off for France.

542.  They do not depart, however, before Philip makes a number of witty observations on the transformation he has just undergone.  He now has the power to transform others, he tells us – he can make an ordinary Joan a lady, and join in the flattering and deception that he calls “worshipful society” (205).  He may be illegitimate, but he is not, as he points out, “a bastard to the time” 207).  There is a big difference between Philip and someone like Paroles in All’s Well That Ends Well.  The latter character understands nothing but flattery and fashion, but Philip is savvy, and he knows these things are merely tools: though you use them, you must not be taken in by them yourself.  That’s the sort of advice Machiavelli gives the Medici: know the difference between your public and private qualities and behavior.  We can see this when he says, “though I will not practice to deceive, / Yet to avoid deceit I mean to learn; / For it shall strew the footsteps of my rising” (214ff).  In his essay “Of Great Place,” Sir Francis Bacon writes the following: “All rising to great place is by a winding stair; and if there be factions, it is good to side a man’s self whilst he is in the rising, and to balance himself when he is placed.”  Philip doesn’t need to be told this since he already knows it.

543-44.  Philip’s next task is to square things with his mother, which involves getting her to admit she bore a child by a man not her husband.  Since the man in question was a king, this proves not to be too difficult a task.  Philip makes his mother’s admission a chivalric cause: “If thou hadst said him nay, it had been sin. / Who says it was, he lies: I say ’twas not” (275).  Oscar Wilde has a character in one of his plays insist that there are some temptations one must give in to or risk being diminished, and it seems that both Philip and his mother agree.

One thing worth noting about the entire first act is that not very much of it is about King John.  At times, he does not even seem like the most important character in the play.  This is not necessarily a flaw in Shakespeare’s dramatic art, but may rather be a statement about the turgid nature of the historical era Shakespeare is covering.  The Chronicles from which he borrows often give confusing, difficult reasons for historical events, and the monarchy was by no means as centralized in feudal times as it would become later on in the Early Modern Age.  King John “Lackland” (so-called as the youngest of Henry II’s sons) set the stage for a few centuries of English history thanks to his losses in France, losses that subsequent kings of England would try to erase.

Act 2, Scene 1

544.  The beginning of the first scene is taken up with the stale set-piece rhetoric of the French party.  King Philip and Austria make bold claims about how they’re going to help Constance and her young son Arthur, and it is announced that King John, Queen Eleanor and her granddaughter Blanche and “all the unsettled humours of the land” (545, 66) are on the way to Angers.

546.  King John and King Philip trade contentious claims, King Philip describing Arthur’s face as if it were a text in which is read the ruin of King John.  Queen Eleanor rails away at Constance, and Philip the Bastard mocks Austria, whom he will later kill during a battle.  Poor Arthur understands what the fuss is about, but the boy is modest and just wishes he were back home and not the pawn in an argument between two mighty kings. 

548.  The Citizen spokesman of Angers insists that the town is loyal, but it will prove loyal only to the man who demonstrates the greater military capacity (550, 270ff).  In other words, Angers values what Queen Eleanor called “strong possession,” not necessarily legitimate right.  In this play, de facto trumps de jure any day.  Without wanting to run afoul of the censors over at the Revels Office, Shakespeare seems always to have had a keen understanding of this basic fact of European history; he didn’t need Chairman Mao to tell him that “political power grows from the barrel of a gun” (or a spear, or cannon, or whatever).

550.  A battle follows, and the only clear thing is that it isn’t clear who won.  Philip’s rhetoric at the bottom of 551 does nothing to change this.  He revels in battle, but the two kings desperately want the matter clarified.  It seems at first as if they are going to accept his advice: “Be friends a while, and both conjointly bend / Your sharpest deeds of malice on this town” (379).  However, the Citizen promptly undercuts Philip by proposing a match between Queen Eleanor’s granddaughter Blanche and the Dauphin.  They do not seem particularly impressed with all the high rhetoric that has passed from the kings’ lips to their battlements, and in fact Philip is impressed with the Citizen (554, 467-68).  So much for King Philip’s statements such as, “shall your city call us lord / In that behalf which we have challenged it, / Or shall we give the signal to our rage, / And stalk in blood to our possession?”  (549, 263ff) This in itself is a pale matchup with similar threats in Henry V.  I am thinking of Act 3, Scene 3, lines 104-20 of that play (page 795 in Norton Histories); the initial lines run, “Therefore, you men of Harfleur, / Take pity of your town and of your people, / Whiles yet my soldiers are in my command …” (3.3.104-06)

556.  Anyway, the Citizen’s plan strikes both King John and King Philip as excellent, and the promise is made.  Philip the Bastard is bemused by it all, how easily these great men turn to something very like wrangling over the price of some object: “Mad world, mad kings, mad composition! / John, to stop Arthur’s title in the whole, / Hath willingly departed with a part…” (562).  He puts it all down to “Commodity, the bias of the world” (575).  His only reason for being scandalized, he admits, is simply that his turn has not yet come to turn a buck.  Situational ethics is all the rage.  As Philip puts it, “whiles I am a beggar I will rail, / And say there is no sin but to be rich, / And being rich, my virtue then shall be / To say there is no vice but beggary” (594ff).  Up to this point, Philip’s character is consistent; it is that of an ambitious joker but also a man of considerable bravery.  He livens up a play that is after all heavy with conventional dialogue and light on action.  The most interesting character isn’t John but Philip, and indeed his supposed father Richard the Lionheart (famous for his participation in the Third Crusade with King Philip of France against Saladin) may have had some illegitimate offspring, but there’s no evidence Philip existed aside from a few passing mentions in the Holinshed Chronicles.  

Act 2, Scene 2

557.  In the brief second scene, Constance can hardly believe the deal that has just been struck at her expense, and as so many royal characters do, she blames the messenger, who in this case is Salisbury.  She sounds to me a bit like Richard II, Shakespeare’s poet king who likes to “sit upon the ground, / And tell sad stories of the death of kings” (499, 3.2.151ff).  Constance complains, “Here I and sorrows sit; / Here is my throne; bid kings come bow to it” (558, 73-74).

Act 3, Scene 1

559-60.  In the first scene, Constance gets in a few good digs at Austria, seconded by Philip the Bastard at line 55.  But it is with Pandolf that the real troubles begin since he comes from Pope Innocent III demanding that King John install Stephen Langton as Archbishop of Canterbury.  John responds as if he doesn’t know the English Reformation of the early 1530s hasn’t happened yet (Martin Luther’s European Protestant Reformation began in 1517), insisting that no earthly force can “task the free breath of a sacred king” (74), and other words to that effect.  John refuses to back down even when threatened with excommunication, but King Philip will bow to the power of the Pope.  Pandolf claims to the perplexed French king that “All form is formless, order orderless, / Save what is opposite to England’s love” (562, 179ff).  Once again, Constance can hardly believe what happens but this time the development is one she welcomes since it places the question of Arthur at center stage again.  In essence, Constance is supporting the Pope for her own personal dynastic reasons.  King John, of course, is infuriated with King Philip for this falling away so soon after a bargain has been struck.  Just as the Norton editors have written, the undermining of almost every determination and action is the recurrent theme of this play.  High words are spoken, arms are taken up, and deals are made, only to be annulled by the next character who walks onto the stage.  We are not exactly being treated to a providential representation of the historical process.

Act 3, Scenes 2-3

564-66.  In the second scene, Philip the Bastard informs us that he has killed Austria.  He has also, he tells King John, rescued his grandmother Queen Eleanor.  Then in the third scene, King John announces that it’s time for Philip to return to England and shake some money out of the stingy Church.  It’s clear that the young man is delighted at the prospect.  He is becoming John’s loyal lieutenant and right-hand man – not bad for a fellow who probably didn’t even exist!  Now comes John’s pitch to “gentle Hubert” (565, 19), whom of course he takes to be anything but gentle.  John’s father Henry II is famous for supposedly having muttered in his anguish over resistance from Thomas à Becket, “Will no one rid me of this meddlesome priest?”  But King John takes a more direct approach: he tells Hubert that Arthur is “a very serpent in my way” (566, 61), and then makes it even more plain by intoning the word “Death” at line 66.  He sounds more like Richard III informing Buckingham that he wants the sons of Edward IV done away with than Henry II.  It’s chilling to hear him then say to Arthur, “Hubert shall be your man, attend on you / With all true duty” (566, 73).

Act 3, Scene 4

567-68.  In the fourth scene, King Philip is facing the news that the French have lost, though this is not based on historical precedent.  Anyway, Arthur has been taken prisoner, and Constance embraces death with high rhetoric, trying to fire up King Philip.  She unbinds, binds and then undoes her hair again, almost like a madwoman, and King Philip utters the common Shakespearean charge that she is indulging herself in excessive grief.  But Constance insists that the form of her body should mirror the state of her mind: “I will not keep this form upon my head / When there is such disorder in my wit” (569 101ff), and Philip worries that she might do herself violence.

569-70.  Also in the fourth scene, the Dauphin gets a lesson in realpolitik from Pandolf, the legate of Pope Innocent III.  With Arthur out of the way, the Dauphin will be free along with Blanche to make the same claim that Arthur would have made.  Again, this is not historical but rather something Shakespeare adds for dramatic purposes.  The public, explains Pandolf, begins to hate King John, and their belief that he has done away with Arthur will condemn him in their eyes.  Pandolf is making the point that as soon as the French march upon England, John will have to get rid of Arthur.  Furthermore, Pandolf says, Philip the Bastard is infuriating the Church and further alienating them from the king.

Act 4, Scene 1

570-73.  What we get is an idyllic portrait of young Arthur, Duke of Brittany, one that melts the heart of Hubert, who tries without success to be the stony agent of King John’s desires.  I have read (in A.R. Braunmiller’s article mentioned above) that the sheer confusion involved in this representation – namely the idea that the punishment is to put out Arthur’s eyes, whereas we had thought he was to be killed outright – may in fact be a deliberate repetition of the confusion or multiplicity of causes found in Shakespeare’s source material.  This kind of confusion, runs the idea, may have been one way to keep ahead of the Master of the Revels (the Elizabethan/Jacobean censor’s office).  I don’t know if that’s the case, but it’s possible. 

In any case, this scene is interesting for its representation of Hubert’s conscience.  Camille Wells Slights writes well in her essay The conscience of the King: Henry V and the reformed conscience (Philological Quarterly, Winter 2001) that “Conscience was usually defined as the part of practical understanding that applies inherent knowledge of the basic principles of good and evil to particular actions, judging past actions and legislating future ones” and again that with regard to Shakespeare’s histories, “conscience is the nexus where internal self-awareness and external political action, the obligations of obedience and the authority of personal judgment converge.”  These remarks are very appropriate for the scene we are now reading: Arthur’s words awaken Hubert’s “mercy,” which up to now has supposedly been dead inside of him.  The Elizabethans do not have a fully developed language for the internal operations of the self, but what seems to be happening here is that some interior awareness on Hubert’s part awakens his emotions and leads him to disregard the political duty he had sworn to King John.  He keeps trying to treat the action in a mechanical way, referring to the instrument he needs to use, but his cold resolution is no match for the boy’s piteous language, which even bestows a Macbeth-like weirdness to the heated poker that Hubert means to use: “All things that you should use to do me wrong / Deny their office…” (573, 117-18).  In the end, Hubert decides to let Arthur live and disguise his act of mercy from the king – which of course would have been a good thing, if anything ever went as planned in this play.  Just as Lysander of A Midsummer Night’s Dream says about erotic pursuits that “the course of true love never did run smooth,” so the best-laid plans of the characters in King John seem always to go running off in some direction those characters never would have guessed.

Act 4, Scene 2

573-75.  This is a momentous scene, and a tragic setup for the fortunes and spirits of King John.  At its beginning, we find him being re-crowned, much to the displeasure of great lords such as Salisbury and Pembroke, who consider it an excessive gesture, especially since they suspect that he has ordered the murder of Arthur.

576-79.  King John takes the measure of this situation and utters a medieval sententia: “they burn in indignation.  I repent. / There is no sure foundation set on blood, / No certain life achieved by others’ death” (103-05).  Just when he has realized this, the news comes that both Queen Eleanor and Constance are dead.  Historically, this is not accurate since Eleanor of Aquitaine died in 1204, which is nowhere near the end of John’s reign.  But no matter, the scene is dramatic, not historical.  From this point forwards, John will seem adrift, hardly knowing what to do, even though Philip gets him to pull himself together for the moment, if only to hear further bad news.  It seems that the common people are “Possessed with rumors, full of idle dreams, / Not knowing what they fear, but full of fear” (145-46).  John’s answer to this is to order one of their prophets hanged.  The king is still optimistic about the noblemen, at least: “I have a way to win their loves again” (577, 168).

King John is at first angry with Hubert and his conscience troubles him terribly (578-79, 246-49); he believes, of course, that he has carried out his task, but Hubert soon disabuses him of this belief.  In brief, John finds what he did impossible to face; like Macbeth, he is frightened to think of what he has done, and dares not look upon it.  No, John must blame his subordinate instead.  This is not an unusual reaction amongst the powerful – Queen Elizabeth I, for example, basically denied issuing the death warrant that sealed the fate of Mary Queen of Scots (the later James I’s mother), even though there is no doubt that she signed the order because Mary was considered a threat to her continued reign.  Anyway, John is overjoyed to hear that Hubert is not as bad a fellow as he looks and did not do the bloody deed.

Act 4, Scene 3

579-82.  Arthur decides to make an escape attempt, but falls upon the hard pavement and dies.  Salisbury discovers the body, and Philip is as stunned as anyone else: “It is a damned and a bloody work, / The graceless action of a heavy hand – / If that it be the work of any hand” (580, 57-59).  Hubert then shows up and is promptly accused of murdering Arthur, but he vehemently denies it.  The Bastard still suspects him and now says something we might not have expected him to say, given his character for the first three acts or so: “I am amazed, methinks, and lose my way / Among the thorns and dangers of this world” (582, 141-42).  Gone is the flippant and courtly adventurer: Philip is genuinely shocked to see the broken body of little Arthur lying upon the ground.

Act 5, Scene 1

583-84.  Pandolf makes peace with King John in the Pope’s name, ceremonially giving him back his crown.  Now John is confronted with the horrible news that Arthur is in fact dead.  Philip tries to buck up his spirits and urge him to fight the French here on English soil, but John renders that advice irrelevant by pointing out that he has just made peace with the Pope.  The Dauphin no longer presents a threat.  Philip’s response to this is incredulous: “O inglorious league!”  (584, 65) John seems to put the affairs of state into Philip’s hands.

Act 5, Scene 2

584-88.  Salisbury laments that he must draw his sword against his own country (585).  The Dauphin is amazed to hear Pandolf declare that it’s time to pack up and go home because peace has been made with John.  He thinks he is playing with the best hand – why fold now?  On 587, Philip the Bastard is delighted that the young man isn’t listening to Pandolf; Philip is spoiling for a fight, and a fight he will have.  A battle takes place at the end of this scene.

Act 5, Scenes 3-5

588-90.  King John is in no state to manage affairs on the battlefield because he has come down with a fever, and even the news that the enemy’s ships were wrecked does nothing to cheer him up.  The rebellious English lords hear from the dying Count Melun that the Dauphin plans to cut off their heads if he wins, so they desert him and go back to King John.  The Dauphin remains optimistic in spite of his troubles.

Act 5, Scenes 6-7

591-94.  Now we are told on 591 that King John has been poisoned by a monk who was no doubt angry over the virtual ransacking of the Church by Philip.  The Lords have returned with John’s young son Henry, and by the beginning of Scene 7, John is near death: “all my bowels crumble up to dust; / I am a scribbled form, drawn with a pen / Upon a parchment, and against this fire / Do I shrink up” (592, 31-34).  There is perhaps something in this of guilt and visions of hellfire, as when John says, “Within me is a hell, and there the poison / Is, as a fiend, confined to tyrannize…” (593, 65-66).  But it’s also possible that the references to writing are a glance in the direction of the confusing historical record itself, as if the truth of King John’s thoughts and his reign burned along with his feverish body.  Philip still believes the main part of the fighting lies ahead after John’s death, but he is quickly informed that such thoughts are unnecessary since the Dauphin is willing to put the whole matter in Pandolf’s hands; the battle is ended.  Philip looks a little like the Superfluous Man at this point since his loyalty to John need no longer take such a martial form as previously.  But now he turns that loyalty to John’s young son, Henry III, and pronounces the play’s final judgment on the events that have passed: “This England never did, nor never shall, / Lie at the proud foot of a conqueror / But when it first did help to wound itself” (594, 112-14).  That judgment doesn’t have the ring of jingoism, even though the obvious primary reference is to the lords who temporarily took the side of the Dauphin against John; as it seems to me Philip indicated earlier, King John himself bore some of the blame for turning those lords away from him thanks to his plot against Arthur, amongst other things.   

Shakespeare’s source for this play seems to have been in part an anonymous work entitled The Troublesome Reign of King John, and that title says much: John’s reign was indeed a troublesome one in difficult, contentious times.  He is not at the end, nor was he ever, anything like the hero of this play, and in fact it makes sense to say that there really are no heroes to be found – not the admittedly strong women Queen Eleanor or Constance, mother of Arthur, not John, not the French royals, not Philip the Bastard, nor Arthur, who suffers such a pitiable fate.  I believe the Norton editors are correct to suggest that if some of Shakespeare’s other plays suggest something like a Tudor Providence, with history pointing towards the accession of the all-important Elizabeth of Shakespeare’s own time, The Life and Death of King John does not include itself in that Providence, but rather gives us a disturbing look at a process that seems at best structured by compounding frustrations and anguish unto death, and at worst random in its movement from one royal event and desire to the next.  John’s nascent Machiavellian craft comes to naught, and we are left with a strange feeling that nothing much has been settled or set up for future times, other than continued bad relations with France.

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

The Tragedy of King Richard the Second

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Shakespeare, William. The Tragedy of King Richard the Second. (Norton Histories, 2nd ed. 457-527).

Timeline of the English Monarchy from the Plantagenets to the Stuarts

House of Plantagenet’s “Angevin” line

The line is so named in modern times due to the following lineage: Geoffrey Plantagenet, Fifth Count of Anjou, France married Matilda, daughter of English King Henry I (this king was one of William the Conquerors’ sons).  Matilda’s son by Geoffrey Plantagenet became English King Henry II.

Henry II (1154-89; his queen was Eleanor of Aquitaine; see the film The Lion in Winter)
Richard I (1189-99; Berengaria of Navarre; Timeline of Richard I’s Reign)
John (1199-1216; Isabel of Gloucester; Isabella of Angoulême; Timeline of John’s Reign)
Henry III (1216-72; Eleanor of Provence)
Edward I (1272-1307; Eleanor of Castile; Margaret of France)
Edward II (1307-27; Isabella of France, who deposed him with the aid of Roger Mortimer)
Edward III (1327-77; Philippa of Hainault)
Richard II (1377-99; Anne of Bohemia; Isabella of Valois)

After this line comes the Plantagenet branch called Lancaster

The line was descended from John of Gaunt, Edward III’s third son; Gaunt married Blanche of Lancaster, daughter of Henry of Grosmont, First Duke of Lancaster.  Their son became Henry IV (who was born in Bolingbroke Castle, Lincolnshire, thus “Bolingbroke”).

Henry IV (Bolingbroke, 1399-1413; Mary de Bohun; Joan of Navarre)
Henry V (victor over the French at Agincourt in 1415; ruled 1413-22; Catherine de Valois)
Henry VI’s two interspersed reigns (1422-61, 1470-71, murdered; Margaret of Anjou)

Then follows the Plantagenet branch called York:

The line was descended paternally from Edmund of Langley, First Duke of York, who was the fourth son of Edward III; maternally descended from Edward III’s second son Lionel, Duke of Clarence–this latter descent constituted their claim to the throne.

Edward IV (1461-70 [Henry VI captive], 1471-83 after Henry VI’s murder; Elizabeth Woodeville)
Edward V (briefly in 1483, perhaps killed)
Richard III (1483-85, killed at Bosworth Field by Henry Tudor’s forces; Anne Neville, widow of Edward Prince of Wales and daughter of the Earl of Warwick)  The action at Bosworth largely ended the struggle between Yorkists and Lancastrians from 1455-85 known as the Wars of the Roses because the Yorkist emblem was a white rose and the Lancastrian a red rose.

The Tudor line begun by Henry Tudor runs as follows:

Henry Tudor’s grandfather was the Welshman Owen Tudor (who fought for Henry V at Agincourt in 1415 and lived until 1461, when he was executed by Yorkists led by the future King Edward IV).  Henry’s father was Edmund Tudor, First Earl of Richmond (Edmund’s mother was apparently Henry V’s widow Catherine de Valois, whom Owen Tudor is said to have secretly married).  Henry Tudor’s mother was Lady Margaret Beaufort, and it is from her that he claimed his right to the throne since she was the great-granddaughter of John of Gaunt by his third wife Katherine Swynford.

Henry VII (i.e. Henry Tudor; 1485-1509; Elizabeth of York, Edward IV’s daughter)
Henry VIII (1509-47), Edward VI (1547-53; Catherine of Aragon through 1533; Anne Boleyn; Jane Seymour; Anne of Cleves; Catherine Howard; Catherine Parr)
Mary I (1553-58, co-ruler Philip of Spain)
Elizabeth I (1558-1603; never married)

Then come the Stuarts

The Stuarts’ claim to the English throne was initiated when in 1503, Scottish King James IV married English King Henry VII’s daughter Margaret Tudor, and they had a son who became Scottish King James V.  His daughter Mary became Queen of Scots; Mary’s son by Lord Darnley (Henry Stuart) became English King James I.

James I, (1603-25; Anne, daughter of Frederick II of Denmark and Norway)
Charles I (1625-49; Henrietta Maria, daughter of Henri IV of France), beheaded by Oliver Cromwell’s Puritan forces during the English Civil War (1642-51).

After 1660, we have the Restoration of the Stuart monarchy in the person of

Charles II (1660-85, the Restoration; Catherine of Braganza).

Notes on King Richard II

Act 1, Scenes 1-2 (467-73, Richard judges quarrel between Mowbray, Bolingbroke; Duchess of Gloucester urges Gaunt to intervene for Bolingbroke, but he stays neutral)

The play begins with King Richard acting as arbiter of a feudal quarrel between Mowbray and Henry Bolingbroke, both of whom bandy words of high honor and charges of treason.  Richard himself was treated rather badly as a young man by the kingdom’s great lords, and we can see from the outset that there is no love lost between him and them.  In the second scene, the Duchess of Gloucester urges John of Gaunt to intervene on the side of Bolingbroke against Mowbray, but his own deep sense of complicity in the Duke of Gloucester’s death forces him to stay on the sidelines, to the great disgust of the Duchess.

Act 1, Scenes 3-4 (473-81, Richard banishes Bolingbroke for six years; Bolingbroke’s popularity; Richard’s concern over Ireland and callousness about Gaunt’s final illness)

Richard decides to banish Bolingbroke first for ten years and then, supposedly out of pity for John of Gaunt, for six years, while Mowbray is banished perpetually.  Right away, Richard is given cause for anxiety about Bolingbroke, who obviously knows how to ingratiate himself with the common people as he makes his exit from the country.  But Richard has little time to worry about that because he must turn his attention to the troubles in Ireland.  At the end of the fourth scene, we see our first evidence of Richard’s greediness and trenchant wit—when he hears that John of Gaunt is about to die, he jokes, “Pray God we may make haste and come too late!”  (481, 1.4.63).

Act 2, Scenes 1-2 (481-91, Gaunt scolds Richard’s management of the kingdom; York and Northumberland are disgusted with Richard; Bolingbroke is thought to be on the way back to England)

John of Gaunt scolds King Richard for the disordered state of his kingdom; he laments the great falling off of English prowess against the French since the time of Edward III: “That England that was wont to conquer others / Hath made a shameful conquest of itself” (483, 2.1.65-66).  Richard becomes increasingly impatient and sardonic, and cannot hide his disrespect for this dying pillar of the kingdom.  The old man calls him easy prey to flatterers and no more than a landlord rather than a king.  Fundamentally, Richard does not respect the feudal net of loyalties and obligations or the sacred quality of the crown—he is a feckless opportunist.  The Duke of York is also appalled at Richard’s rapacious behavior right after John of Gaunt passes away, and he tries to explain to him that when Richard abrogates the time-honored law of primogeniture, he undercuts the legitimacy of his own rule: “Is not his heir a well-deserving son? (485, 2.1.195; see 195-200).  But Richard’s glib rhymes overrule such mature advice.  The king even leaves York, whom he seems to consider docile enough to trust, in charge of managing the kingdom while he himself goes off to fight the rebellion in Ireland.  But York is clearly not to be dismissed like that, as we can see from his assessment of the situation in the second scene: “Both are my kinsmen. /  … / Well, somewhat we must do” (490, 2.2.111-16).  In the first scene, Northumberland offers us a litany of Richard’s offenses against the Commons and nobility, saying that he is “basely led / By flatterers …” (486, 2.1.242-43).  The upshot is that the  king has lost everyone’s loyalty and respect.  Rumor already has it that Henry Bolingbroke is on his way back to England in defiance of his banishment.

Act 2, Scenes 3-4 (491-95, York is confused, and Harry Percy joins Bolingbroke; York denounces Bolingbroke as a traitor, but his “neuter” position effectively favors him)

The Duke of York is now thoroughly confused; everything is in disarray, and he does not know what to do.  There is no money thanks to Richard’s spendthrift ways, and York is too far past his prime to marshal sufficient energy to deal with this disaster.  Meanwhile, Harry Percy is joining up with Bolingbroke’s party—a dangerous development for the  king.  Bolingbroke answers Richard’s envoy Berkeley that he has come to claim his proper title as Lancaster.  The Duke of York upbraids his nephew Bolingbroke as a rebel and traitor.  These are harsh words, and Bolingbroke’s fair reply does not seem to convince York, but the latter declares himself “neuter” regarding the whole affair.  In essence, he has thrown in his lot with the man he just called a traitor.  Although Thomas Hobbes and his theory of royal absolutism in Leviathan don’t come along until the English Civil War era, the Duke of York’s reaction to Bolingbroke’s attempt against King Richard illustrates Hobbes’s paradox: rebellion is utterly inadmissible, but if it succeeds, the rebel becomes the new absolute power.  York understands that things have gone beyond the point of no return and that King Richard has lost the loyalty of his subjects from low to high; Bolingbroke is already the de facto ruler.

Act 3, Scene 1 (495-96, Bolingbroke blames Bushy and Green of corrupting Richard; Richard agrees that others are to blame for his predicament)

In this scene, Bolingbroke accuses Bushy and Green of corrupting the king, and we will see in the next scene that Richard himself feels he has been led astray.

Act 3, Scene 2 (496-501, as Bolingbroke’s forces close in, Richard’s moods swing wildly back and forth, from exuberance to despair and self-pity: it’s time to “tell sad stories of the death of kings”)

Richard opens this scene by weeping for joy and touching the earth.  Those who surround him, however, appear to function somewhat like King Lear’s Fool in that they make it difficult for us to take his passionate words seriously.  He must tell them, “Mock not my senseless conjuration, lords” (497, 3.2.23) either because they already are mocking him or because he anticipates that they will.  But there is still something genuinely moving in the claim, “Not all the water in the rough rude sea / Can wash the balm from an anointed king” (497, 3.2.50-51).

From lines 174-77, King Richard says something similar to what King Lear will say—his ministers have told him he was something more than human, and now he finds out to his grief that he is not.  This is a traditional theme—fear or self-interest will lead counselors to delude the powerful about their true circumstances and nature.  In this sense, power is an obstacle, not an advantage.  Richard’s mood shifts are nothing short of astonishing throughout this scene—I suppose this is partly because Shakespeare must telescope historical events to suit the rhythm of the play, but it also gives a sense of Richard as almost manic-depressive: in a few heartbeats, he goes from high spirits to abject despair, from majestic to pathetic. His instinct when the despair strikes him is to wax poetical: “For God’s sake, let us sit upon the ground, / And tell sad stories of the death of kings …” (499, 3.2.151-52).  His theatrical nature makes him rehearse again and again both the heights of power and the inevitability of a great fall, as if he always has seen himself as an actor in a tragedy.  Like any educated medieval man, Richard seeks the consolation of philosophy by patterning his own life after moral exempla.  But it seems that his temperament is too mercurial to permit him to draw the necessary sustenance for long.

I don’t know if it would be fair to say that King Richard is incapable of seeing things directly, incapable of raw perception in so far as anyone is capable of such a thing.  Perhaps we are to understand that he sees things too clearly sometimes, so much so that he is driven immediately to begin telling some fine story that distances him from the painfulness of his perceptions.  That is, after all, one of the uses of art.  Even a sad story can serve the same purpose as a triumphant one in this regard, justifying life aesthetically when it cannot be justified otherwise.

Act 3, Scene 3 (501-05, Bolingbroke puts his cards on the table: he wants the crown and Richard must surrender it; Richard’s claims are ineffectual now and he appears a diminished, defeated man)

King Richard’s poetic self-pity forces Henry Bolingbroke to show his hand: it would be obvious even to a child that Henry cannot do what he claims he would be willing to do; namely, simply claim his title among the nobility and not lay hands on the crown.  He has insulted the king by annulling his own banishment, and he has an overwhelming military advantage.  There really is no other course but to take the crown for himself.  This is not to say that sometimes Shakespeare’s kings cannot forgive an insult or an offense, but I think the situation is too brutal and explicit here to allow of moderation. 

However, it is also obvious that Richard has brought this disaster upon himself.  He claims to rule with the approval of “God omnipotent” (503, 3.3.84), but he has cut the ground from under the legitimacy of his rule by failing to respect the feudal rights of his subjects.  He has not respected the principle of hereditary rank and succession, so his continued arrogation of power provokes not awe but mirth in Henry and his followers. 

Richard sees everything in all or nothing terms—he is either  king or less than the meanest of his subjects.  The end of this scene makes everything brutally clear: Richard understands that he must go to London, and finally Bolingbroke comes right out and says so.  With Bolingbroke, action is the priority.

Act 3, Scene 4 (505-07, a gardener explains Richard’s failures in horticultural terms, and maintains his view even when confronted with opposition by the queen)

The gardener helps us compare the workings of the aristocracy with the processes of nature.  The growth of plants is compared to the pride of men, and the accusation is that Richard has failed to keep his garden, England, in good order by pruning those branches of the nobility that grow beyond what is healthful.  This is an ancient metaphor that I recall encountering in the pages of Herodotus—the Persian king Cyrus, if I recall correctly, explains his theory of governance by pointing to a waving field of grain or flowers and gesturing with his arm to show that the ruler must lop off the heads of those who grow too high.  But there is another side to this gardening metaphor of organic process—when the queen curses the gardener for giving her bad news about Richard, he says that his skill is not “subject to thy curse” (507, 3.4.104).  Natural process is regular and predictable, but human affairs are far more difficult to predict.

Act 4, Scene 1 (508-15, Bolingbroke accepts the crown, striving to appear legitimate, goes to Parliament and with poetical flourishes, Richard there resigns his crown, asking leave to go: to the Tower of London)

Bolingbroke declares that he will recall Norfolk from banishment and restore to him his lands, even though he was an enemy.  The new king will respect feudal rights in hopes of keeping order in his realm.  It turns out that the man died at Venice, but the point has been made.  Then Bolingbroke declares that he will ascend the throne with God’s permission, and the Bishop of Carlisle is arrested for treason when he protests.  This scene takes place in parliament, and Bolingbroke is determined that his taking of the throne will be perceived as legitimate.  That is a difficult thing to accomplish when Richard, ever the actor, is called in to play his part and abdicate.  Richard proceeds both to insist upon his grief as a private man and to underscore the heavy and solemn nature of the act that is now taking place, even though Bolingbroke seems to treat the matter as a show trial.  The scope of Richard’s performance is limited in that he is hardly playing to a sympathetic audience, but when he calls for a looking-glass so that he may contemplate himself and his “brittle glory” (514, 4.1.277), the attention effectively shifts to him, if only for a few moments.  How can a king un-king himself?  And what is the man who remains when this act has been performed?  Bolingbroke has little time for such high drama and philosophical / political speculation combined into one; he promises to grant Richard one wish, and when that which is “give me leave to go” (514, 4.1.303), the sharp returning question is “Whither?”  The only place Richard can go, of course, is to the Tower of London where he will remain as prisoner.

Act 5, Scene 1 (515-17, the queen is dismayed at Richard’s passivity; Richard warns Northumberland about the fickleness of destiny and friends)

The queen makes known her dismay at how abject Richard has become, asking “Hath Bolingbroke / Deposed thine intellect?”  (515, 5.1.27-28)  But by this time, Richard is most concerned that his sad story become a royal winter’s tale.  He also offers a parting shot to Northumberland, telling him that the new king’s associates will become greedy and destroy him.  They will follow the example set by their new leader: “The time shall not be many hours of age / More than it is to foul sin, gathering head, / Shall break into corruption” (516, 5.1.57-59).

Act 5, Scenes 2-3 (517-23, Bolingbroke rides to his coronation, with Richard in tow; York pledges faith to Bolingbroke, now Henry IV; the new king forgives Aumerle’s conspiracy, hearing York’s severe rebukes and the Duchess’ pleas to spare the young man; Henry IV is worried about his son Prince Hal’s antics)

As Bolingbroke rides in procession to be crowned, Richard’s sad role is to serve as the cleanup act.  He shows almost Christlike patience in this new role.  The Duke of York has decided that it is time to show loyalty to Bolingbroke because he is the new king—this sudden shift in attitude illustrates the paradox of absolutism that Thomas Hobbes will later explore.  In Leviathan, Hobbes insists that rebellion is always illegitimate since monarchy is absolute, but he also says that once a rebellion has succeeded, the new ruler’s power is just as absolute as that of the deposed ruler.

The Duke of York’s son Aumerle has engaged in a conspiracy against Henry Bolingbroke.  To simplify his plot, Shakespeare makes Aumerle happen to be wearing a seal that contains details about the conspiracy.  This is almost as silly as the “letter plot” of King Lear, but it works well enough.  The scene that ensues  (Scene 3 ) is semi-comic, with the old Duke showing an attitude similar to that of the severe ancient Roman nobleman who executed his own son rather than mitigate a just punishment for crimes against the state, and his wife standing up for the principle of a mother’s tender feelings towards her child.  Bolingbroke sides with the mother, although he declares for the execution of “the rest of that consorted crew” (523, 5.3.136).  Apparently, now that the feckless Richard has been deposed, we will have a kinder, gentler Windsor Castle. 

At the very beginning of Scene 3, even before the Duke of York and Aumerle enter the picture, Bolingbroke is also quite anxious about his own son, Prince Hal—wherever can the young rascal be?  I believe we are to understand that Bolingbroke’s anxiety stems from the genuine possibility that Prince Hal will turn out to be as reckless and irresponsible as Richard II.

Act 5, Scenes 4-6 (523-27,  Henry IV is overheard wishing to be rid of Richard; Richard meditates on ambition, misfortune and death; he is murdered but dies courageously; Henry IV makes plans to overcome rebellion, distributes honors, and wants to undergo a pilgrimage to assuage his guilt over Richard’s death)

Bolingbroke, like Henry II against Thomas à Beckett a few centuries back in 1170, gives voice to his desire to be rid of the royal person (Richard Plantagenet, the deposed king) who is troubling him, and is overheard by Sir Piers Exton and another wicked knight willing to do the deed.  The similarity of the two men’s conduct indicates rough sailing ahead for the conscience of Bolingbroke.  Henry II, we may recall, felt so guilty about what he had wished on Beckett that he ended up donning sackcloth and having himself scourged through the streets of London.

Richard, meanwhile, sits in his cell in the Tower philosophizing about death, misfortune, and ambition.  As always, Richard regards himself as an actor: “Nor I, nor any man that but man is,  / With nothing shall be pleased till he be eased / With being nothing” (524, 5.5.39-41).  He has been above all a waster of time, and recognizes too late that time is bound to waste its waster in return.  He failed to shepherd his power wisely, so it has dwindled to nothing.  It is clear that he is unable to arrive at the patience he seeks.  At the end, he becomes frustrated with the Keeper who refuses to sample his food and begins beating him.  Moments later, his murderers make their entrance, and Richard dies courageously, even killing one of his assassins.  One of the remaining killers, Exton, reminds us of the theological dimensions of what has just happened when he realizes he has purchased nothing but damnation by doing the new king’s bidding.

Bolingbroke, now King Henry IV, still has much work to do in putting down a rebellion against him, and he distributes honors and compassion to establish a precedent of generosity and gratitude over against Richard’s venal administration.  The Bishop of Carlisle is pardoned, and Exton is awarded only guilt.  Henry IV himself is stricken with blood-guilt.  He wants to make a voyage to Jerusalem to expiate this feeling, but as it turns out, he has far too much on his plate to indulge himself in the luxury of self-reproach.  If there is to be renewal, it will come only with the maturing of his son Prince Hal, who, as we know, is still a tavern- goer and an actor trying on many parts.  As we shall see in I Henry IV, the Prince’s acting is redeemed because it differs profoundly in its purpose from the dramatic inclinations that consumed Richard II and made him unfit to govern.

A few final thoughts: Richard is at times a villain, especially in his reckless early reign.  But he is also a reflective and poetical villain, so we should consider the extent to which the moral sententiae (pronouncements) he repeats with gathering pathos redeem him as a man with tragic insight into the nature of kingship, or whether they simply amount to self-pity.  The question of tragedy in relation to Christianity is a vexed one since, of course, there’s no question of positing a universe that doesn’t play fair or make sense.  Richard’s fate was avoidable in that it wasn’t due to some indomitable but dangerous quality (like Oedipus’ intrepidity and strong intellect) but rather to his rapacious disregard for feudal loyalties and common decency.  Well, I don’t believe Shakespeare follows any unitary model of tragedy—it seems to me that he constitutes his tragic intensities and ideals circumstantially, from one given set of materials to the next.  In this way, he is able to bring out whatever makes for excellent drama in his material; a notion of tragedy as broad as “a fall from good fortune to bad” probably serves him as a point of departure.

One possibility to consider: aside from political philosophy, perhaps the play could be read as an argument between a vision centered on ceremony and the aesthetic dimension of experience (a Catholic vision, if you don’t mind the anachronism) and a mindset that tends strongly towards clarity and the practical consideration of how to get and hold power.  That would be Bolingbroke’s approach, and we might call it the result of a proto-Protestant sensibility.  Tragedy of any sort must usually work out an uneasy truce with some competing set of rights, as when Antigone, in the Sophocles play by that name, battles Creon over the granting of proper burial rites for her slain brother: both have a kind of right on their side.  In the current play, it may be that we are to dismiss neither Richard’s aesthetic and ceremonial sensibilities nor, more obviously, Henry Bolingbroke’s businesslike understanding of power’s imperatives.  Bolingbroke is hardly liberated by his assumption of power from the sort of questions that nag the deposed Richard; indeed, he will return to just such questions from the moment he learns that his death-wish towards Richard has been overheard and carried out.  The blood on Bolingbroke’s hands turns out to be as durable as the “anointed balm” that Richard had claimed could never be washed from a king’s sacred body, not even by all the water in “the rough rude sea.”  Richard is deeply flawed and his end isn’t exactly heroic (it’s more private than heroic, really), but all the same we may find that we can’t dismiss him altogether.  The Richard who suffers and dies at the play’s end isn’t easily reduced to the sum of the acts that brought him to his sorrow.  The play is partly about a gruff transfer of power, but I think we are also asked to reflect upon the value of Richard’s poetical way of seeing and being.

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

The Tragedy of King Richard the Third

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Shakespeare, William. The Tragedy of King Richard the Third. (Norton Histories, 2nd ed. 361-450).

Timeline of the English Monarchy from the Plantagenets to the Stuarts

House of Plantagenet’s “Angevin” line

The line is so named in modern times due to the following lineage: Geoffrey Plantagenet, Fifth Count of Anjou, France married Matilda, daughter of English King Henry I (this king was one of William the Conquerors’ sons).  Matilda’s son by Geoffrey Plantagenet became English King Henry II.

Henry II (1154-89; his queen was Eleanor of Aquitaine; see the film The Lion in Winter)
Richard I (1189-99; Berengaria of Navarre; Timeline of Richard I’s Reign)
John (1199-1216; Isabel of Gloucester; Isabella of Angoulême; Timeline of John’s Reign)
Henry III (1216-72; Eleanor of Provence)
Edward I (1272-1307; Eleanor of Castile; Margaret of France)
Edward II (1307-27; Isabella of France, who deposed him with the aid of Roger Mortimer)
Edward III (1327-77; Philippa of Hainault)
Richard II (1377-99; Anne of Bohemia; Isabella of Valois)

After this line comes the Plantagenet branch called Lancaster

The line was descended from John of Gaunt, Edward III’s third son; Gaunt married Blanche of Lancaster, daughter of Henry of Grosmont, First Duke of Lancaster.  Their son became Henry IV (who was born in Bolingbroke Castle, Lincolnshire, thus “Bolingbroke”).

Henry IV (Bolingbroke, 1399-1413; Mary de Bohun; Joan of Navarre)
Henry V (victor over the French at Agincourt in 1415; ruled 1413-22; Catherine de Valois)
Henry VI’s two interspersed reigns (1422-61, 1470-71, murdered; Margaret of Anjou)

Then follows the Plantagenet branch called York:

The line was descended paternally from Edmund of Langley, First Duke of York, who was the fourth son of Edward III; maternally descended from Edward III’s second son Lionel, Duke of Clarence–this latter descent constituted their claim to the throne.

Edward IV (1461-70 [Henry VI captive], 1471-83 after Henry VI’s murder; Elizabeth Woodeville)
Edward V (briefly in 1483, perhaps killed)
Richard III (1483-85, killed at Bosworth Field by Henry Tudor’s forces; Anne Neville, widow of Edward Prince of Wales and daughter of the Earl of Warwick)  The action at Bosworth largely ended the struggle between Yorkists and Lancastrians from 1455-85 known as the Wars of the Roses because the Yorkist emblem was a white rose and the Lancastrian a red rose.

The Tudor line begun by Henry Tudor runs as follows:

Henry Tudor’s grandfather was the Welshman Owen Tudor (who fought for Henry V at Agincourt in 1415 and lived until 1461, when he was executed by Yorkists led by the future King Edward IV).  Henry’s father was Edmund Tudor, First Earl of Richmond (Edmund’s mother was apparently Henry V’s widow Catherine de Valois, whom Owen Tudor is said to have secretly married).  Henry Tudor’s mother was Lady Margaret Beaufort, and it is from her that he claimed his right to the throne since she was the great-granddaughter of John of Gaunt by his third wife Katherine Swynford.

Henry VII (i.e. Henry Tudor; 1485-1509; Elizabeth of York, Edward IV’s daughter)
Henry VIII (1509-47), Edward VI (1547-53; Catherine of Aragon through 1533; Anne Boleyn; Jane Seymour; Anne of Cleves; Catherine Howard; Catherine Parr)
Mary I (1553-58, co-ruler Philip of Spain)
Elizabeth I (1558-1603; never married)

Then come the Stuarts

The Stuarts’ claim to the English throne was initiated when in 1503, Scottish King James IV married English King Henry VII’s daughter Margaret Tudor, and they had a son who became Scottish King James V.  His daughter Mary became Queen of Scots; Mary’s son by Lord Darnley (Henry Stuart) became English King James I.

James I, (1603-25; Anne, daughter of Frederick II of Denmark and Norway)
Charles I (1625-49; Henrietta Maria, daughter of Henri IV of France), beheaded by Oliver Cromwell’s Puritan forces during the English Civil War (1642-51).

After 1660, we have the Restoration of the Stuart monarchy in the person of

Charles II (1660-85, the Restoration; Catherine of Braganza).

A Brief Note on Richard III’s Era: The Wars of the Roses

Recommended Reading: Kendall, Paul Murray. Richard the Third. New York: Norton, 1956.

I will comment scene by scene, but a few initial remarks seem appropriate. I mentioned in class that Shakespeare, as one of my old UC Irvine professors used to say, usually prefers to deal with the dynamics of royal power at some historical distance. By Shakespeare’s time, the chivalric ideals, the feudal loyalties, of older times had long since disappeared. We need only consider the Wars of the Roses between the houses of Lancaster and York to see the truth of that statement: mid-C15 England was marked by savage infighting and betrayal between these two great branches of the Plantagenet line descended from Edward III. The modern courts of Elizabeth I and James Stuart are not generally Shakespeare’s subject. But the present play deals with an historical subject with which many of Shakespeare’s contemporaries would have been familiar, and he borrows his story in the main from the Tudor Chronicles that portray Richard III as a monster. If we read modern biographies of Richard, most notably the one by Paul Murray Kendall, we have access to a more objective analysis of Richard’s career. But my sense is that Shakespeare was quite capable of reading between the lines of his chroniclers, and seeing that almost everyone involved in the action was deeply imbued with divided loyalties and mixed, selfish motivations.

That quality of ambivalence surely emerges in the play we are reading, but Shakespeare’s need to generate sympathy in the audience for some of the doomed characters results, I think, in an almost schizophrenic quality at times. Some of the worst rascals in the play get genuinely moving passages—Clarence, for example, was not exactly a picture of loyalty to Edward IV, his brother, moving back and forth between Edward and Warwick with astonishing facility when those two men were engaged in their deadly feuds. Clarence would just as well have deposed Edward and taken the throne for himself if he could, but fortune did not favor him and he never had Edward’s highest regard, which seems to have gone to the younger brother Richard. (Kendall’s biography of Richard covers Clarence’s behavior in some detail.) But in the play, Clarence speaks remarkably beautiful lines on the eve of his murder, moving us to pity him. As for Queen Margaret of Anjou, when she was trying to get her husband Henry VI reinstalled on the throne, she treated England like a foreign country, allowing her armies to rape and pillage their way through conquered territories. She was no angel—Kendall describes her conduct as “savagely dynastic.” But in the play, she is a figure of at least some respect, and speaks with prophetic accuracy about the villainous end of others. What I’m suggesting is that Shakespeare freely reconfigures the historical characters with which he is dealing, making them suit the needs of a play designed, after all, first and foremost to please an audience. Thus, if anything but a black-and-white portrait of King Richard III as a villain was available to him, he chose not to make use of it. The Richard we see, with his vicious asides and grim humor, is much more exciting and suits Tudor mythology. Queen Elizabeth I, after all, was the daughter of Henry VIII, who was the heir of the Lancastrian-related Henry VII, the hero of this play who emerges as an icon of early English nationalism of the sort Queen Elizabeth I would come to depend on during her reign (1558-1603).

*Note on Names: Richard of Gloucester becomes King Richard III by Act 4, Scene 2; I sometimes just call him “Richard” for brevity’s sake.  As for Henry Earl of Richmond, I sometimes call him Richmond, Henry, or Henry Tudor: at the very end of the play, he becomes King Henry VII.

Act 1, Scene 1 (370-73, Richard soliloquizes about his lot, puts on a duplicitous show of affection for brother Clarence, and informs us of his plans to “bustle” in a brotherless world and marry Anne Neville, widow of Edward, Prince of Wales)

To open the first scene, Richard, still the Duke of Gloucester, makes his famous “winter of our discontent” speech (370, 1.1.1-43). In the Ian McKellen film version, this speech is partly public rhetoric, but in the text, it is spoken as a soliloquy. Richard justifies his wicked ways by pointing to his crooked body. Like that of many villains, his evil is fueled by a sense of injured merit or a demand for compensation. He is part of the illustrious House of York, and his brother is no less than Edward IV, the present King of England. The real Richard of Gloucester, from what I have read, was remarkably loyal to his older brother Edward IV, but Shakespeare’s Richard, as the second part of his soliloquy makes clear, cannot truly be part of the “we” to which the first part of his speech refers. Others may enjoy the time, but his deformities and defects render that impossible for him. He was “stamped” (370, 1.1.16) in a certain unfortunate way, and so his course must be separate. Where others revel in strength and victory, Richard sees only a “weak piping time of peace” (370, 1.1.24). He is a man “unfinished” (370, 1.1.20), as he says, and just as his own physical elements seem to have been mixed up and confused from birth, his peculiar genius is to run with the tides of chaos, staying always ahead of everyone else. Richard lives in a time full of opportune chaos and confusion.  These things are his very elements and will furnish him with everything he needs to advance his cause. That quality accounts for his ability to marshal “drunken prophecies, libels and dreams” (370, 1.1.33) against his brothers Clarence and Edward IV, setting them off against each other.

Another thing to notice about this soliloquy surfaces at its end—when Richard bids his thoughts to dive “down to my soul” (370, 1.1.41).  Although Richard can do little about his ugly appearance, he is a master of disguise when it comes to the various registers of language and moral sentiment. He is one of Shakespeare’s greatest “actor kings.”

How does Richard play upon his brother Clarence? His underlying assumption is that anyone close to power wants still more of it and therefore cannot be trusted. This assumption he applies to Elizabeth, Edward IV’s queen, and blames her for Clarence’s imprisonment: “Why, this it is when men are ruled by women” (371, 1.1.62) After all, she has two young sons by Edward who stand to inherit the throne. Historically, Elizabeth Woodeville, whose first husband was Sir John Grey, seems to have been a Machiavellian upstart. She understood power and wanted to augment her family’s influence; Edward’s marriage to her, in fact, had already made her powerful enemies. Her family has been newly planted in the soil of English royalty, and its only real chance, as we can see from the vicissitudes of the great houses of York and Lancaster, is to grow quickly and strongly. That is the way Richard portrays her, for the most part. He makes witticisms at her expense, carrying forward the grudge between the Woodeville faction and himself from the three parts of Henry VI. While keeper Brackenbury’s discomfort grows, Richard takes shots at Elizabeth and her kin as well as at the king’s mistress Jane Shore: “We say that Shore’s wife hath a pretty foot … / … / And that the Queen’s kin are made gentlefolks” (372. 1.1.90-96).

Towards the end of the first scene, Richard tells us in good stage-villain fashion precisely what he plans to do. Clarence must be executed just before King Edward IV dies; with his elder brothers out of the way, Richard will be free to marry Anne Neville, the daughter of the late kingmaker Warwick (Richard Neville) for political advancement.  His troublesome relatives, he says, must pack off and “leave the world for me to bustle in” (373, 1.1.152).

The thing that keeps this play from slipping into melodrama is the brilliance and exuberance of Richard’s language, as evidenced in the scheming passage just alluded to. Richard III is one of those villains Samuel Johnson worries about—his ebullience doesn’t keep us from condemning him, but it carries us along to a disturbing degree. Like Ben Jonson’s Volpone, Shakespeare’s Richard is always in the know, always ahead of the pack. No one likes to side with losers who are in the dark, who never have the right word for the right occasion, whom fortune seems to have abandoned. The Renaissance poets understood, as of course did the ancients from Homer onwards, that shunning the unlucky, although cruel, is often the safest course of action. Bad luck is contagious, and incompetence loves company. No wonder we often side with the villains, at least for a time: knowledge gives us a sense of power and immunity. As modern critic Stanley Fish says in discussing Paradise Lost, Christian poetry labors to “surprise” us at our own propensity towards sinfulness, at our seemingly endless capacity to be taken in by situations we should recognize as dangerous, and by the rhetoric and charming personalities of villains we know to be such.

Act 1, Scene 2 (373-79, Anne laments the death of Edward and Henry VI, and is courted strangely by Richard, who marvels at his actorly performance)

Anne laments over Henry’s body and remembers her slain husband Prince Edward (373-74, 1.2.1-32). Henry VI died, or rather was snuffed out, not long after the Battle of Tewkesbury in 1471 after having been out of power for a decade, with one very brief restoration by Warwick.  Edward, Prince of Wales was executed upon discovery by Clarence’s men, and Warwick was killed during the battle.  The widow makes the first of many references to Richard as poisonous and monstrous, cursing him to greater ill than she can wish even “… to wolves, to spiders, toads, / Or any creeping venomed thing that lives” (374, 1.2.19-20).

Immediately, she is confronted with the devil himself when Richard appears from nowhere to charm her in a long and famously improbable dialogue (374-78, 1.2.33-212). That dialogue is a contestation of absolutes, with the lady declaring her supreme disgust for Richard and he playing up the absoluteness of her beauty and even claiming it spurred him on to kill the prince and Henry VI: “As all the world is cheerèd by the sun, / So I by that: it is my day, my life” (376, 1.2.129-30). Anne has been dangerously left in the lurch by the death of powerful men, so underlying the invective are the mechanics of power. Richard is offering her a place in the new order of things. He tries to make her believe in her own personal charm as a moving force behind great events. Her eyes, as he tells her, have moved him to weep when even the pitiful story of his brother Rutland’s death, or the murder of his father the Duke of York by Queen Margaret’s faction, failed to do so (377, 1.2.154.1-12; Folio only).

The center of this strange argument between Anne Neville and Richard of Gloucester is the latter’s stagey insistence (after a first call to die by her hand) that she “Take up the sword again, or take up me” (377, 1.2.171), which elicits not violence but only the line, “I will not be thy executioner” (377, 1.2.173).  What follows is even more improbable, with Richard offering Anne a ring, and Anne ambivalently offering him hope of success and even some gladness to see that this bad man has “become so penitent” (378, 1.2.208).

Towards the end of the second scene, Richard again speaks only to himself and the audience, expressing nothing short of disbelief at his success—or rather at the success of his performance.  He waxes metadramatic, seeming almost to join Shakespeare the playwright in patting himself on the back: “Was ever woman in this humour wooed? / Was ever woman in this humour won?” (378, 1.2.215-16)  As the Norton textual gloss implies, the word “humour” logically refers both the fact that Anne is grieving and that Richard’s way of courting her is nothing if not bizarre.

Does Richard believe the lady finds him “a marv’lous proper man” (379, 1.2.241) and that he has now become fashionable? Perhaps the fashionable thing is power, which, as Henry Kissinger says, is the greatest of all aphrodisiacs. The most generous way to construe Anne’s apparent fickleness is to acknowledge that she is little more than a pawn in a deadly dynastic chess game, so her sudden, incredible change of heart may be Shakespeare’s way of characterizing the devastating effects of the dynastic violence that constituted the Wars of the Roses on even the deepest human feelings and loyalties.

My understanding is that Anne’s father the Earl of Warwick had betrothed her to none other than our Richard, before Warwick, angry with the way the Yorkist King Edward IV was treating him, switched sides and gave her to the Lancastrian Edward, Prince of Wales (the son of Henry VI’s strong-willed queen, Margaret of Anjou).  So in a sense, Richard is simply restoring her to that original pledge, not proposing a bold new thing.  Moreover, he seems to understand that Anne, a pawn who is coveted as a ward by Clarence, who wants her estates as Countess of Warwick, is incapable of taking action: we should probably note here that the historical Anne Neville was a girl of fourteen at the time, not the adult counter Kristin Scott-Thomas to McKellen’s Richard.  Thus, his gesture of offering her a blade with which to kill him may be less risky than it appears. There’s also the fact that the wedding between Richard and Anne actually took place a bit over a year after Tewkesbury, not almost instantaneously, as it seems to do in Shakespeare’s play.

Well, all these historical matters aside, Richard is exuberant, and why shouldn’t he be delighted with himself? He that is “not shaped for sportive tricks” (370, 1.1.14) and whose villainy is stamped, as he and everyone else says, into the very fabric of his body, now plays the rogue in precisely the guise he had said was forbidden to him: that of a lover: “Shine out, fair sun, till I have bought a glass, / That I may see my shadow as I pass” (379, 1.2.249-50). This is Richard at his best and worst: protean, ebullient, unpredictable, a rider of chaos in events and in the human heart. In the theater of power, the clever can represent themselves as they would be, and stand a good chance of carrying their “audience” with them.  The overt meaning of the language here is straightforward: the villain is so delighted with his performance as a great actor on the stage of life that he wants to watch himself as he goes to work on his hapless fellow beings.  But perhaps Richard is also recalling to himself his opening soliloquy’s “son / sun” metaphor, a usage that may in turn remind us not only of his alleged attitude towards his brother Edward IV but also of a moment in Shakespeare’s earlier effort, The True Tragedy of Richard Duke of York and the Good King Henry VI (Henry VI, Part III), wherein three suns mysteriously appear in the sky, prompting Richard and Edward to wonder if it betokens unity amongst the sons of the great Duke and claimant of the throne (see Norton Histories, 229-30, 2.1.20-42).  Might Richard’s present reference to the shining sun be an oblique allusion to Clarence, shortly to be dimmed forever thanks to his younger brother’s unholy ambition?

Act 1, Scene 3 (379-87, Dysfunctional family dinner: Richard and Queen Elizabeth Woodeville savage each other, Margaret curses the lot of them; Richard admits in soliloquy that he’s responsible for the dissent he says others are creating)    

In this long scene, the royal family gather and bicker over old crimes and divided loyalties.  Queen Elizabeth Woodeville and Richard go at each other’s throats with great intensity.  The reason for her anger is palpable: “You envy my advancement, and my friends’” (381, 1.3.75).  Richard dares them all—Elizabeth, Rivers, and Gray—to go straight to Edward IV and air their grievances, reminding them pointedly that while their faction for a time supported the cause of Lancastrian Henry VI, he remained loyal to his elder brother: “I was a packhorse in his great affairs … / … / To royalize his blood, I spent mine own” (382, 1.3.122-125).

Queen Margaret of Anjou, the indomitable widow of Henry VI, puts in an appearance, serving as a horrible example of one who has held and lost great power and place. She herself is, of course, no angel, having been responsible for the death of Richard of Gloucester’s father the Duke of York when he tried to get himself crowned king. What we have at present is not so much a solution to the power struggle between the great houses of York and Lancaster as an uneasy truce.  In any event, Queen Margaret rails at all assembled: “Hear me, you wrangling pirates, that fall out / In sharing that which you have pilled from me” (382, 1.3.158-59).  Her cutting prophecy regarding Elizabeth Woodeville will turn out to be truer than she can guess: “after many lengthened hours of grief / Die, neither mother, wife, nor England’s queen” (383, 1.3.205-06).

What do these people really want? we might ask, since it’s obvious that power does not bring security in its train. Their pursuit of ultimate power sometimes resembles the quest for sexual experience as described in Shakespeare’s famous Sonnet 129: “The expense of spirit in a waste of shame / Is lust in action.” Near the end of the third scene, Richard yet again steps in with a soliloquy explaining how he is behind the vicious maneuvering he ascribes to others, hiding it all the while with false piety: “thus I clothe my naked villainy … / And seem a saint when most I play the devil” (386, 1.3.335-36; see 322-36).  The pair of murderers he has summoned now arrive, waiting for Richard’s orders to make away with one George, Duke of Clarence.

Act 1, Scene 4 (387-92, Clarence has a strange vision and is murdered by Richard’s agents)

This scene contains the detailed, remarkable dream vision of Clarence (387-88, 1.4.9-63).  One purpose it serves is to generate sympathy for Clarence, who in historical terms doesn’t seem to have been a particularly warm and fuzzy character, or even a trustworthy one for that matter. In this speech, he is given sublimely beautiful poetry of the sort that one almost wants to detach from its context altogether and enjoy for its own sake.  We may remember Shakespeare’s song in The Tempest, in which Ariel whispers to Ferdinand that his supposedly drowned father Alonso of Naples “… doth suffer a sea-change / Into something rich and strange” (Norton Romances and Poems 386, 1.2.404-05).

Clarence dreams of a sea-change, but one of a more dreadful aspect: “Methoughts I saw a thousand fearful wrecks, / …  / Inestimable stones, unvalued jewels, / All scattered in the bottom of the sea” (387, 1.4.24, 27-28).  He never really sees to the bottom of his brother’s deceitful behavior—this is shielded from him even in his dream, as we can tell from the way he describes Richard’s part in his vision: “Methought that Gloucester stumbled, and in falling / Struck me—that sought to stay him—overboard… “ (387, 1.4.18-19).  That is a classic piece of dramatic irony since, of course, we know something Clarence doesn’t.  His dream is strangely beautiful, but it does not yield him clarity about the end of his life, does not rise to the level of full prophecy. The keeper may be injecting a little humor when he asks Clarence how he had time to notice so much detail while drowning in his vision (387, 1.4.34-35).

The second part of the speech (388, 1.4.43-63) shows that Clarence is riddled with guilt over his betrayal of brother Edward IV in favor of Warwick and his complicity in the death of the Prince of Wales.  The word “shadow” (388, 1.4.53) invokes the ghosts still wandering about since the beginning of the bad blood between York and Lancaster with the 1399 deposition of Richard II by Henry Bolingbroke (a Lancastrian with no great claim to the crown when closer descendants of Edward III were available; see Wikipedia’s Wars of the Roses entry).

After Clarence has recounted his dream, two unnamed murderers enter to make away with him. They may remind us of characters from a medieval morality play in their anxious banter regarding a half-personified Conscience (389, 1.4.101-43). These two men are operating at a much lower level than is Richard or the other noble characters in the play, and the inferior quality of their station renders them insecure. They show a spot of moral conscience—something Richard of Gloucester seems to lack altogether, judging from his soliloquies to this point, but it doesn’t go very far.

Also on display in this part of the scene is Shakespeare’s macabre sense of humor: Clarence, not knowing that he is about to be dumped into a cask of wine to make sure he’s dead, says, “Give me a cup of wine” (390, 1.4.152). Playing the penitent, Clarence tries to sweet-talk the two killers out of their plan, but as they point out, a man who has done such things as he has done has no business employing such religious rhetoric (391, 1.4.189-213).  In sum, Shakespeare may be playing with our sympathies in his handling of Clarence—doubtless the beautiful poetry this character is given generates some sympathy for him, but Shakespeare at least partly undermines that sympathy with several mentions of the role that the historical Clarence played in the Wars of the Roses. That a man’s penitence is situational does not necessarily render it thoroughly false—it may be that penitence is almost always situational. But it certainly complicates matters, a thought we may carry forward when, at the beginning of Act 2, King Edward IV takes on the role of reconciler. It is difficult to put much stock in Edward’s pious declaration that he is, to borrow a phrase, “a uniter, not a divider.” The Wars of the Roses were about insidious divisions between interrelated feudal houses.

Act 2, Scene 1 (392-95, Edward IV tries to make peace amongst all factions; Richard blurts out that Clarence is dead, devastating Edward)

This scene plays with some irony. Here we have Edward IV trying desperately, in the most unpromising of circumstances, to practice the art of dying well, and it comes off badly. He wants his factious relatives to embrace and to exchange loving words; he apparently even wants them actually to mean those words and gestures.  As he tells Richard, who plays along initially with magnificent rhetoric of amity, “Brother, we have done deeds of charity …” (393, 2.1.50).  But once again, Richard masterfully sows the seeds of chaos and discord, injecting at just the right moment to deflate Edward’s piety the fact that Clarence is dead, supposedly by order of the King himself: “Who knows not that the gentle Duke is dead?”  394, 2.1.80)  At the end of the scene, Richard even insists to Buckingham that the pale visages of everyone around should be interpreted as an emblem of guilt (395, 2.1.136-39).  Edward IV is shattered, and announces in the presence of all assembled, “O God, I fear thy justice will take hold / On me—and you, and mine, and yours, for this” (395, 2.1.132-33).  The king’s penitence may be genuine, but it cannot prevent the consequences of past violence. It is a commonplace in Shakespeare’s tragedies and history plays that blood draws on blood: violence and sin generate spirals of still more violence and sin. That is a lesson Shakespeare learned from the Bible.

Act 2, Scene 2 (395-99, the Duchess of York, Queen Elizabeth Woodeville, and Clarence’s children all lament their griefs, but not in unison or harmony: the Duchess says only her grief encompasses all the sad events)

Again, what seems to be genuine grief is undercut by a long history of unkindness and injustice. Richard’s mother, the old Duchess of York, Queen Elizabeth Woodeville, and the children of murdered Clarence engage in a lamentation-fest (396-97, 2.2.34-88).  One-line or stichomythic exchanges of the sort we find from lines 72-78 are typical of early Shakespeare. The form of the dialogue works very well in this case since the point seems to be to draw out the shallowness or inadequacy of the characters’ grief, the essentially self-centered and factional nature of it. The children will not weep for Elizabeth because she did not weep for the death of Clarence, while the Duchess insists that her grief is alone general while everyone else’s is merely particular: “Alas, I am the mother of these griefs. / Their woes are parcelled; mine is general” (397, 2.2.80-81).

I would not discount the genuine pathos of the scene—it probably functions at two heterodox levels.  Shakespeare’s first goal must have been to please an audience; therefore, it is unlikely that he would completely undercut a good tearjerker scene like the present one. His audience were not historians, after all, though it would be an overstatement to claim they were unsophisticated. Many people in attendance were probably capable of catching the subtleties in Shakespeare’s handling of historical and emotional registers. And there’s always Richard, of course, with those mean-spirited asides of his, making it plain just how insincere he is when he trots out the moralistic rhetoric and protestations of good will. Shakespeare will often counterpoint statecraft, violence, and villainy on a grand scale with small-scale, intimate domestic scenes showing the consequences for the powerless, but we will have to wait for the fourth scene to witness anything of that sort.

Act 2, Scene 3 (399-400, citizens share their anxieties about the future: to them, the changes to come portend danger and uncertainty)

Three citizens air their thoughts and anxieties about Edward’s death and what is to come. In this, they function like a chorus, and they sense that the great will not be able to restrain themselves from seeking still greater power: says the third citizen, “full of danger is the Duke of Gloucester, / And the Queen’s sons and brothers haught and proud” (399, 2.3.27-28), and as for the general atmosphere, his pronouncement is, “By a divine instinct men’s minds mistrust  / Ensuing danger…” (400, 2.3.42-43).  Dynastic and inter-dynastic change will come, but it is something to be feared.

Act 2, Scene 4 (400-01, Queen Elizabeth Woodeville is informed that Rivers and Gray have been sent to the Tower; she sees “the ruin of our house” and no escape from Richard)

While the princes are on the way to London, the Duchess of York subtly reinforces the old Tudor propaganda about Richard’s evil nature (400, 2.4.16-20), the better to underscore the genuine pathos of Queen Elizabeth’s situation—if even a tough woman like Margaret of Anjou (Henry VI’s widow) has been sidelined by the loss of her men, what will happen to Elizabeth and her children by Edward?  When Elizabeth hears that Gloucester and Buckingham have slyly committed Lord Rivers and Lord Gray to Pomfret, she senses with dread that she and hers are caught up in Richard’s web of intrigue and blood, and there’s no way out: “I see the ruin of our house. / The tiger now hath seized the gentle hind” (401, 2.4.48-49).

Act 3, Scene 1 (402-06, Richard makes conversation with the little princes on their way to the Tower, and convince the cardinal that it is acceptable to separate them from their mother; Richard and Buckingham resolve either to bring Hastings over or chop off his head)

The third act as a whole hinges upon the sense of pageantry shown by Richard and Buckingham; they advance Richard’s cause by means of sophistical arguments and shows of religious piety.

Here in the first scene, Richard has a merry-seeming conversation with the young Prince Edward, and among the most striking parts of it is the one in which the prince declares, “Methinks the truth should live from age to age …” (403, 3.1.76)  Buckingham makes easy work of the Cardinal’s scruples about snatching the youth out of sanctuary with his mother (43, 3.1.44-56). The effect is comic since it shows how simple a thing it is to take advantage of those who actually take the rules seriously. But of course Cardinals were by no means non-political figures, so another way to interpret the Cardinal’s complacence is that he knows which way the wind blows.

Obviously, what everyone wants is the settled appearance of legitimacy, and they are likely to go along with the plans of whoever seems most likely to deliver it. Prince Edward’s comment about “the truth” particularly rankles Richard because the child has the temerity to insist that the deep truth should live on from age to age, and that historical truth is not simply a matter of what has written down for posterity. Richard is, of course, right in the middle of staging his own inevitable accession to power in front of everyone who matters, certainly believing that so long as he can arrange the visual feast to everyone’s liking, the near-term historical record will break his way. By implication, perhaps, we are to understand that those who look on while Richard schemes his way to the kingship know what is really going on, and will one day find the courage to say so. Prince Edward also sets himself up as the future king who will wash away England’s humiliation over the loss of French territory originally procured by Edward III and Henry V (404, 3.1.90-92).  Most appropriately, his little brother York fears that he “shall not sleep in quiet at the Tower” (405, 3.1.142) thanks to the unhappy ghost of uncle Clarence.

Towards the end of the first scene, Richard and Buckingham engage in an almost obscene exchange whereby Buckingham accedes to the murder of William Lord Hastings and may claim when Richard is king the earldom of Hereford, “And look to have it yielded with all kindness” (406, 3.1.195; see 188-97).

Act 3, Scene 2 (406-09, Lord Hastings reacts angrily to Catesby’s suggestion that Richard should be king, unsuspectingly sealing his own fate)

Lord Stanley has a fearful dream about Richard the boar and fears the separate councils by which decisions are being taken (406, 3.2.7-11), but Hastings will have none of it.  By messenger, he tells Lord Stanley that once they reach the Tower, “he shall see the boar will use us kindly” (407, 3.2.30). Perhaps more so than anyone else in the play, he seems incapable of discerning Richard’s true character.  But his response to Catesby’s insinuation that Richard should become king is swift and unmistakable: “I’ll have this crown of mine cut from my shoulders / Before I’ll see the crown so foul misplaced” (407, 3.2.40-41).

This is not to say that Hastings is an admirable or innocent man—any such notions are quickly rendered impossible by the way he takes the condemnation of his enemies in this scene. Hastings considers himself secure in Richard’s good graces; he supposes there is a place for him in the new order heralded by Richard. The way Shakespeare handles Hastings resembles something straight from The Mirror for Magistrates, or from an old morality play—prideful and triumphant one moment, humiliated and cut down the next. We notice that as so often, Shakespeare gives both sides of the argument regarding the validity of prophecy—on the whole, his plays give the nod to popular superstition, don’t they? It is mainly thorough villains like Edmund in King Lear who scorn such powers of prophecy, witchcraft, and the like. Throughout the second half of his career, Shakespeare wrote during the reign of King James I, who was a great believer in witchcraft and even wrote a learned treatise on the subject.

Act 3, Scenes 3-4 (409-12, Rivers, Gray, and Vaughan are executed at Pomfret; Richard corners Hastings at a meeting and orders him beheaded: forcing allegiances on the eve of irrevocable action)

In these two scenes, several of Richard’s enemies meet their end.  In the third scene, Rivers, Gray, and Vaughan go to their deaths at Pomfret (409, 3.3.1-24).  In the fourth scene, Richard, informed that the Lord Chamberlain, William Lord Hastings, will not assent to shoving aside the young Prince in favor of his so-called Protector, devises a delightfully ridiculous little piece of theater that ends with the present death of Hastings.  This man’s crime is failing to respond appropriately to Richard’s rhetorical question, “I pray you all, tell me what they deserve / That do conspire my death with devilish plots …” (411, 3.4.59-60).  Hastings’ conditional “if” costs him his head.  Anyone who doubts Richard’s claims about the malignant conspiracy of the queen’s party against him is thereby tagged as neatly aligned with them. The real purpose of this mini-drama is, as we can see, to force others in the room into a show of support. This is no time for bet-hedging, and even Lord Stanley must follow along in Richard’s train of sycophants.

Act 3, Scene 5 (412-14, Buckingham and Richard dupe the Lord Mayor about Hastings’ sudden execution, and trashes his deceased brother Edward IV’s reputation)

Yet another delicious piece of theater is here—Buckingham and Richard nicely allay suspicion, taking in the Lord Mayor with their feigned alarm and specious claim that Hastings’s execution was untimely (413, 3.5.39-44). The scene reminds me of the one in Macbeth where Macbeth has just killed the two servants who will falsely be blamed for Duncan’s murder, and he claims to repent what he has done rashly (Norton Tragedies, 843, 2.3.103-04). Many of Richard’s accusations seem to revolve around sexual innuendo, and we may suppose this topic is especially satisfying to him, if we recall his opening soliloquy. His character assassination of Edward IV is particularly vicious, as he rehearses the claim that the future Edward IV was not the legitimate issue of Richard’s father the Duke of York (414, 3.5.84-90).

Act 3, Scene 6 (414-15, a scrivener explains why Richard’s plot is going so smoothly: “none dare call it treason,” as John Harington would say)

The scrivener can’t believe that anyone is taken in by Richard’s transparent absurdities in justification of his conduct. But as he suggests, the problem is not that nobody perceives the truth; it is that no one dares to acknowledge it openly: “Who is so gross / That cannot see this palpable device? / Yet who so bold but says he sees it not?”  (415, 3.7.10-12)  Shakespeare’s contemporary Sir John Harington (a godson of Queen Elizabeth I) puts the matter succinctly in one of his many epigrams: “Treason doth never prosper: what’s the reason? For if it prosper, none dare call it treason.” Had Richard succeeded as King, what record of him would have come down to Shakespeare’s time? Certainly not the one Shakespeare offers us here since, after all, he writes in defense of Elizabeth’s Tudor line, founded by the illustrious Lancastrian Henry VII.

Act 3, Scene 7 (415-20, Theater of Power: Buckingham woos Richard, who accepts with false modesty and reluctance)

Here Shakespeare has outdone himself in the representation of outrageous villainy: Buckingham’s quip about Richard’s role being that of a maid who must “still answer ‘nay’—and take it” (416, 3.7.51) is followed by some fine stagecraft in which Richard of Gloucester minces around with his bible, flanked by priests, and utters ridiculous bits of false piety such as, “my Desert, / Unmeritable, shuns your high request” and “Alas, why would you heap this care on me?”  (418-19, 3.7.144-45, 194)  By reverse logic, that taking of power is once again compared to an aggressive sexual act—the very thing Richard sounded so resentful about in his opening soliloquy. While Buckingham and Richard’s exchanges are often short to the point of stichomythia (one-line exchanges), the dialogue becomes fittingly prolix as the two rogues finish off the whole pageant in front of the Lord Mayor and some leading citizens. As so often, Shakespeare’s supposed prolixity turns out to be situational; it’s needed here because the characters must not say too frankly what they really mean, aside from blunt and repeated assertions about the Princes’ illegitimacy and Edward IV’s depraved dalliances.  Finally, Richard is able to utter his supremely comic line, “I am not made of stone” (419, 3.7.214), and the affair is ended successfully with the coronation planned for the next day.

Dynastic rivalry can be a nasty, root-and-branch extirpatory affair just as much as it can be a matter of delicate intermarriages and intricate understandings between rival houses. Here, it isn’t enough that Richard should succeed; he must appear holy while others are slimed beyond recognition and utterly destroyed. It isn’t only the living bodies of his rivals that he must deal with; their posthumous image and report must be altered for his benefit. How powerful an anxiety this business of popular image and report was for Richard is highlighted by ordinary people’s failure to respond to the lies fed them by Buckingham regarding Edward IV and the Princes. Story and spectacle are enormously significant accompaniments to the getting and maintaining of power, and Shakespeare, a great reader of Holinshed especially but also of some other chronicles of English royal history, must have understood how important a force popular images and “oral history” were as a potential threat to the official stories set forth by the monarchs and their supporters. They could result in direct rebellion on the part of the people themselves, or they could serve the interests of rival factions. Richard, a Machiavel before Machiavelli, is striving mightily to avoid becoming not simply feared rather than loved, but outright hated. Machiavelli, incidentally, is one of Shakespeare’s sources for analyzing the workings of political power, just as Montaigne’s philosophical skepticism seems to have struck a chord with him.

Act 4, Scene 1 (420-22, Anne Neville explains her acceptance of Richard’s suit; Queen Elizabeth Woodeville fears for her princes in the Tower: royal women’s perspective)

This act begins with a concentration on the misfortunes of the women in the play. (Richard married Anne Neville in 1472.) She declares that Richard’s “honey words” (422, 4.1.79) won her over on the spot, improbable as that may seem. See my comments on Act 1, scene 2. Elizabeth Woodeville ends the scene with remarkably lyrical lines about the “tender babes” (422, 4.1.96.1-7) in the Tower of London—it was common speculation, of course, that Richard of Gloucester had them murdered when he became king, but there is no solid evidence to prove that he did. Certainly, he stood to benefit from the deed, but as Kendall points out in his biography of Richard (see Appendix 1), so did Henry Tudor, whose claim to the throne wasn’t rock-solid and who didn’t even advance the argument that Edward’s son was illegitimate. Or it might have been Buckingham presenting Richard with a fait accompli. The bodies were never discovered (at least not with any certainty—some remains were discovered in 1674), so the whole thing must remain a mystery.

Act 4, Scene 2 (422-25, Now king, Richard solicits Buckingham’s complicity in murdering the princes; Buckingham balks and deserts when Richard refuses him Hereford; Richard tells Catesby to float a rumor that Anne is dying—he must marry Elizabeth Woodeville’s daughter;  Richard chooses Tyrrell as his agent and declares himself immune to “tear-falling pity”)

Richard compounds his wickedness as the pace of events picks up, broaching the need with Buckingham of doing away with the young Edward V and his brother: “shall we wear these glories for a day?”  (422, 4.2.6) and fuming to himself when Buckingham hesitates in consideration of his own selfish interests: “Buckingham / No more shall be the neighbour to my counsels” (423, 4.2.43-44).

Richard also gives an oblique order to make away with Anne his queen: “Come hither, Catesby.  Rumour it abroad / That Anne, my wife, is very grievous sick” (423, 4.2.  52-53).  There is no historical evidence for this assertion aside from popular suspicion and Tudor propaganda, but it makes for compelling drama. Shakespeare’s villain Richard glosses his actions revealingly: always a major concern with Shakespeare is that those who fail to act instead of just talking and planning quickly end up on the sidelines, or worse. (Consider the fate of that poetical ruler, Richard II.) It was a Renaissance commonplace that a well-born person’s formation should be oriented towards action. Richard III is a master of words and deeds; he isn’t one to be caught sitting on his hands when something needs doing.  It’s easy to see this when he sums up the logic underlying is alleged murder of his queen: “I must be married to my brother’s daughter, / Or else my kingdom stands on brittle glass” (424, 4.2.62-63).  But Richard’s mastery is short-lived, and his own words suggest the reason Shakespeare proffers for his failure as a king of only a few years’ reign: “I am in / So far in blood that sin will pluck on sin. / Tear-falling pity dwells not in this eye” (424, 4.2.65-67).

James Tyrrell is King Richard’s choice for the matter of the princes in the Tower, and this bad man is quick to pledge his assistance: “I will dispatch it straight” (424, 4.2.83), he tells Richard.  The scene ends on a sour note between King Richard and Buckingham, who has already returned to claim the earldom of Hereford that Richard had promised him in exchange for his support (424, 4.2.91-94).  The answer from a distracted Richard (who is more concerned at the moment with recollecting Henry VI’s prophecy about Richmond becoming king) is a contemptuous no.  Richard simply says, “I am not in the giving vein today” (425, 4.2.119), prompting Buckingham, once alone, to ask himself, “Made I him king for this?”  (425, 4.2.123) And with that, his allegiance to King Richard is at an end.

Act 4, Scene 3 (425-26, Tyrrell has had the princes killed; Richard tallies his villainous accomplishments; Buckingham has turned traitor and joined Richmond’s army)

We are told that James Tyrrel has contracted with subordinates Dighton and Forrest to effect the murders—this is “information” straight out of Thomas More’s study of King Richard III—and are treated to another of the play’s more lyrical passages about the piteous nature of the princes’ death: “Their lips were four red roses on a stalk, / And in their summer beauty kissed each other” (425, 4.3.12-13; see 1-19).  Richard promises Tyrrel a great reward, and moves on to sum up his accomplishments, among which are that “The sons of Edward sleep in Abraham’s bosom, / And Anne, my wife, hath bid this world goodnight” (426, 4.3.38-39).  Buckingham has by now turned traitor to him with an army in the field along with Ely and Henry Earl of Richmond. 

Act 4, Scene 4 (427-38, Queen Margaret scorns Elizabeth Woodeville, yet advises her how to curse her enemies; Richard works at convincing Elizabeth to agree to a match with her daughter)

The play’s women again congregate (427-29), this time with bitter effect: Queen Margaret of Anjou, Henry VI’s widow, is right there beside Elizabeth Woodeville, widow of Edward IV, to sharpen the pangs of her grief over the death of her husband and the disappearance of her two sons by the king. Margaret feels Elizabeth’s pain, and feeds upon it at length: as she says, it will make her glad on foreign soil: “These English woes shall make me smile in France,” the erstwhile center of Margaret’s hopes for power in England (429, 4.4.115).  In response to Elizabeth’s request for advice on how to curse deeply, Margaret speaks chillingly: “Forbear to sleep the nights, and fast the days; / Compare dead happiness with living woe …” (429, 4.4.118-19, see 118-23).

The real Margaret died in August, 1482 in France, so she didn’t actually live to see Richard III’s demise, but Shakespeare situates her so as to sharpen our sense of the cruelty of the times, with their fierce dynastic rivalries and constant betrayals: the old feudal, chivalric order had long since begun the process of ripping itself apart, with the nobility casting aside all responsibility to their subjects and ravaging the land in a quest for individual and familial gain. It seems nobody in the disintegrating order Shakespeare describes here is willing to serve for the correct reasons. Nobody’s place is acknowledged by anyone else as rightful and permanent—all is scheming and self-interest. Shakespeare is perfectly capable of idealizing the old order: consider his favorable treatment of Henry V, victor of Agincourt in 1412. But whatever the historical inaccuracies of the play and leaving aside its Tudor bias, the overall picture it presents of this final episode of The Wars of the Roses seems just.

Another thing to notice in this scene once King Richard enters is the curious dilation of his rhetoric even as its effectiveness diminishes to nothing.  He first endures his mother the Duchess of York’s terrible curse: “Bloody thou art, bloody will be thy end; / Shame serves thy life, and doth thy death attend” (431, 4.4.195-96), and then it’s on to the business at hand with Elizabeth Woodeville.  It takes King Richard a good long time to convince Elizabeth of absolutely nothing (431-36, 4.4.199-362). Their at times curt, at times long-winded exchange amounts to wrangling over Richard’s desire to marry the widowed queen’s daughter, also named Elizabeth, lest the girl’s hand be given to Henry Earl of Richmond. Richard ends up pathetically swearing by the future, when, of course, he will become as mild as mother’s milk. The frequent repetition of the words “myself” and “yourself” in this exchange play up, respectively, Elizabeth’s distrust of dynastic bloodline as a measure of safety (in her experience, they portend peril as much or more than safety since the language of fealty, honor, and birth has become a cipher), and Richard’s need for others to regard not his personal misconduct but the majesty of the king’s “other body,” the one that symbolizes or incarnates the whole people. Richard’s cynical way of expressing this doctrine of “the king’s two bodies” is to conclude his pitch, “Urge the necessity and state of times, / And be not peevish-fond in great designs” (435, 4.4.347-48). He wants Elizabeth to act with regard for the imperatives of statecraft and policy—namely, his own safety as a dynast.

Finally, King Richard receives mixed news on the impending battle, and pins down Lord Stanley, or so he thinks, by holding his young son hostage: “Look your heart be firm, / Or else his head’s assurance is but frail” (437, 4.4.426-27).  The real Stanley, by the way, seems to have been a slippery character, as evidenced by his dubious loyalties to both Edward IV and Warwick when those two feuded.

Act 4, Scene 5 (438-39, Lord Stanley learns about the augmentation of Henry Earl of Richmond’s supporters, asks Sir Christopher to tell him the vital news that Elizabeth Woodeville consents to a match with her daughter)

Stanley gathers information from the priest Sir Christopher regarding Henry Earl of Richmond’s movements and the addition to his ranks of those nobles who are falling away from King Richard (438-39, 4.5.1-15).  Stanley also wants Sir Christopher to pass along secretly the news that Elizabeth Woodeville consents to the proposed match between Henry Earl of Richmond and her young daughter Elizabeth (439, 4.5.17-19).

Act 5, Scene 1 (439-39, Buckingham is executed at Richard III’s order)

Buckingham (Henry Stafford, Second Duke of Buckingham) goes to the block at last, with a morality-play-style flourish, Queen Margaret’s curses on his lips: “Wrong hath but wrong, and blame the due of blame” (439, 5.1.29).

Act 5, Scenes 2-4 (439-41, Henry Earl of Richmond addresses his troops confidently, and so does Richard III, though without talk of moral right; Henry draws up his battle plan)

In the second scene, Richmond addresses his men, publicly expressing moral disgust at the usurping reign of “The wretched, bloody, and usurping boar, / That spoils your summer fields and fruitful vines …” (440, 5.2.7-8), and exuding confidence on the eve of battle.  In the third scene, Richard expresses confidence of his own: “the King’s name is a tower of strength, / Which they upon the adverse faction want” (440, 5.3.12-13), and in the fourth scene, Richmond’s apparently spotless mind is directed towards the struggle at hand: “I’ll draw the form and model of our battle …” (441, 5.4.22).

Act 5, Scene 5 (441-46, Henry Earl of Richmond has slept well on the eve of battle: he’s ready; Stanley encourages him; King Richard III’s conscience sends him a nightmare peopled by his scolding victims; Henry addresses his troops with moral confidence)

As the battle looms, Henry Earl of Richmond has slept well and his spirits are steady.  Lord Stanley offers him encouragement, though he must be circumspect because King Richard still holds his son hostage: “on thy side I may not be too forward …” (442, 5.5.47; see 47-49).

By contrast, King Richard’s tortured conscience rears, forcing him to confront the ghosts of all his victims in a nightmare and at least momentarily shaking his confidence.  Visiting him in succession are the ghosts of Prince Edward, King Henry VI, Clarence, Rivers, Gray, Vaughan, the little princes, Hastings, Lady Anne Neville, and Buckingham (443-44).  Buckingham’s final couplet speaks sufficiently for the injured parties all: “God and good angels fight on Richmond’s side, / And Richard falls in height of all his pride” (444, 5.5.129-30).  Richard’s life now takes on its final, medieval shape, that of a pride-induced fall from the height of Fortune’s wheel to the plummet of sin and wretchedness.  He stands alone in the midst of an army of men who do not love or honor him, and there’s no way out of his fatal predicament—at least none that an unrepentant sinner such as he could accept. King Richard bids Ratcliffe follow him on an eavesdropping tour of the camp tents, the purpose of which will be to discern “if any mean to shrink from me” (445, 5.5.176).

Meanwhile, Henry Earl of Richmond harangues his troops in set-piece style: his is the language of moral right, spoken by a man who’s certain that Providence is on his side and that his enemy is a mere tyrant: “if you fight against God’s enemy, / God will, in justice, ward you as his soldiers” (446, 5.5.207-08).

Act 5, Scenes 6-8 (446-50, King Richard speaks insouciantly to his troops one last time; the battle comes and he fights bravely, but Henry Earl of Richmond kills him; Henry will marry Princess Elizabeth (Elizabeth Woodeville’s daughter) to unite his Lancastrian line with York: peace at last)

Richard now harangues his troops in set-piece style: his language is that of insouciance, spoken by a desperate rogue—protect what’s yours, he tells his men, and “Let us to’t pell mell; / If not to heaven, then hand in hand to hell” (5.6.42-43). One thing we can’t say of Richard is that he is a coward—Shakespeare grants him a king’s death, betrayed by many but hacking his way valiantly through a host of false Richmonds: “A horse!  A horse!  My kingdom for a horse!” (449, 5.8.13)  Best rendition of this famous line ever: Ian McKellen’s riveting pronouncement of it as the wheels of his 1940’s-era jeep spin uselessly in the battlefield mud.

At last the real Henry Tudor cuts down this last of the Plantagenet monarchs, and proclaims the time of troubles at an end: “The day is ours.  The bloody dog is dead” (449, 5.8.2).  Henry will marry princess Elizabeth, the deceased Yorkist King Edward IV’s daughter, and thereby unite the houses of Lancaster and York once and for all: “Now civil wounds are stopped; peace lives again. / That she may long live here, God say ‘Amen’” (450, 5.8.40-41).

However courageous and crafty King Richard III may have been, in the arc of Shakespeare’s play he became the creature of his own evil deeds, doomed to repeat them with less and less control over the outcome, until disaster could no longer be kept at bay. Only his death at the hands of Henry Tudor, along with Henry’s intra-dynastic marriage, puts an end to the bloody chaos of the Wars of the Roses. The lesson thereby inculcated seems to me strongly Augustinian, if indirectly so: sin begets sin, and free will negates itself thereby, so that all of Richard’s cunning schemes and furious action come to naught. Like all evil, Shakespeare’s “speaking picture” (Sidney’s phrase) of incarnate badness, Richard of Gloucester, ultimately has no substance, no staying power.

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

All Is True (Henry VIII)

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Shakespeare, William. All Is True (Henry VIII). (Norton Histories, 2nd ed. 847-929).

Timeline of the English Monarchy from the Plantagenets to the Stuarts

House of Plantagenet’s “Angevin” line

The line is so named in modern times due to the following lineage: Geoffrey Plantagenet, Fifth Count of Anjou, France married Matilda, daughter of English King Henry I (this king was one of William the Conquerors’ sons).  Matilda’s son by Geoffrey Plantagenet became English King Henry II.

Henry II (1154-89; his queen was Eleanor of Aquitaine; see the film The Lion in Winter)

Richard I (1189-99; Berengaria of Navarre)

John (1199-1216; Isabel of Gloucester; Isabella of Angoulême)

Henry III (1216-72; Eleanor of Provence)

Edward I (1272-1307; Eleanor of Castile; Margaret of France)

Edward II (1307-27; Isabella of France, who deposed him with the aid of Roger Mortimer)

Edward III (1327-77; Philippa of Hainault)

Richard II (1377-99; Anne of Bohemia; Isabella of Valois)

After this line comes the Plantagenet branch called Lancaster

The line was descended from John of Gaunt, Edward III’s third son; Gaunt married Blanche of Lancaster, daughter of Henry of Grosmont, First Duke of Lancaster.  Their son became Henry IV (who was born in Bolingbroke Castle, Lincolnshire, thus “Bolingbroke”).

Henry IV (Bolingbroke, 1399-1413; Mary de Bohun; Joan of Navarre)

Henry V (victor over the French at Agincourt in 1415; ruled 1413-22; Catherine de Valois)

Henry VI (two interspersed reigns 1422-61, 1470-71, murdered; Margaret of Anjou)

Then follows the Plantagenet branch called York:

The line was descended paternally from Edmund of Langley, First Duke of York, who was the fourth son of Edward III; maternally descended from Edward III’s second son Lionel, Duke of Clarence—this latter descent constituted their claim to the throne.

Edward IV (1461-70 [Henry VI captive], 1471-83 after Henry VI’s murder; Elizabeth Woodeville)

Edward V (briefly in 1483, perhaps killed)

Richard III (1483-85, killed at Bosworth Field by Henry Tudor’s forces; Anne Neville, widow of Edward Prince of Wales and daughter of the Earl of Warwick)  The action at Bosworth largely ended the struggle between Yorkists and Lancastrians from 1455-85 known as the Wars of the Roses because the Yorkist emblem was a white rose and the Lancastrian a red rose.

The Tudor line begun by Henry Tudor runs as follows:  

Henry Tudor’s grandfather was the Welshman Owen Tudor (who fought for Henry V at Agincourt in 1415 and lived until 1461, when he was executed by Yorkists led by the future King Edward IV).  Henry’s father was Edmund Tudor, First Earl of Richmond (Edmund’s mother was apparently Henry V’s widow Catherine de Valois, whom Owen Tudor is said to have secretly married).  Henry Tudor’s mother was Lady Margaret Beaufort, and it is from her that he claimed his right to the throne since she was the great-granddaughter of John of Gaunt by his third wife Katherine Swynford.

Henry VII (i.e. Henry Tudor; 1485-1509; Elizabeth of York, Edward IV’s daughter)

Henry VIII (1509-47), Edward VI (1547-53; Catherine of Aragon through 1533; Anne Boleyn; Jane Seymour; Anne of Cleves; Catherine Howard; Catherine Parr)

Mary I (1553-58, co-ruler Philip of Spain)

Elizabeth I (1558-1603; never married)

Then come the Stuarts

The Stuarts’ claim to the English throne was initiated when in 1503, Scottish King James IV married English King Henry VII’s daughter Margaret Tudor, and they had a son who became Scottish King James V.  His daughter Mary became Queen of Scots; Mary’s son by Lord Darnley (Henry Stuart) became English King James I.

James I (1603-25; Anne, daughter of Frederick II of Denmark and Norway)

Charles I (1625-49; Henrietta Maria, daughter of Henri IV of France), beheaded by Oliver Cromwell’s Puritan forces during the English Civil War (1642-51).

After 1660, we have the Restoration of the Stuart monarchy in the person of

Charles II (1660-85, the Restoration; Catherine of Braganza).

NOTES ON SHAKESPEARE’S ALL IS TRUE, OR, HENRY VIII

Prologue and Act 1, Scene 1 (858-65, prologue emphasizes the fall of the great; Buckingham starts off the pattern: to Norfolk, he criticizes Wolsey bitterly, and they discuss the cardinal’s shortcomings, perhaps with some envy; Wolsey looks askance at Buckingham, is investigating his finances; Buckingham arrested on a charge of treason)

The prologue-speaker tells us that this play offers something for everyone: pathos, truth, and a medieval morality tale of illustrious men and women falling from a great height, sometimes when they least expect it: “think you see them great, / … / … then, in a moment, see / How soon this mightiness meets misery” (859, 27-30).  There’s plenty of history and pageantry in Henry VIII, subject to the usual telescoping and rearrangement of events we find in Shakespeare’s history plays, but the greatest emphasis will be placed upon the interplay of subtle and strong characters.  In general, I would say the play conforms, as the Norton editors say about the history play Sir Thomas More that Shakespeare seems to have had a hand in revising, to the Boccaccio-inspired tradition known as de casibus virorum illustrium: “[plays or stories] about the fall of illustrious men.”  This tradition in some form or another goes all the way back to classical times—what else is Plutarch, for example, doing in Parallel Lives, his side-by-side biographical sketches of famous politicians, rulers and generals?  Often, the emphasis is upon the mistakes made by the great that led to their downfall, the better to warn others not to make similar mistakes.  But sometimes, especially in a medieval context, the mistake just consists in being a post-lapsarian human being: first you’re at the top of Lady Fortune’s wheel, and then you’re at the bottom.

Edward Stafford, third Duke of Buckingham is the first to speak, and will be the first to fall.  This Duke (son of Henry Stafford, second Duke of Buckingham—the man who unsuccessfully rebelled against King Richard III in 1483 after having supported him in usurping the throne) explains that he did not attend the meeting of more than two weeks’ length between Henry VIII and the French King Francis I, a 1520 meeting known as Field of Cloth of Gold, which was meant to solidify the friendship between the two nations following the Anglo-French peace treaty of 1514.  Thomas Howard, second Duke of Norfolk describes the scene as the very “view of earthly glory” (859, 1.1.14).  Buckingham is not impressed, and he seems to resent Cardinal Wolsey’s role in arranging this meeting: “No man’s pie is freed / From his ambitious finger” (860, 1.1.52-53) says the aristocrat, and as for the ceremonies, he describes them as “fierce vanities” (860, 1.1.54).  Norfolk also offers some interesting analysis of their opponent: “There’s in him stuff that puts him to these ends” (860, 1.1.58), and this lord describes him as a spider spinning a web from his own merit (860-61, 1.1.62-64).  What is at the base of this great advancement?  Lord Abergavenny has a ready answer: it is the cardinal’s pride (861, 1.1.68).  One must realize that some of these great noblemen could themselves stake a claim to the English throne—Buckingham’s father, for example, had a claim through the Beaufort line.  So their resentment of the commoner Wolsey is palpable and understandable—the man’s father seems to have been a wealthy merchant, but not an aristocrat.  Yet, he has risen to a place closer to the king than any of them. 

The aristocrats don’t think much of the treaties made with France recently, in which the cardinal had a hand, just as he had a hand in urging King Henry to war.  The most recent wars against the French had lasted from 1512-14, and saw an English alliance with Pope Julius II’s Holy League to free Italy from France.

The bad blood between Buckingham and Wolsey evidently goes both ways: when the two pass each other, Wolsey eyes him suspiciously, and his words make it plain that he is plotting mischief for Buckingham: he wants to meet with the duke’s overseer or surveyor, and says, “we shall then know more, and Buckingham / Shall lessen this big look” (862, 1.1.118-19).  Norfolk tries to advise Buckingham with wise Baconian advice: “To climb steep hills / Requires slow pace at first” (862, 1.1.131-32).  Some readers may remember that Sir Francis Bacon, Queen Elizabeth I’s counselor, writes in his essay “Of Great Place” that, “All rising to great place is by a winding stair.”  But it all goes for nothing with Buckingham, who considers Wolsey nothing short of “corrupt and treasonous” (863, 1.1.156).  What is the justification for such an extreme claim?  Buckingham explains that he believes Holy Roman Emperor Charles V is in league with Cardinal Wolsey to break the peace with France (863-64, 1.1.174-90) since the emperor feels threatened by that amity.  No sooner does Buckingham broach this issue with Norfolk then he is, as if on cue, arrested for high treason (864, 1.1.199-202).  Buckingham realizes that the king has enlisted key subordinates against him, and realizes his day is over: “My life is spanned already. / I am the shadow of poor Buckingham” (864, 1.1.224-25).  Although Buckingham has been venting his resentment against Cardinal Wolsey throughout this scene, it seems fairly certain that his real enemy is none other than King Henry VIII, who surely does not trust this high-ranking nobleman.

Act 1, Scene 2 (865-70, Katherine and Norfolk complain to Henry about Wolsey’s 16% tax on commerce; Henry sides with them against Wolsey; Katherine questions Henry about the fall of Buckingham, and Henry explains his reasons for condemning him)

King Henry seems grateful to Cardinal Wolsey for stopping what he believes is a full-on conspiracy on the part of Buckingham, but matters are more complex than that.  Queen Katherine (that is, Catalina de Aragón, daughter of King Ferdinand of Aragón and Qeen Isabella of Castile) has it in for Cardinal Wolsey.  She informs Henry that the cardinal’s tax scheme has incensed his subjects, and Thomas Howard, second Duke of Norfolk backs her with a detailed account of economic and social unrest: he explains that the clothiers have had to lay off “The spinsters, carders, fullers, weavers, who, / … / … are all in uproar …” (866, 1.2.34-37).  Apparently, Cardinal Wolsey has levied a 16% tax that the commercial class has found unbearable, allegedly for the wars in France.  King Henry is not amused, saying “This is against our pleasure” (866, 1.2.69), and he overrules Cardinal Wolsey’s attempt at sage advice regarding how to take criticism: after listening to Wolsey, the king says only, “Things done well, / And with a care, exempt themselves from fear …” (867, 1.2.89-90) and issues a pardon to those who have failed to pay the tax.

Queen Katherine next focuses on Buckingham’s travails, and it seems that King Henry is disturbed at this man’s fall as well: “The gentleman is learnèd, and the most rare speaker …” (867, 1.2.112), he says, and can only point out that when corruption sets in the mind of such a man, the results are worse than they would be for an ordinary person (867, 1.2.117-20).  Buckingham’s surveyor confirms Henry’s suspicions with the claim that his master’s confessor Nicholas Hopkins has put it into his head that he should be king (868, 1.2.145-48).  Queen Katherine isn’t buying it, and she points out that this surveyor lost his job when the tenants complained about him (869, 1.2.172-74), but the surveyor drives home his point by insinuating that Buckingham referred to his father’s intention to assassinate King Richard III (869, 1.2.194-97), and that is quite enough for King Henry: “There’s his period— / To sheathe his knife in us” (870, 1.2.210-11).  Perhaps Henry, a monarch as close to wielding absolute power as any in England’s history, has a touch of paranoia.

Act 1, Scene 3 (870-72, Sands, Lovell, and the Lord Chamberlain mock French fashions and discuss Wolsey’s generosity in distributing favors)

This scene written by John Fletcher consists partly in mockery of French fashions, but there’s also ambivalent praise of Cardinal Wolsey.  Talking with Thomas Lovell (Henry VIII’s chancellor of the exchequer, perhaps retired from public life by now) and the Lord Chamberlain (Charles Somerset, titled Lord Herbert and first Earl of Worcester), Sands (William Sandys, who would become Lord Chamberlain in 1530) says of him, “Men of his way should be most liberal” (871, 1.3.61), implying that a great man of the church has much the same responsibility for spreading largess as secular lords.

Act 1, Scene 4 (872-75, Wolsey presides as monarch during a courtly masque, and correctly espies King Henry amongst the masquers; King Henry meets Anne Boleyn)

In this additional John Fletcher contribution, a courtly masque unfolds with Cardinal Wolsey playing the role of monarch and King Henry one of the masquers.  The most interesting moment occurs when the cardinal is tasked with choosing which disguised person is King Henry himself.  He chooses correctly, and turns over to him the place of honor, which action elicits from Henry the statement, “You are a churchman, or I’ll tell you, Cardinal, / I should judge now unhappily” (874, 1.4.91-92).  I suppose the statement is lighthearted, but there is menace in it: this commoner is as close as can be to King Henry, and that is a dangerous place to be.  It may be that “Uneasy lies the head that wears a crown” (the phrase is spoken by King Henry IV, in II Henry IV, Norton Histories 718, 3.1.31), but the head that would seem to wear one is in still more peril.  At the end of the courtly performance, the year of which ought to be 1525 (but not in the play since Buckingham was executed in 1521, and that’s the subject of the next scene) King Henry asks a fateful question: “What fair lady’s that?”  (875, 2.1.93), and he receives the answer that the pretty lady is Anne Boleyn, who waits upon Queen Katherine.  (Mary Boleyn was one of the king’s mistresses even before this, so Henry has some familiarity with the Boleyns.)  He is instantly drawn to her.

Act 2, Scene 1 (875-79, Buckingham’s trial related by gentlemen; Buckingham reflects as he goes to the executioner’s block; rumors fly about King Henry’s “scruples” about his marriage to Katherine)

A first and second gentleman compare what they know about Buckingham’s trial.  The emphasis is on the manner in which the great lord has conducted himself throughout and on the malice and envy evinced by Cardinal Wolsey: says the first gentleman, “whoever the King favours, / The Card’nal instantly will find employment — / And far enough from court, too” (876, 2.1.48-50). 

On his way to the block, Buckingham recounts in a dignified way his tale of being restored to the honor of his house by Henry VII only to see that honor stripped away by that king’s son, Henry VIII.  His final advice has to do with liberality of counsel: even your friends, he says, “when they once perceive / The least rub in your fortunes, fall away / Like water …” (878, 2.1.129-31). 

The first scene closes with the information that King Henry is rumored to be expressing “a scruple” (879, 2.1.158) about his marriage to Katherine of Aragon.  That scruple, as the Norton editors point out, regards the fact that Henry’s brother Arthur was initially married to Katherine, but he died young and Henry wound up marrying her.  In effect, Henry married his sister-in-law.  But the real reason, thinks the first gentleman, is that Cardinal Wolsey is preparing “to revenge him on the [Holy Roman] Emperor / For not bestowing on him at his asking / The Archbishopric of Toledo …” (879, 2.1.162-64).  This Emperor, Charles V, was Katherine’s nephew.

Act 2, Scene 2 (879-83, Wolsey and King Henry plan to move on the divorce proceedings against Katherine; Wolsey’s conversation with Campeius shows the man’s unhealthy pride, arrogant concern for status; Henry reveals to Gardiner his continued admiration for Katherine)

King Henry looks to Cardinal Wolsey for comfort amidst his gossiping and sniping lords (881, 2.2.72-74), and both men are set to go forwards with the divorce proceedings against Queen Katherine.  Just how dangerously misplaced Henry’s trust is, we can catch by listening in on the conversation between Cardinal Wolsey and Cardinal Campeius from Rome: when the Roman cardinal asks him to verify his reason for transferring a certain Richard Pace away from his position as secretary to King Henry, Wolsey is not shy about his reason: “He was a fool, / For he would needs be virtuous” (83, 2.2.131-32).  This is followed by the prideful declaration spoken in proffered fellowship with Cardinal Campeius, “We live not to be griped by meaner persons” (883, 2.2.135), which sounds like something appropriate only for a prince to say, if at all.  At least for Henry, there’s probably some genuine emotion involved in his decision to abandon a virtuous queen, even if the king stage-manages his feelings for maximum political effect, as when he says to Stephen Gardiner (future Bishop of Winchester and, under Queen Mary I, Lord Chancellor), “Would it not grieve an able man to leave / So sweet a bedfellow?”  (883, 2.2.141-42)

Act 2, Scene 3 (883-85, Anne Boleyn gets sage, saucy advice from a worldly old woman about what she would willingly do to become Henry’s queen)

In the third scene, we hear a partly comic discussion between an elderly lady of the court and Anne Boleyn.  “I would not be queen” (883, 2.3.24), says Anne, to which the old woman offers nothing but scorn: “I would — / And adventure maidenhead for’t; and so would you, / For all this spice of your hypocrisy” (883, 2.3.24-26).  So the conversation continues, both before and after the Lord Chamberlain enters and informs the young lady that King Henry has decided to honor her with the title Marchioness of Pembroke and 1000 pounds per year, which was quite a lot of money (884, 2.3.60-65).  Anne seems both fearful and excited at the same time—an understandable response to the attentions of so great a figure as Henry VIII.

Act 2, Scene 4 (886-91, Katherine defends herself sharply against Wolsey, but leaves divorce proceedings; Henry absolves Wolsey of undue influence in urging the divorce; the proceedings are left unsettled because of Katherine’s absence; Henry feels “played” by Rome and longs for the return of the sympathetic Cranmer)

The divorce proceedings begin, and in spite of the old saw that those who defend themselves in court have a fool for a client, Queen Katherine proves herself an able rhetorician.  What Katherine wants is time to get some advice from her native Spain, but Cardinal Wolsey has a vested interest in keeping her from any such counsel.  About the cardinal’s intentions, Queen Katherine has no illusions: “You are mine enemy, and [I] make my challenge / You shall not be my judge” (888, 2.4.75-76).  The queen’s appeal is to Pope Clement VII (1523-34), not to anyone in this English court.  She accuses Cardinal Wolsey of having a heart “crammed with arrogancy, spleen, and pride” (888, 2.4.108), and makes an imperious, unstoppable exit from the court, declaring that she will never again appear there (889, 2.4.126-29).  Henry’s wistful response to this action is remarkable: “Go thy ways, Kate” (889, 2.4.130). 

What follows is a bit of court theater between King Henry and Cardinal Wolsey, in which Wolsey earnestly asks the king “whether ever I / Did broach this business to your highness …” (889, 2.4.145-46).  Henry duly lets him off the hook, and proceeds to offer a public explanation for his actions, calling upon the Bishop of Lincoln to testify to his deep anxiety over the matter in question—namely, the fact that Henry has married his widowed sister-in-law and regards it as a sin: “Thus hulling in / The wild sea of my conscience” (890, 2.4.196-97), insists Henry, he made his way towards the idea of divorcing Katherine.  When the court is adjourned due to Katherine’s absence, King Henry believes he is being played by the assembled cardinals in the interest of Rome, and this leads him to wish for the return of his trusted supporter Thomas Cranmer, soon to be Archbishop of Canterbury (891, 2.4.232-38).  This same man, we might note, would have a distinguished career during Henry’s reign, but would be burnt at the stake in 1556 by Henry’s daughter Queen Mary for his adherence to the Protestant cause.

Act 3, Scene 1 (891-95, Katherine at first resists the counsel of Wolsey and Campeius, but ultimately, she submits: a strong woman crushed by larger forces)

In this John Fletcher contribution, Cardinal Wolsey is at his height and Queen Katherine recognizes how far she has fallen.  The opening of the scene presents to us a queen still in strong command of her own image and bearing.  When Cardinal Wolsey tries to flatter her with fine Latin, her response is, “The willing’st sin I ever yet committed / May be absolved in English” (92, 3.1.48-49), and continues to resist Cardinals Wolsey and Campeius with wit and dignity.  What they offer in return is false good will and veiled threats.  Queen Katherine at first declares boldly, “I dare not make myself so guilty / To give up willingly that noble title / Your master wed me to” (894, 3.1.138-40).  But in the end, she recognizes she has no further recourse, surrounded as she is by pontifical jackals and threatened with the utter loss of King Henry’s affection: “The King loves you. / Beware you lose it not” (895, 3.1.170-71), says Cardinal Campeius to her, and it is impossible to miss the implication.  There is nothing left for Katherine to do but submit: “Do what ye will, my lords, and pray forgive me” (895, 3.1.174).

Act 3, Scene 2 (895-906, Wolsey’s enemies close in; Wolsey tries to steer the king away from Anne Boleyn and Cranmer; Wolsey mistakenly sends Henry letters detailing his personal wealth and his conniving with Rome to delay the divorce; Henry confronts Wolsey, who realizes his career is over and reflects on spiritual “end things”)

Now Cardinal Wolsey’s enemies appear to be encircling him—Norfolk, Surrey, Suffolk and the Lord Chamberlain open the scene by assessing the cardinal’s current position and their own prospects for unseating him.  Norfolk seems certain that presenting a unified front will sweep the cardinal away, but the Lord Chamberlain is more circumspect: the key thing is to “Bar his access to th’ King,” since this man of the cloth has, says the Lord Chamberlain, “a witchcraft / Over the King in’s tongue” (896, 3.2.17-19).  But it is known, as Suffolk points out, that some letters Cardinal Wolsey intended only for the Pope have been misdelivered and Henry has seen them.  In those materials, Wolsey has been found out trying to get the Pope to delay Katherine’s divorce and thereby keep Henry from furthering his affair with Anne Boleyn (896, 3.2.30-36).  We also find out that Cardinal Campeius has departed back to Rome without settling the matter of Henry’s divorce from Queen Katherine, and that soon-to-be Archbishop Cranmer has returned from Europe with affirmations that what Henry is doing is legitimate (897, 3.2.56-58, 63-65).  The upshot is that Katherine is now to be demoted to the titles “Princess Dowager” and “widow to Prince Arthur” (897, 3.2.70-71).

At the height of his power, Cardinal Wolsey presumes to himself to be the arbiter of Henry’s romantic affairs.  Thomas Cromwell (1st Earl of Essex) leaves his presence, Wolsey muses, “It shall be to the Duchess of Alençon, / The French King’s sister—he shall marry her. / Anne Boleyn?  No, I’ll no Anne Boleyns for him” (897, 3.2.86-87).  Cardinal Wolsey simply cannot stand this woman who has caught Henry’s eye; she is, in Wolsey’s view, “A spleeny Lutheran” and her ally Thomas Cranmer is “An heretic, an arch-one” (898, 3.2.100, 104).  He considers them enemies of the Catholic Church.

Meanwhile, King Henry is thinking unpleasant thoughts about the cardinal’s accumulation of personal wealth.  Those letters misdelivered into his hands contained, among other things, an inventory of the precious-metal plate owned by Wolsey (898-99, 3.2.121-29).  The exchange that follows is initially decorous, with Henry reminding Wolsey that his own predecessor, King Henry VII, honored him and that he himself has made the cardinal “The prime man of the state” (899, 3.2.163), but the civility soon gives way to threatening bluntness: giving him in quick succession a few of the incriminating papers, Henry offers his parting shot: “Read o’er this, / And after this, and then to breakfast with / What appetite you have” (900, 3.2.202-04).

Left alone, Cardinal Wolsey can do no other than reflect on King Henry’s anger: “What should this mean?”  (900, 3.2.204) When he sees the contents, Wolsey immediately realizes his best days are through: “‘Tis th’ account / Of all that world of wealth I have drawn together / For mine own ends …” (901, 3.2.211-13), and with it, he admits to himself, he had intended to make himself pope and pay off his allies in Rome.  But the worst of it is the fact that the king has searched into his conspiracy to delay the divorce with Katherine.  This is damning, and he responds politically, “… I shall fall / Like a bright exhalation in the evening, / And no man see me more” (901, 3.2.226-28).

There ensues a bitter argument between the cardinal and his enemies Norfolk, Suffolk and Surrey, with them demanding that he surrender the great seal that goes with his office and he peremptorily refusing to do so: “That seal / You ask with such a violence, the King, / … with his own hand gave me …” (901, 3.2.246-48). Calling him a traitor and murderer, the lords press their case and recount Cardinal Wolsey’s numerous offenses, all of them implying either subterfuge for personal ends or abuse of King Henry’s authority (903, 3.2.304-33). 

What follows is a classic after the manner of de casibus rhetoric.  Cardinal Wolsey sums up his career to himself, “I have ventured, / Like little wanton boys that swim on bladders, / This many summers in a sea of glory, / But far beyond my depth …” (904, 3.2.359-62).  He learns that Sir Thomas More has replaced him as Lord Chancellor (as of October 1529), and that Cranmer has been made Archbishop of Canterbury (late in 1532).  In addition, Henry has married Anne Boleyn (January 1533).  Wolsey’s response is in part, “All my glories / In that one woman I have lost for ever” (905, 3.2.49-10), and his main concern seems to be to protect his ally Cromwell and shield him from King Henry’s displeasure (905, 3.2.415-18).  Wolsey seems resolved to concentrate on the next world now that he’s been stripped of everything in this one: at the outset of his conversation with Cromwell, he had already said, “I know myself now, and I feel within me / A peace above all earthly dignities …” (904-05, 3.2.379-81).  The peace that he is talking about is that great curative, a newly clear conscience.  But there is also bitterness and self-reproach in his concluding words to Cromwell: “Had I but served my God with half the zeal / I served my King, He would not in mine age / Have left me naked to mine enemies” (906, 3.2.456-58).  With these words, the once great Cardinal Wolsey’s fall from grace is complete. 

Why did Cardinal Wolsey fall?  Perhaps it would make sense here to quote accurately from the 19th-century Liberal Party politician Lord Acton, who writes,

Power tends to corrupt, and absolute power corrupts absolutely. Great men are almost always bad men, even when they exercise influence and not authority, still more when you superadd the tendency or the certainty of corruption by authority. There is no worse heresy than that the office sanctifies the holder of it.  (John E. E. Dalberg, Lord Acton, “Letter to Bishop Mandell Creighton, April 5, 1887,” from Historical Essays and Studies).

The above quotation seems more precise than the old medieval saw, “pride goes before a fall.”  Acton’s Law flows from the older saying, of course, but it is easier to draw out the political implications from what Lord Acton says: holders of great offices tend to conflate their own desires and ambitions with the powers of the office they hold and even with the good of those subject to those powers.  Cardinal Wolsey, we may surmise, came to suppose that his own ambition to rise in the Catholic Church was consonant with the good of the church and that the authority he wielded in King Henry VIII’s name was one with his own interest to rise in English society and politics as well as with the best interests of Henry himself.  He put himself in an impossible position, trying to square the circle of these two “goods.”  Manifestly, King Henry did not consider his own interests as compatible with the imperatives of the Catholic Church, and he eventually ran out of patience with a servant, however exalted, who not only enriched himself by means of his office but also presumed to settle his sovereign’s romantic affairs for him.  Acton’s Law aside, the Shakespearean portrait we get of Cardinal Wolsey is not that of a thoroughly bad man and certainly not a monster: there is some dignity in Wolsey’s willingness and even eagerness to put his earthly authorities behind him and seek the absolution of heaven.  He died of an illness late in 1530, which spared him the ordeal of being put on trial for treason, a capital offense.

Act 4, Scene 1 (906-10, strange forsakings, changes: gentlemen say Katherine is banished to Kimbolton; Anne Boleyn is crowned queen; York Place renamed Whitehall)

This scene evokes the “strange fashion of forsaking” that Henry VIII’s machinations set in Tudor England: one of his courtiers, Sir Thomas Wyatt, was the author of the phrase I just quoted in his poem, “They flee from me, that sometime did me seek“ and it would be difficult to find a better phrase to describe the changes wrought by Henry’s desire for a male successor, among other things.  The various gentlemen whose voices traverse this scene tell us that Queen Katherine “was divorced, / And the late marriage made of none effect …” (907, 4.1.32-33); Katherine is ill and for her failure to appear during the divorce proceedings, she has been shunted off to Kimbolton in Cambridgeshire.  As for Anne Boleyn, the gentlemen have gathered to behold her coronation procession, for which the text offers fairly detailed instructions.  Says the third gentleman, the new queen consort is “The goodliest woman / That ever lay by man …” (909, 4.1.71-72), and this same observer goes on to describe the giddiness of the commonfolk at her crowning.  I’m not certain this is historically accurate since I recall having read that Anne Boleyn’s installment was by no means received with universal joy.  In any event, she returns as a queen to York Place, which the first gentleman, serving as unofficial censor for King Henry, points out must now be called Whitehall, now that the former Lord Chancellor and Archbishop of York, Cardinal Wolsey, is no longer its resident (909, 4.1.97-99).

Act 4, Scene 2 (910-14, Griffith informs the ailing Katherine of Wolsey’s death; the sleeping Katherine is treated to a vision of joyful spirits crowning her with a garland; her dying request to Ambassador Caputius is to take good care of her servants)

Griffith recounts for Katherine the death of the disgraced Wolsey, and her reaction at first is highly critical: “He was a man / Of an unbounded stomach, ever ranking / Himself with princes …” (911, 4.2.33-35), but she accepts Griffith’s offer to speak fairly of the man in turn: Griffith reminds her that whatever his faults, Wolsey was a true scholar, generous in giving, and magnificent in his acceptance of a newly humbled condition towards the end of his life (911-12, 4.2.48-68).  Katherine now responds generously, saying, “Peace be with him” (912, 4.2.75).  With that thought, we are on to the real significance of this scene, which is the manner of Katherine’s departure from the world.  She is granted in her sleep a visionary invitation to a banquet, the entirety of which seems to signify purity and joy, and, presumably, her salvation to come.  The stage directions describe this vision in some detail, with white-clad spirits holding a garland over her head which they pass one to another (912, 4.2.83ff). 

When Katherine awakens, she receives a visit at King Henry’s instance from her nephew Caputius, ambassador for the Holy Roman Emperor Charles V.  Katherine’s requests are simple: bring up her daughter Mary well, and take care of the female and male servants who have so long attended to her.  Finally, to her woman Patience, she says, “Strew me over / With maiden flowers, that all the world may know / I was a chaste wife to my grave” (914, 4.2.169-71).  Shakespeare’s Catalina de Aragón dies as she had lived: a paragon of Franciscan Catholic virtue.  It would be hard to ignore the hit King Henry’s image takes from the pious passing of this woman he has betrayed, and whose virtue he well knew.

Act 5, Scene 1 (915-19, Archbishop Cranmer is fearful at being surrounded by his enemies, but King Henry promises to help him while still observing propriety of appearances; the birth of a female child is announced to Henry)

The scene begins with Lovell and Gardiner discussing their dislike for the new queen.  They’re glad that she is about to give birth, but would just as well that she not long outlive this duty.  Their feelings are similarly uncharitable towards Thomas Cranmer: says Gardiner, “it will ne’er be well — / … / Till Cranmer, Cromwell—her two hands—and she, / Sleep in their graves” (915, 5.1.29-32).  We may remember that the Catholic Cardinal Wolsey had called Cranmer a heretic in Act 3, Scene 2, and now Gardiner calls in the same: “A most arch heretic” (916, 5.1.45) who must be dealt with, and quickly.  The man is beset by his deadly enemies, and it looks as if the pattern with which we are familiar is beginning to reassert itself: leaving aside historical fact for a moment and just dealing with dramatic representation, we might ask, “will Cranmer go the way of all flesh according to the de casibus tradition?” 

Cranmer is fearful when King Henry takes him aside to inform him that various complaints have determined him to call his new archbishop before the Council and that he must in the meantime reside in the Tower of London (917, 5.1.98-109).  But we soon begin to realize that King Henry’s intentions towards Cranmer are friendly and even that there is a budding romance plot in the way the king deals with the challenge to Cranmer’s authority as archbishop.  Eventually, beyond the confines of this play and during the reign of Henry’s daughter Queen Mary (reigned 1553-58), Thomas Cranmer will die a horribly painful death, burnt at the stake for insisting on his Protestant beliefs.  But not in this play—King Henry promises Cranmer that he is keeping his enemies on a very short leash: “They shall no more prevail than we give way to” (918, 5.1.144).  King Henry will play the role of a savior, giving the beleaguered man a ring by which the king’s favor may be known and thereby get him out of the meeting at which his enemies are certain they have him cornered.  It seems almost as if Cranmer is an Arthurian knight on his way to an ordeal at the Chapel Perilous, where a magic artifact will come to his rescue just in time.  This is probably in part a nod to the Protestant sensibilities of Shakespeare’s audience, which 1had come to see Thomas Cranmer as a martyr for the cause against Catholic oppression.

At the end of the scene, the old lady who attends the queen informs King Henry that a child has been born, and introduces the matter of gender in comic fashion.  Henry is of course desperate to hear that he has at last been given a legitimate son to inherit his throne (in 1519 he had a son out of wedlock with one of his mistresses, Elizabeth Blount; the boy was named Henry Fitzroy and the king might have eventually succeeded in legitimizing him had a legitimate son not been born to him by Jane Seymour in 1537, but Henry Fitzroy died in 1536), and the old lady dangerously fans his hopes: she declares the new child to be “a lovely boy” (919, 5.2.165), but immediately has to confess that “’Tis a girl / Promises boys hereafter” (919, 5.2.166-67).  This old woman is quite a colorful character because after a performance like that, one would think she would be happy to have escaped the king’s wrath, but the scene ends with her pursuing Henry to complain about his measly reward of “an hundred marks” (919, 5.2.171).  The date of the future Queen Elizabeth I’s birth was September 7, 1533.  Her elder sister by Katherine of Aragon, Mary, had been born on February 18, 1516.  Mary, a woman of profoundly Catholic convictions, would become queen in 1553 upon the death of her little brother King Edward VI (leaving aside nine fractious days of rule by Jane Gray in July 1553 before Mary succeeded to the throne), who reigned only from 1547-53, and would be succeeded by Elizabeth upon her passing in 1558.

Act 5, Scene 2 (919-24, Archbishop Cranmer is first humiliated by his enemies in Council and then exalted with the aid of King Henry)

In this John Fletcher contribution, Archbishop Cranmer is forced to wait outside the Council chamber with common fellows.  This detail alone incenses King Henry, as I suppose it should.  The Lord Chancellor begins to make his case against Cranmer, who is rebuked for his teachings tending towards Reformation theology (921, 5.2.47-53).  He is informed that since otherwise nobody will feel free to offer evidence against him, he must reside in the Tower of London (921, 5.2.86-91).  

This exchange goes on for a while, but in the end, Cranmer simply produces the ring his royal supporter had given him, saying, “By virtue of that ring I take my cause / Out of the grips of cruel men …” (923, 5.2.133-34).  King Henry rounds off this piece of theater by taking his seat and sorely rebuking the members of the Council: when Surrey tries to calm him with a courtly “May it please your grace,” Henry cuts him short with “No, sir, it does not please me! / I had thought I had had men of some understanding / And wisdom of my Council, but I find none” (923, 5.2.168-70).  Henry proceeds to insist that all Council members embrace Archbishop Cranmer and put aside their grievances.  Which, of course, they do, knowing with whom it is they deal.  The scene ends with Henry longing to go see the christening of his new daughter, Elizabeth (924, 5.2.211-14).

Act 5, Scene 3 (924-27, the Porter and Lord Chamberlain complain about the many people crowding in to see the christening of the infant Elizabeth)

In this John Fletcher contribution, common people annoy the porter to no end, but they come nonetheless to enjoy the ceremony and the hospitality, such as it is.  Says the Lord Chamberlain, “from all parts they are coming, / As if we kept a fair here!”  (926, 5.3.62-63) And the porter characterizes them as, “the youths that thunder at a playhouse, and / fight for bitten apples …” (926, 5.3.55-56).

Act 5, Scene 4 and Epilogue (927-29, Archbishop Cranmer delivers a prophecy about England’s future under Elizabeth I and James I; King Henry declares her christening a holiday)

John Fletcher moves briskly to the christening itself in this final contribution.  The scene is not historically accurate in that as a Tudor-era parent, King Henry almost certainly would not have attended, but the prophecy uttered by Archbishop Cranmer in the play is worth attending to since it makes sense to suppose that it is Fletcher and Shakespeare’s own appreciation of their late sovereign: “She shall be loved and feared.  Her own shall bless her; / Her foes shake like a field of beaten corn …” (928, 5.4.30-31).  In Elizabeth’s realm, says Cranmer, “God shall be truly known …” and she will leave her kingdom to a successor who “Shall star-like rise as great in fame as she was, / And so stand fixed” (928, 5.4.36, 46-47).  That, of course, would be King James I, formerly James VI of Scotland and the son of Mary Queen of Scots, whom Elizabeth had long imprisoned and would execute in 1587 for conspiring against her in the Anthony Babington-led plot of 1586.  (A much earlier conspiracy was the Ridolfi plot, which aimed to place Mary on the throne in 1570-71; another such attempt is called the Throckmorton conspiracy, dating to 1583.)  But all that is far into the future, and King Henry concludes the action by declaring a holiday (929, 5.4.74-76). 

It is Cranmer’s prophecy about a rosy future that lends this 1613 play an air of romance that makes it kindred to other dramas that Shakespeare composed around this time to wrap up his career: The Winter’s Tale, The Tempest, and The Two Noble Kinsmen.  The happy conclusion mellows our recollection of the misfortune and sorrow that have marked the downfall of the play’s great characters, mingling the whole into a bittersweet quality.

The epilogue reminds female viewers to appreciate the play mainly because of its fine representation of the virtuous Queen Katherine of Aragon, and male viewers to applaud by way of following their ladies’ example.  Indeed, we may well come to the conclusion that this splendid woman, and the guileful Cardinal Wolsey with whom she engages in a bitter contest, are really the focal point of the play rather than King Henry VIII himself.  The latter is an important figure, but perhaps not the emotional center of this historical drama.

Edition. Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

Henry the Fifth

Questions on Shakespeare’s Histories

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Shakespeare, William. King Henry V. (Norton Histories, 2nd ed. 759-836).

ACT 1

1. In the Prologue, what does the Chorus ask theater-goers to do? In what sense might the Chorus be said to give the spoken words of Shakespeare’s play the place of honor in their experience?

2. In Act 1, Scenes 1-2, the Bishops of Ely and Canterbury have their reasons (money, for the most part) for sending the young Henry off to France. But what specific arguments do they employ to convince him — what is Salic Law, and what do the Bishops say about Henry’s predecessor kings?

3. In Act 1, Scene 2, what qualities in Henry are brought to the fore by the Dauphin’s wicked present of “tennis balls” in place of a serious answer to his claims upon the French throne?

ACT 2

4. In Act 2, Scene 1, what seems to be Shakespeare’s principle in going back and forth between serious and silly, noble and low, as he begins to do here with the comic scene between Pistol, Bardolph, and Nym (Henry’s friends from Henry IV, Parts 1-2)? How does their quarreling compare to that of their betters?

5. In Act 2, Scene 2, how does King Henry set forth the moral of the treason and fall of Cambridge, Scroop, and Grey? Pay particular attention to his comments about Scroop.

6. In Act 2, Scene 3, how do Henry’s former friends Pistol, Bardolph, and Nym see the impending war with France? When they learn that old Jack Falstaff has finally died, what effect does his passing have upon them? What do they think is the cause of his death?

7. In Act 2, Scene 4, what contrast between the French outlook on war and the English one appears? How does Exeter, in his message to the King of France, undercut the expectations and rhetoric of Shakespeare’s French?

ACT 3

8. What perspectives on war do Act 3, Scenes 1-3, taken together, advance? Consider the remarks of Henry, Pistol/Bardolph/Nym, and the Welshman Fluellen.

9. In Act 3, Scene 4, the French Princess Katherine explores the presence of the English from her own perspective. What does she add to our understanding of the war and the French?

10. In Act 3, Scenes 5-7, how does King Henry’s insistence on hanging Bardolph for theft show about his grasp of proper kingship? How can we connect this part of the play with Fluellen’s failure to discern (at least initially) Pistol’s nature? Consider this question in light of Shakespeare’s perpetual interest in sorting out “seeming” from “being.”

11. In Act 3, Scene 7, what flaw in the Dauphin’s character reaffirms itself? How does the Constable undercut the Dauphin’s claims?

ACT 4

12. In Act 4, Scene 1, why does Henry wander about the camp on the eve of battle? What does he find out about the way some of his subjects (Williams and Bates) think of their part in the campaign? What argument does Henry use to bring Williams around, and what quarrel nonetheless remains between them?

13. In Act 4, Scene 1, when Henry is at last alone, how does he sum up his thoughts on the nature and responsibilities of kingship? What spiritual burden will he bring with him into battle, aside from anything to do with current events?

14. In Act 4, Scenes 2-3, contrast the Frenchmen’s high words before battle with what Henry and his English followers say. What assumptions do the French make about the English, and what proves effective for Henry in lifting the spirits of his men?

15. How do Act 4, Scenes 4-5 work together to show the French side’s shameful conduct?

16. In Act 4, Scenes 6-8, how much realism do you find in Shakespeare’s representation of the battle and the views characters take concerning war? And how does King Henry explain his unlikely triumph over the French?

17. In Act 4, Scenes 7-8, how does the quarrel between King Henry and Williams get settled? What moral principle does this settlement reaffirm?

ACT 5

18. In Act 5, Scene 1, what lesson about symbolism does Fluellen teach Pistol when the two meet? And what does Pistol plan to do now that the war is over?

19. Act 5, Scene 2, what strategy does King Henry employ to win Katherine’s heart and her assent to the marriage that will make him heir to the French throne? What objections does she make, and how does he deal with them?

20. Critics have long argued both sides of an obvious issue in Henry V: is the play pro-English and pro-war to the point of jingoism (a “jingo” is someone who is too quick to call for war, usually to promote national prestige), or should we say that Shakespeare is criticizing others for such attitudes? Or do you find that “either/or” argument simplistic? Explain.

Edition: Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

Henry the Fourth, Pt. 1

Questions on Shakespeare’s Histories

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Shakespeare, William. The First Part of Henry the Fourth (Norton Histories, 2nd ed. 595-672).

ACT 1

1. In Act 1, Scene 1, what problems does Henry IV (Bullingbrook from Richard II) enunciate at the play’s beginning? How does he mean to resolve them, and what is keeping him from carrying out his resolutions? How would you describe the pattern of his reign so far?

2. In Act 1, Scene 2, what concerns seem most proper to Sir John Falstaff, the play’s resident Lord of Misrule? What is he complaining about? What plot do Falstaff’s friends set in motion against him, and why?

3. In Act 1, Scene 2, how does Prince Harry regard Falstaff and his other low-ranking friends at the Boar’s Head Tavern? How does the Prince respond to Falstaff’s jests? Why is he hanging around with such rascals in the first place, and what plan does he apparently have in mind for the future, now that his father is king and great events are in the offing?

4. In Act 1, Scene 3, we are introduced to Harry Hotspur, Henry Percy’s (Northumberland’s) son. What seem to be Hotspur’s characteristics? In what sense is Hotspur admirable, and in what sense flawed? What attitude does he take up towards the King and towards his familial elders Worcester and Northumberland?

ACT 2

5. In Act 2, Scenes 1-2, how do the robbery and mock robbery play out? How does Falstaff treat the people he robs — what does he say to them, and what do you draw from such comments regarding Falstaff’s self-image? How does he behave at the moment when he, in turn, is robbed of his spoils?

6. In Act 2, Scene 4, what additional things become apparent about Hotspur? What attributes does Hotspur’s wife, Kate (Lady Percy), possess? How well does Hotspur relate to her? Why, for example, does he choose to hold back information from her about his key role in the rebellion against King Henry IV?

7. In Act 2, Scene 5, what is Prince Harry up to at the beginning of the scene? Why does he associate with the Tavern’s “drawers” — what does he learn from them? Why does he make fun of the drawer Francis — how does Prince Harry’s remark at lines 5.2.86-88 (“I am now of all humours …”) perhaps explain the motivation for his jests regarding that common laborer?

8. In Act 2, Scene 5, what accusations does Falstaff level at Prince Harry and others upon re-entering the Boar’s Head Tavern after the robbery? How does Falstaff describe what happened during the robbery at Gadshill? How does Prince Harry undercut Falstaff’s lies, and what do Falstaff’s attempts to vindicate himself reveal about his outlook on life?

9. In Act 2, Scene 5, what is the serious point underlying Prince Harry’s comic play-acting the roles of King and Crown Prince (which latter, of course, he actually is) with Falstaff? Moreover, how does the play-acting carry darker undertones respecting Falstaff’s tenure as “Lord of Misrule” in Prince Harry’s life?

10. In Act 2, Scene 5, towards the end of the scene, how does Prince Harry deal with the lawmen who come looking for Falstaff because of his thievery at Gadshill? What promise does he subsequently make Falstaff about his place in the war against the rebels besetting Henry IV, and how does Falstaff react to that promise?

ACT 3

11. In Act 3, Scene 1, what do the rebels discuss? Why don’t Hotspur and Owen Glyndwr get along — what differences in outlook and personal expression keep them apart? What attributes does Glyndwr possess that differ markedly from Hotspur’s?

12. In Act 3, Scene 2, what reproaches does Henry IV make against his son Prince Harry, heir to the throne? What wisdom does he try to impart to the young man, and what unsavory comparison does he make between Prince Harry and King Richard II, whom Henry deposed back when he was still called “Bullingbrook”? How does Harry console and re-inspirit his father: how does he cast his imperfect past and what promises does he make for the present and future?

13. In Act 3, Scene 3, what is the nature of Falstaff’s quarrel with the Hostess and with Prince Harry at the Boar’s Head Tavern? What is Falstaff’s mood on the eve of the fight against the rebels Glyndwr, Hotspur, and others?

ACT 4

14. In Act 4, Scene 1, what is happening on the rebel side? How does Hotspur take the bad news he receives? How does he deal with the praise that Richard Vernon heaps upon Prince Harry, and what does Hotspur’s attitude towards his rival reveal about him?

15. In Act 4, Scene 2, what has Falstaff done in the wake of the Prince’s procuring for him “a charge of foot” back at 3.3.171? How does Falstaff apparently construe the significance of war? In what sense does his standing in the play begin to decline at this point?

16. In Act 4, Scene 3, how does Hotspur describe his kinsmen’s role in helping Henry Bullingbrook depose Richard II and become King Henry IV? How does Hotspur characterize King Henry’s reign up to the present time? How do the rebels’ prospects look at this point, just before their direct meeting with the King in the next Act?

ACT 5

17. In Act 5, Scene 1, how does King Henry IV counter the rebels’ interpretation of the events leading to the present’s imminent hostilities? What offer does the King extend to those massed to fight against him? Does it seem realistic? Why or why not? How does Prince Harry treat the reputation of Hotspur (here called Henry Percy)?

18. In Act 5, Scene 1, what “catechism” (see 5.1.127-39, “‘Tis not due yet …”) does Falstaff offer regarding the concept of chivalric honor? Why does he call it a catechism? How does his speech reflect upon or connect to the chivalric meeting we have just seen between the King, Prince Harry, and the enemies against whom they are about to do battle?

19. In Act 5, Scene 2, why does Worcester keep the knowledge of the King’s offer from Hotspur? What is Hotspur’s present attitude towards his rival, Prince Harry? How good a rhetorician or public speaker is Hotspur on the eve of battle? How do his skills compare with those of others in this play?

20. In Act 5, Scenes 3-4, what two “redemptive” acts does Prince Harry perform, in light of his previous promises to his father? Describe the Prince’s actions and what he says about them to others. Consider as well his brief meeting with Falstaff during this heroic scene: how does he react to his old friend’s behavior now?

21. In Act 5, Scenes 3-4, how does Falstaff conduct himself during the battle? Why does Prince Harry go along with Falstaff’s deceptive claim to have killed Hotspur? Doesn’t doing so undercut the redemptive storyline Prince Harry has been working up to since the end of Richard II and all through I Henry IV? Or is there a different way to understand Harry’s genial treatment of Falstaff at this point? Explain.

22. In Act 5, Scene 5, what is the kingdom’s status at the end of the play? How secure is Henry IV’s throne, and overall, what is your impression of him at this point? How do the victors deal with those they have captured, and what still remains to be done?

Edition: Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake

Henry the Fourth, Pt. 2

Questions on Shakespeare’s Histories

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Shakespeare, William. The Second Part of Henry the Fourth. (Norton Histories, 2nd ed. 673-757).

ACT 1

1. In the “Induction” and then in Act 1, Scene 1, what is the present state of the rebellion against King Henry IV? What source or sources do the conspirators, chief among them Henry Percy, 1st Earl of Northumberland (father of Hotspur, whom Prince Harry killed in Act 5 of I Henry IV), use to gather their sense of where they stand? What is the cause of Northumberland’s rage from 1.1.136-60, and what do his angry words suggest to us about the nature and effects of rebellion?

2. Act 1, Scene 2, what is the argument between the Chief Justice and Sir John Falstaff? What is Falstaff trying to accomplish or gain at this point? How does this scene reflect on the ones preceding and following it, in which we hear the rebels assessing and debating their own prospects?

ACT 2

3. In Act 2, Scene 1, in what difficulty is Sir John embroiled with Hostess Quickly of the Boar’s Head Tavern, Eastcheap? How does he resolve it, if indeed what happens amounts to a resolution at all? What is the Hostess’ own perspective on the quarrel?

4. In Act 2, Scene 2, what is Prince Harry’s plan to expose Falstaff’s “true colors”? Reflect back to Prince Harry’s practical joke and raillery at Falstaff’s expense in Act 2 of I Henry IV: in consideration of Harry’s present reflections and devices throughout the scene, what change might we find in his way of evaluating Sir John’s shortcomings?

5. In Act 2, Scene 3, Lady Percy (the slain Hotspur’s wife) and Lady Northumberland (the Earl’s wife) try to talk Northumberland out of taking part in the imminent battles against the King. What arguments do they use, and in the process what contrast between Hotspur and his father the Earl emerges to the latter’s disadvantage?

6. In Act 2, Scene 4, Falstaff’s abuse of Prince Harry’s reputation and friendship is made plain. Consider the sweep of this scene in its entirety — the women’s exchanges with Falstaff, his driving out of fiery Pistol, and then Prince Harry’s exposure and mockery of his ungenerous and overly familiar prating. What basic error does such prating betray in Falstaff’s way of thinking about Harry? And more generally, what figure does old Sir John cut as a man in this scene, with regard both to his sentimental appeal for us and his stark limitations?

ACT 3

7. In Act 3, Scene 1, the King (Henry IV), steeped now in experience, meditates on the burdens of his exalted status. Aside from the famous remark, “Uneasy lies the head that wears a crown” (3.1.31), what can we learn from his thoughts on the subject of royal power and pomp, both when he is alone and when he speaks with Warwick?

8. In Act 3, Scene 2, we are introduced to Justice Robert Shallow. What is this character’s personal mythology; i.e., what view of his past has he built up for himself and for retail to others? What habits of speech reinforce his self-representation, and what motive/s might we suppose have led to the construction of such a narrative on his part? How does How does Falstaff assess this old acquaintance, and what advantage does he expect to gain from his brief reunion with Shallow?

9. In Act 3, Scene 2, while conversing with Justice Shallow, Falstaff sets about choosing some soldiers to serve under his charge in the fight against the rebels. Who are these prospective soldiers? What attitudes do they manifest about the wars, and as in I Henry IV (and/or Henry V if you are familiar with that play), what resemblances and contrasts are thereby underscored between the common person’s view of military violence and the views of their aristocratic “betters”?

ACT 4

10. In Act 4, Scene 1, King Henry IV’s supporter the Earl of Westmorland argues the rebellion with the rebels Archbishop of York (Richard Scroop) and Lord Mowbray. What points do they advance in favor of their struggle against the king, and how does Westmorland answer those points? Moreover, what error in military judgment does it soon become clear that the rebels have allowed themselves to commit?

11. In Act 4, Scene 2, Falstaff takes the rebel Sir John Coleville prisoner. We have heard Falstaff talk about military honor before, in 5.1 and 5.3 of I Henry IV. How does the rascal address this issue in the present scene? In addition, how do he and the king’s brother, Prince John, seem to regard each other?

12. In Act 4, Scene 3, what advice does Henry IV give the Duke of Clarence (i.e. his son Thomas) about Prince Harry? How does Warwick assure the king that all will be well with the heir apparent? In responding, consider the relation between Warwick’s response and what Prince Harry himself has said about his conduct thus far, for example in 2.2 and 2.4 of the present play, or 1.2 of I Henry IV? What continuity do you find?

13. In Act 4, Scene 3, Prince Harry reflects on the crown from lines 151-73, somewhat as the king himself had done in 3.1. How does Prince Harry’s emphasis differ from that of the king? Moreover, as the scene progresses with the awakening of the king to find his crown missing, what anxieties beset him about the reign to be expected of his seemingly reckless heir? How does the Prince convince him that his fears are groundless?

14. In Act 4, Scene 3, a reassured King Henry IV offers his heir Prince Harry a striking piece of advice about how a ruler may avoid the worst kind of trouble. What is that advice? What does it suggest about the king’s understanding of his subjects, and, more broadly, about human nature? (See 4.3.305-47; “O my son …”) Consider also what the king does immediately after giving this advice — how does it reflect on or alter your perception of the political counsel he has just given?

ACT 5

15. In Act 5, Scenes 1-2, what theory about “wise bearing or ignorant carriage” (5.1.64) does Falstaff set forth? What happens subsequently (in the second scene) between the Chief Justice and Prince Harry to call this theory into question? In the course of this interaction, what does Prince Harry say to demonstrate his grasp of the legal and formal or ceremonial aspects of his now supreme position?

16. In Act 5, Scenes 3 and 5, what are Falstaff’s expectations now that his old friend Prince Harry is king? What happens to those expectations when the king’s procession passes him by? Consider the manner in which the meeting between these two unfolds in the fifth scene: to what extent does “Harry” recognize his former companion, and what can we learn from the exact manner in which he does so?

Edition: Greenblatt, Stephen et al., eds. The Norton Shakespeare. 2nd edition. Four-Volume Genre Paperback Set. Norton, 2008. ISBN-13: 978-0-393-93152-5.

Copyright © 2012 Alfred J. Drake